Network Working Group F. L. Templin, Ed.
Internet-Draft Boeing Research & Technology
Obsoletes: rfc5320 (if approved) June 13, 2013
Intended status: Informational
Expires: December 15, 2013

The Subnetwork Encapsulation and Adaptation Layer (SEAL)
draft-templin-intarea-seal-57.txt

Abstract

This document specifies a Subnetwork Encapsulation and Adaptation Layer (SEAL). SEAL operates over virtual topologies configured over connected IP network routing regions bounded by encapsulating border nodes. These virtual topologies are manifested by tunnels that may span multiple IP and/or sub-IP layer forwarding hops, where they may incur packet duplication, packet reordering, source address spoofing and traversal of links with diverse Maximum Transmission Units (MTUs). SEAL addresses these issues through the encapsulation and messaging mechanisms specified in this document.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at http://datatracker.ietf.org/drafts/current/.

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This Internet-Draft will expire on December 15, 2013.

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Table of Contents

1. Introduction

As Internet technology and communication has grown and matured, many techniques have developed that use virtual topologies (manifested by tunnels of one form or another) over an actual network that supports the Internet Protocol (IP) [RFC0791][RFC2460]. Those virtual topologies have elements that appear as one network layer hop, but are actually multiple IP or sub-IP layer hops. These multiple hops often have quite diverse properties that are often not even visible to the endpoints of the virtual hop. This introduces failure modes that are not dealt with well in current approaches.

The use of IP encapsulation (also known as "tunneling") has long been considered as the means for creating such virtual topologies (e.g., see [RFC2003][RFC2473]). However, the encapsulation headers often include insufficiently provisioned per-packet identification values. IP encapsulation also allows an attacker to produce encapsulated packets with spoofed source addresses even if the source address in the encapsulating header cannot be spoofed. A denial-of-service vector that is not possible in non-tunneled subnetworks is therefore presented.

Additionally, the insertion of an outer IP header reduces the effective path MTU visible to the inner network layer. When IPv6 is used as the encapsulation protocol, original sources expect to be informed of the MTU limitation through IPv6 Path MTU discovery (PMTUD) [RFC1981]. When IPv4 is used, this reduced MTU can be accommodated through the use of IPv4 fragmentation, but unmitigated in-the-network fragmentation has been found to be harmful through operational experience and studies conducted over the course of many years [FRAG][FOLK][RFC4963]. Additionally, classical IPv4 PMTUD [RFC1191] has known operational issues that are exacerbated by in-the-network tunnels [RFC2923][RFC4459].

The following subsections present further details on the motivation and approach for addressing these issues.

1.1. Motivation

Before discussing the approach, it is necessary to first understand the problems. In both the Internet and private-use networks today, IP is ubiquitously deployed as the Layer 3 protocol. The primary functions of IP are to provide for routing, addressing, and a fragmentation and reassembly capability used to accommodate links with diverse MTUs. While it is well known that the IP address space is rapidly becoming depleted, there is also a growing awareness that other IP protocol limitations have already or may soon become problematic.

First, the Internet historically provided no means for discerning whether the source addresses of IP packets are authentic. This shortcoming is being addressed more and more through the deployment of site border router ingress filters [RFC2827], however the use of encapsulation provides a vector for an attacker to circumvent filtering for the encapsulated packet even if filtering is correctly applied to the encapsulation header. Secondly, the IP header does not include a well-behaved identification value unless the source has included a fragment header for IPv6 or unless the source permits fragmentation for IPv4. These limitations preclude an efficient means for routers to detect duplicate packets and packets that have been re-ordered within the subnetwork. Additionally, recent studies have shown that the arrival of fragments at high data rates can cause denial-of-service (DoS) attacks on performance-sensitive networking gear, prompting some administrators to configure their equipment to drop fragments unconditionally [I-D.taylor-v6ops-fragdrop].

For IPv4 encapsulation, when fragmentation is permitted the header includes a 16-bit Identification field, meaning that at most 2^16 unique packets with the same (source, destination, protocol)-tuple can be active in the network at the same time [RFC6864]. (When middleboxes such as Network Address Translators (NATs) re-write the Identification field to random values, the number of unique packets is even further reduced.) Due to the escalating deployment of high-speed links, however, these numbers have become too small by several orders of magnitude for high data rate packet sources such as tunnel endpoints [RFC4963].

Furthermore, there are many well-known limitations pertaining to IPv4 fragmentation and reassembly – even to the point that it has been deemed “harmful” in both classic and modern-day studies (see above). In particular, IPv4 fragmentation raises issues ranging from minor annoyances (e.g., in-the-network router fragmentation [RFC1981]) to the potential for major integrity issues (e.g., mis-association of the fragments of multiple IP packets during reassembly [RFC4963]).

As a result of these perceived limitations, a fragmentation-avoiding technique for discovering the MTU of the forward path from a source to a destination node was devised through the deliberations of the Path MTU Discovery Working Group (PMTUDWG) during the late 1980’s through early 1990’s which resulted in the publication of [RFC1191]. In this negative feedback-based method, the source node provides explicit instructions to routers in the path to discard the packet and return an ICMP error message if an MTU restriction is encountered. However, this approach has several serious shortcomings that lead to an overall “brittleness” [RFC2923].

In particular, site border routers in the Internet have been known to discard ICMP error messages coming from the outside world. This is due in large part to the fact that malicious spoofing of error messages in the Internet is trivial since there is no way to authenticate the source of the messages [RFC5927]. Furthermore, when a source node that requires ICMP error message feedback when a packet is dropped due to an MTU restriction does not receive the messages, a path MTU-related black hole occurs. This means that the source will continue to send packets that are too large and never receive an indication from the network that they are being discarded. This behavior has been confirmed through documented studies showing clear evidence of PMTUD failures for both IPv4 and IPv6 in the Internet today [TBIT][WAND][SIGCOMM][RIPE].

The issues with both IP fragmentation and this “classical” PMTUD method are exacerbated further when IP tunneling is used [RFC4459]. For example, an ingress tunnel endpoint (ITE) may be required to forward encapsulated packets into the subnetwork on behalf of hundreds, thousands, or even more original sources. If the ITE allows IP fragmentation on the encapsulated packets, persistent fragmentation could lead to undetected data corruption due to Identification field wrapping and/or reassembly congestion at the ETE. If the ITE instead uses classical IP PMTUD it must rely on ICMP error messages coming from the subnetwork that may be suspect, subject to loss due to filtering middleboxes, or insufficiently provisioned for translation into error messages to be returned to the original sources.

Although recent works have led to the development of a positive feedback-based end-to-end MTU determination scheme [RFC4821], they do not excuse tunnels from accounting for the encapsulation overhead they add to packets. Moreover, in current practice existing tunneling protocols mask the MTU issues by selecting a "lowest common denominator" MTU that may be much smaller than necessary for most paths and difficult to change at a later date. Therefore, a new approach to accommodate tunnels over links with diverse MTUs is necessary.

1.2. Approach

This document concerns subnetworks manifested through a virtual topology configured over a connected network routing region and bounded by encapsulating border nodes. Example connected network routing regions include Mobile Ad hoc Networks (MANETs), enterprise networks and the global public Internet itself. Subnetwork border nodes forward unicast and multicast packets over the virtual topology across multiple IP and/or sub-IP layer forwarding hops that may introduce packet duplication and/or traverse links with diverse Maximum Transmission Units (MTUs).

This document introduces a Subnetwork Encapsulation and Adaptation Layer (SEAL) for tunneling inner network layer protocol packets over IP subnetworks that connect Ingress and Egress Tunnel Endpoints (ITEs/ETEs) of border nodes. It provides a modular specification designed to be tailored to specific associated tunneling protocols. (A transport-mode of operation is also possible, but out of scope for this document.)

SEAL provides a mid-layer encapsulation that accommodates links with diverse MTUs, and allows routers in the subnetwork to perform efficient duplicate packet and packet reordering detection. The encapsulation further ensures message origin authentication, packet header integrity and anti-replay in environments in which these functions are necessary.

SEAL treats tunnels that traverse the subnetwork as ordinary links that must support network layer services. Moreover, SEAL provides dynamic mechanisms (including limited segmentation and reassembly) to ensure a maximal path MTU over the tunnel. This is in contrast to static approaches which avoid MTU issues by selecting a lowest common denominator MTU value that may be overly conservative for the vast majority of tunnel paths and difficult to change even when larger MTUs become available.

1.3. Differences with RFC5320

This specification of SEAL is descended from an experimental independent RFC publication of the same name [RFC5320]. However, this specification introduces a number of important differences from the earlier publication.

First, this specification includes a protocol version field in the SEAL header whereas [RFC5320] does not, and therefore cannot be updated by future revisions. This specification therefore obsoletes (i.e., and does not update) [RFC5320].

Secondly, [RFC5320] forms a 32-bit Identification value by concatenating the 16-bit IPv4 Identification field with a 16-bit Identification "extension" field in the SEAL header. This means that [RFC5320] can only operate over IPv4 networks (since IPv6 headers do not include a 16-bit version number) and that the SEAL Identification value can be corrupted if the Identification in the outer IPv4 header is rewritten. In contrast, this specification includes a 32-bit Identification value that is independent of any identification fields found in the inner or outer IP headers, and is therefore compatible with any inner and outer IP protocol version combinations.

Additionally, the SEAL segmentation and reassembly procedures defined in [RFC5320] differ significantly from those found in this specification. In particular, this specification defines a 6-bit Offset field that allows for smaller segment sizes when SEAL segmentation is necessary (e.g., in order to observe the IPv4 minimum MTU of 68 bytes). In contrast, [RFC5320] includes a 3-bit Segment field and performs reassembly through concatenation of consecutive segments.

The SEAL header in this specification also includes an optional Integrity Check Vector (ICV) that can be used to digitally sign the SEAL header and the leading portion of the encapsulated inner packet. This allows for a lightweight integrity check and a loose message origin authentication capability. The header further includes new control bits as well as a link identification and encapsulation level field for additional control capabilities.

Finally, this version of SEAL includes a new messaging protocol known as the SEAL Control Message Protocol (SCMP), whereas [RFC5320] performs signalling through the use of SEAL-encapsulated ICMP messages. The use of SCMP allows SEAL-specific departures from ICMP, as well as a control messaging capability that extends to other specifications, including Virtual Enterprise Traversal (VET) [I-D.templin-intarea-vet].

2. Terminology

The following terms are defined within the scope of this document:

subnetwork

a virtual topology configured over a connected network routing region and bounded by encapsulating border nodes.
IP

used to generically refer to either Internet Protocol (IP) version, i.e., IPv4 or IPv6.
Ingress Tunnel Endpoint (ITE)

a virtual interface over which an encapsulating border node (host or router) sends encapsulated packets into the subnetwork.
Egress Tunnel Endpoint (ETE)

a virtual interface over which an encapsulating border node (host or router) receives encapsulated packets from the subnetwork.
SEAL Path

a subnetwork path from an ITE to an ETE beginning with an underlying link of the ITE as the first hop. Note that, if the ITE's interface connection to the underlying link assigns multiple IP addresses, each address represents a separate SEAL path.
inner packet

an unencapsulated network layer protocol packet (e.g., IPv4 [RFC0791], OSI/CLNP [RFC0994], IPv6 [RFC2460], etc.) before any outer encapsulations are added. Internet protocol numbers that identify inner packets are found in the IANA Internet Protocol registry [RFC3232]. SEAL protocol packets that incur an additional layer of SEAL encapsulation are also considered inner packets.
outer IP packet

a packet resulting from adding an outer IP header (and possibly other outer headers) to a SEAL-encapsulated inner packet.
packet-in-error

the leading portion of an invoking data packet encapsulated in the body of an error control message (e.g., an ICMPv4 [RFC0792] error message, an ICMPv6 [RFC4443] error message, etc.).
Packet Too Big (PTB) message

a control plane message indicating an MTU restriction (e.g., an ICMPv6 "Packet Too Big" message [RFC4443], an ICMPv4 "Fragmentation Needed" message [RFC0792], etc.).
Don't Fragment (DF) bit

a bit that indicates whether the packet may be fragmented by the network. The DF bit is explicitly included in the IPv4 header [RFC0791] and may be set to '0' to allow fragmentation or '1' to disallow further in-network fragmentation. The bit is absent from the IPv6 header [RFC2460], but implicitly set to '1' becauuse fragmentation can occur only at IPv6 sources.

The following abbreviations correspond to terms used within this document and/or elsewhere in common Internetworking nomenclature:

3. Requirements

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. When used in lower case (e.g., must, must not, etc.), these words MUST NOT be interpreted as described in [RFC2119], but are rather interpreted as they would be in common English.

4. Applicability Statement

SEAL was originally motivated by the specific case of subnetwork abstraction for Mobile Ad hoc Networks (MANETs), however the domain of applicability also extends to subnetwork abstractions over enterprise networks, ISP networks, SO/HO networks, the global public Internet itself, and any other connected network routing region.

SEAL provides a network sublayer for encapsulation of an inner network layer packet within outer encapsulating headers. SEAL can also be used as a sublayer within a transport layer protocol data payload, where transport layer encapsulation is typically used for Network Address Translator (NAT) traversal as well as operation over subnetworks that give preferential treatment to certain "core" Internet protocols, e.g., TCP, UDP, etc.. (However, note that TCP encapsulation may not be appropriate for all use cases; particularly those that require low delay and/or delay variance.) The SEAL header is processed in a similar manner as for IPv6 extension headers, i.e., it is not part of the outer IP header but rather allows for the creation of an arbitrarily extensible chain of headers in the same way that IPv6 does.

To accommodate MTU diversity, the Ingress Tunnel Endpoint (ITE) may need to perform limited segmentation which the Egress Tunnel Endpoint (ETE) reassembles. The ETE further acts as a passive observer that informs the ITE of any packet size limitations. This allows the ITE to return appropriate PMTUD feedback even if the network path between the ITE and ETE filters ICMP messages.

SEAL further provides mechanisms to ensure message origin authentication, packet header integrity, and anti-replay. The SEAL framework is therefore similar to the IP Security (IPsec) Authentication Header (AH) [RFC4301][RFC4302], however it provides only minimal hop-by-hop authenticating services while leaving full data integrity, authentication and confidentiality services as an end-to-end consideration.

In many aspects, SEAL also very closely resembles the Generic Routing Encapsulation (GRE) framework [RFC1701]. SEAL can therefore be applied in the same use cases that are traditionally addressed by GRE, but goes beyond GRE to also provide additional capabilities (e.,g., path MTU accommodation, message origin authentication, etc.) as described in this document.

5. SEAL Specification

The following sections specify the operation of SEAL:

5.1. SEAL Tunnel Model

SEAL is an encapsulation sublayer used within point-to-point, point-to-multipoint, and non-broadcast, multiple access (NBMA) tunnels. Each SEAL path is configured over one or more underlying interfaces attached to subnetwork links. The SEAL tunnel connects an ITE to one or more ETE "neighbors" via encapsulation across an underlying subnetwork, where the tunnel neighbor relationship may be either unidirectional or bidirectional.

A unidirectional tunnel neighbor relationship allows the near end ITE to send data packets forward to the far end ETE, while the ETE only returns control messages when necessary. A bidirectional tunnel neighbor relationship is one over which both TEs can exchange both data and control messages.

Implications of the SEAL unidirectional and bidirectional models are the same as discussed in [I-D.templin-intarea-vet].

5.2. SEAL Model of Operation

SEAL-enabled ITEs encapsulate each inner packet in a SEAL header and any outer header encapsulations as shown in Figure 1:

                             +--------------------+  
                             ~   outer IP header  ~
                             +--------------------+
                             ~  other outer hdrs  ~
                             +--------------------+
                             ~    SEAL Header     ~
+--------------------+       +--------------------+
|                    |  -->  |                    |
~        Inner       ~  -->  ~        Inner       ~
~       Packet       ~  -->  ~       Packet       ~
|                    |  -->  |                    |
+--------------------+       +----------+---------+

Figure 1: SEAL Encapsulation

The ITE inserts the SEAL header according to the specific tunneling protocol. For simple encapsulation of an inner network layer packet within an outer IP header, the ITE inserts the SEAL header following the outer IP header and before the inner packet as: IP/SEAL/{inner packet}.

For encapsulations over transports such as UDP, the ITE inserts the SEAL header following the outer transport layer header and before the inner packet, e.g., as IP/UDP/SEAL/{inner packet}. In that case, the UDP header is seen as an "other outer header" as depicted in Figure 1 and the outer IP and transport layer headers are together seen as the outer encapsulation headers.

SEAL supports both "nested" tunneling and "re-encapsulating" tunneling. Nested tunneling occurs when a first tunnel is encapsulated within a second tunnel, which may then further be encapsulated within additional tunnels. Nested tunneling can be useful, and stands in contrast to "recursive" tunneling which is an anomalous condition incurred due to misconfiguration or a routing loop. Considerations for nested tunneling and avoiding recursive tunneling are discussed in Section 4 of [RFC2473].

Re-encapsulating tunneling occurs when a packet arrives at a first ETE, which then acts as an ITE to re-encapsulate and forward the packet to a second ETE connected to the same subnetwork. In that case each ITE/ETE transition represents a segment of a bridged path between the ITE nearest the source and the ETE nearest the destination. Considerations for re-encapsulating tunneling are discussed in[I-D.templin-ironbis]. Combinations of nested and re-encapsulating tunneling are also naturally supported by SEAL.

The SEAL ITE considers each underlying interface as the ingress attachment point to a SEAL path to the ETE. The ITE therefore may experience different path MTUs on different SEAL paths.

Finally, the SEAL ITE ensures that the inner network layer protocol will see a minimum MTU of 1500 bytes over each SEAL path regardless of the outer network layer protocol version, i.e., even if a small amount of segmentation and reassembly are necessary. This is to avoid path MTU "black holes" for the minimum MTU configured by the vast majority of links in the Internet. Note that in some scenarios, however, reassembly may place a heavy burden on the ETE. In that case, the ITE should avoid invoking segmentation and instead report an MTU smaller than 1500 bytes to the original source.

5.3. SEAL Header and Trailer Format

The SEAL header is formatted as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |VER|C|A|I|V|R|RES|M|   Offset  |    NEXTHDR    | LINK_ID |LEVEL|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Identification (optional)                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Integrity Check Vector (optional)            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ...

Figure 2: SEAL Header Format

VER (2)

a 2-bit version field. This document specifies Version 0 of the SEAL protocol, i.e., the VER field encodes the value 0.
C (1)

the "Control/Data" bit. Set to 1 by the ITE in SEAL Control Message Protocol (SCMP) control messages, and set to 0 in ordinary data packets.
A (1)

the "Acknowledgement Requested" bit. Set to 1 by the ITE in SEAL data packets for which it wishes to receive an explicit acknowledgement from the ETE.
I (1)

the "Identification Included" bit.
V (1)

the "Integrity Check Vector included" bit.
R (1)

the "Redirects Permitted" bit (reserved for use by VET:[I-D.templin-intarea-vet]).
RES (2)
a 2-bit reserved field.
M (1)
the "More Segments" bit. Set to 1 in a non-final segment and set to 0 in the final segment of the SEAL packet.
Offset (6)
a 6-bit Offset field. Set to 0 in the first segment of a segmented SEAL packet. Set to an integral number of 32 byte blocks in subsequent segments (e.g., an Offset of 10 indicates a block that begins at the 320th byte in the packet).
NEXTHDR (8)
an 8-bit field that encodes the next header Internet Protocol number the same as for the IPv4 protocol and IPv6 next header fields.
LINK_ID (5)

a 5-bit link identification value, set to a unique value by the ITE for each SEAL path over which it will send encapsulated packets to the ETE (up to 32 SEAL paths per ETE are therefore supported). Note that, if the ITE's interface connection to the underlying link assigns multiple IP addresses, each address represents a separate SEAL path that must be assigned a separate LINK_ID.
LEVEL (3)

a 3-bit nesting level; use to limit the number of tunnel nesting levels. Set to an integer value up to 7 in the innermost SEAL encapsulation, and decremented by 1 for each successive additional SEAL encapsulation nesting level. Up to 8 levels of nesting are therefore supported.
Identification (32)

an optional 32-bit per-packet identification field; present when I==1. Set to a 32-bit value (beginning with 0) that is monotonically-incremented for each SEAL packet transmitted to this ETE.
Integrity Check Vector (ICV) (variable)

an optional variable-length integrity check vector field; present when V==1.

5.4. ITE Specification

5.4.1. Tunnel Interface MTU

The tunnel interface must present a constant MTU value to the inner network layer as the size for admission of inner packets into the interface. Since NBMA tunnel virtual interfaces may support a large set of SEAL paths that accept widely varying maximum packet sizes, however, a number of factors should be taken into consideration when selecting a tunnel interface MTU.

Due to the ubiquitous deployment of standard Ethernet and similar networking gear, the nominal Internet cell size has become 1500 bytes; this is the de facto size that end systems have come to expect will either be delivered by the network without loss due to an MTU restriction on the path or a suitable ICMP Packet Too Big (PTB) message returned. When large packets sent by end systems incur additional encapsulation at an ITE, however, they may be dropped silently within the tunnel since the network may not always deliver the necessary PTBs [RFC2923]. The ITE SHOULD therefore set a tunnel interface MTU of at least 1500 bytes.

The inner network layer protocol consults the tunnel interface MTU when admitting a packet into the interface. For non-SEAL inner IPv4 packets with the IPv4 Don't Fragment (DF) bit cleared (i.e, DF==0), if the packet is larger than the tunnel interface MTU the inner IPv4 layer uses IPv4 fragmentation to break the packet into fragments no larger than the tunnel interface MTU. The ITE then admits each fragment into the interface as an independent packet.

For all other inner packets, the inner network layer admits the packet if it is no larger than the tunnel interface MTU; otherwise, it drops the packet and sends a PTB error message to the source with the MTU value set to the tunnel interface MTU. The message contains as much of the invoking packet as possible without the entire message exceeding the network layer minimum MTU size.

The ITE can alternatively set an indefinite MTU on the tunnel interface such that all inner packets are admitted into the interface regardless of their size. For ITEs that host applications that use the tunnel interface directly, this option must be carefully coordinated with protocol stack upper layers since some upper layer protocols (e.g., TCP) derive their packet sizing parameters from the MTU of the outgoing interface and as such may select too large an initial size. This is not a problem for upper layers that use conservative initial maximum segment size estimates and/or when the tunnel interface can reduce the upper layer's maximum segment size, e.g., by reducing the size advertised in the MSS option of outgoing TCP messages (sometimes known as "MSS clamping").

In light of the above considerations, the ITE SHOULD configure an indefinite MTU on tunnel *router* interfaces so that SEAL performs all subnetwork adaptation from within the interface as specified in Section 5.4.3. The ITE can instead set a smaller MTU on tunnel *host* interfaces, e.g., the maximum of 1500 bytes and the smallest MTU among all of the underlying links minus the size of the encapsulation headers.

5.4.2. Tunnel Neighbor Soft State

The tunnel virtual interface maintains a number of soft state variables for each ETE and for each SEAL path.

When per-packet identification is required, the ITE maintains a per ETE window of Identification values for the packets it has recently sent to this ETE. The ITE then sets a variable "USE_ID" to TRUE, and includes an Identification in each packet it sends to this ETE; otherwise, it sets USE_ID to FALSE.

When message origin authentication and integrity checking is required, the ITE also includes an ICV in the packets it sends to the ETE. The ICV format is shown in Figure 3:

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |F|Key|Algorithm|       Message Authentication Code (MAC)       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ...

Figure 3: Integrity Check Vector (ICV) Format

As shown in the figure, the ICV begins with a 1-octet control field with a 1-bit (F)lag, a 2-bit Key identifier and a 5-bit Algorithm identifier. The control octet is followed by a variable-length Message Authentication Code (MAC). The ITE maintains a per ETE algorithm and secret key to calculate the MAC in each packet it will send to this ETE. (By default, the ITE sets the F bit and Algorithm fields to 0 to indicate use of the HMAC-SHA-1 algorithm with a 160 bit shared secret key to calculate an 80 bit MAC per [RFC2104] over the leading 128 bytes of the packet. Other values for F and Algorithm are out of scope.) The ITE then sets a variable "USE_ICV" to TRUE, and includes an ICV in each packet it sends to this ETE; otherwise, it sets USE_ICV to FALSE.

For each SEAL path, the ITE must also account for encapsulation header lengths. The ITE therefore maintains the per SEAL path constant values "SHLEN" set to the length of the SEAL header, "THLEN" set to the length of the outer encapsulating transport layer headers (or 0 if outer transport layer encapsulation is not used), "IHLEN" set to the length of the outer IP layer header, and "HLEN" set to (SHLEN+THLEN+IHLEN). (The ITE must include the length of the uncompressed headers even if header compression is enabled when calculating these lengths.) In addition, the ITE maintains a per SEAL path variable "MAXMTU" initialized to the maximum of 1500 bytes and the MTU of the underlying link minus HLEN.

The ITE further sets a variable 'MINMTU' to the minimum MTU for the SEAL path over which encapsulated packets will travel. For IPv6 paths the ITE sets MINMTU=1280 (see: [RFC2460]) and for IPv4 paths the ITE sets MINMTU=576 even though the true MINMTU for IPv4 is only 68 bytes (see: [RFC0791]).

The ITE can also set MINMTU to a larger value if there is reason to believe that the minimum path MTU is larger, or to a smaller value if there is reason to believe the MTU is smaller, e.g., if there may be additional encapsulations on the path. If this value proves too large, the ITE will receive PTB message feedback either from the ETE or from a router on the path and will be able to reduce its MINMTU to a smaller value.

The ITE may instead maintain the packet sizing variables and constants as per ETE (rather than per SEAL path) values. In that case, the values reflect the lowest-common-denominator size across all of the SEAL paths associated with this ETE.

5.4.3. SEAL Layer Pre-Processing

The SEAL layer is logically positioned between the inner and outer network protocol layers, where the inner layer is seen as the (true) network layer and the outer layer is seen as the (virtual) data link layer. Each packet to be processed by the SEAL layer is either admitted into the tunnel interface by the inner network layer protocol as described in Section 5.4.1 or is undergoing re-encapsulation from within the tunnel interface. The SEAL layer sees the former class of packets as inner packets that include inner network and transport layer headers, and sees the latter class of packets as transitional SEAL packets that include the outer and SEAL layer headers that were inserted by the previous hop SEAL ITE. For these transitional packets, the SEAL layer re-encapsulates the packet with new outer and SEAL layer headers when it forwards the packet to the next hop SEAL ITE.

We now discuss the SEAL layer pre-processing actions for these two classes of packets.

5.4.3.1. Inner Packet Pre-Processing

For each inner packet admitted into the tunnel interface, if the packet is itself a SEAL packet (i.e., one with the port number for SEAL in the transport layer header or one with the protocol number for SEAL in the IP layer header) and the LEVEL field of the SEAL header contains the value 0, the ITE silently discards the packet.

Otherwise, for non-SEAL IPv4 inner packets with DF==0 in the IP header and IPv6 inner packets with a fragment header and with (MF=0; Offset=0), if the packet is larger than (MINMTU-HLEN) the ITE uses IP fragmentation to fragment the packet into N roughly equal-length pieces, where N is minimized and each fragment is significantly smaller than (MINMTU-HLEN) to allow for additional encapsulations in the path. The ITE then submits each fragment for SEAL encapsulation as specified in Section 5.4.4.

For all other inner packets, if the packet is no larger than MAXMTU for the corresponding SEAL path the ITE submits it for SEAL encapsulation as specified in Section 5.4.4. Otherwise, the ITE drops the packet and sends an ordinary PTB message appropriate to the inner protocol version (subject to rate limiting) with the MTU field set to MAXMTU. (For IPv4 SEAL packets with DF==0, the ITE should set DF=1 and re-calculate the IPv4 header checksum before generating the PTB message in order to avoid bogon filters.) After sending the PTB message, the ITE discards the inner packet.

5.4.3.2. Transitional SEAL Packet Pre-Processing

For each transitional packet that is to be processed by the SEAL layer from within the tunnel interface, the ITE sets aside the SEAL encapsulation headers that were received from the previous hop. Next, if the packet is no larger than MAXMTU for the next hop SEAL path the ITE submits it for SEAL encapsulation as specified in Section 5.4.4. Otherwise, the ITE drops the packet and sends an SCMP Packet Too Big (SPTB) message to the previous hop subject to rate limiting (see: Section 5.6.1.1) with the MTU field set to MAXMTU. After sending the SPTB message, the ITE discards the packet.

5.4.4. SEAL Encapsulation and Segmentation

For each inner packet/fragment submitted for SEAL encapsulation, the ITE next encapsulates the packet in a SEAL header formatted as specified in Section 5.3. The SEAL header includes an Identification field when USE_ID is TRUE, followed by an ICV field when USE_ICV is TRUE.

The ITE next sets C=0 and RES=0 in the SEAL header. The ITE also sets A=1 if ETE reachability determination is necessary (see: Section 5.4.6) or for stateful MTU determination (see Section 5.4.9). Otherwise, the ITE sets A=0.

The ITE then sets LINK_ID to the value assigned to the underlying SEAL path, and sets NEXTHDR to the protocol number corresponding to the address family of the encapsulated inner packet. For example, the ITE sets NEXTHDR to the value '4' for encapsulated IPv4 packets [RFC2003], '41' for encapsulated IPv6 packets [RFC2473][RFC4213], '80' for encapsulated OSI/CLNP packets [RFC1070], etc.

Next, if the inner packet is not itself a SEAL packet the ITE sets LEVEL to an integer value between 0 and 7 as a specification of the number of additional layers of nested SEAL encapsulations permitted. If the inner packet is a SEAL packet that is undergoing nested encapsulation, the ITE instead sets LEVEL to the value that appears in the inner packet's SEAL header minus 1. If the inner packet is undergoing SEAL re-encapsulation, the ITE instead copies the LEVEL value from the SEAL header of the packet to be re-encapsulated.

Next, if the inner packet is no larger than (MINMTU-HLEN) or larger than 1500, the ITE sets (M=0; Offset=0). Otherwise, the ITE breaks the inner packet into a N roughly equal-length non-overlapping segments (where N is minimized and each fragment is significantly smaller than (MINMTU-HLEN) to allow for additional encapsulations in the path) then appends a clone of the SEAL header from the first segment onto the head of each additional segment. The ITE MUST also include an Identification field and set USE_ID=TRUE for each segment. The ITE then sets (M=1; Offset=0) in the first segment, sets (M=0/1; Offset=O(1)) in the second segment, sets (M=0/1; Offset=O(2)) in the third segment (if needed), etc., then finally sets (M=0; Offset=O(n)) in the final segment (where O(i) is the number of 32 byte blocks that preceded this segment).

When USE_ID is FALSE, the ITE next sets I=0. Otherwise, the ITE sets I=1 and writes a monotonically-incrementing integer value for this ETE in the Identification field beginning with 0 in the first packet transmitted. (For SEAL packets that have been split into multiple pieces, the ITE writes the same Identification value in each piece.) The monotonically-incrementing requirement is to satisfy ETEs that use this value for anti-replay purposes. The value is incremented modulo 2^32, i.e., it wraps back to 0 when the previous value was (2^32 - 1).

When USE_ICV is FALSE, the ITE next sets V=0. Otherwise, the ITE sets V=1, includes an ICV and calculates the MAC using HMAC-SHA-1 with a 160 bit secret key and 80 bit MAC field. Beginning with the SEAL header, the ITE sets the ICV field to 0, calculates the MAC over the leading 128 bytes of the packet (or up to the end of the packet if there are fewer than 128 bytes) and places the result in the MAC field. (For SEAL packets that have been split into multiple pieces, each piece calculates its own MAC.) The ITE then writes the value 0 in the F flag and 0x00 in the Algorithm field of the ICV control octet (other values for these fields, and other MAC calculation disciplines, are outside the scope of this document and may be specified in future documents.)

The ITE then adds the outer encapsulating headers as specified in Section 5.4.5.

5.4.5. Outer Encapsulation

Following SEAL encapsulation, the ITE next encapsulates each segment in the requisite outer transport (when necessary) and IP layer headers. When a transport layer header such as UDP or TCP is included, the ITE writes the port number for SEAL in the transport destination service port field.

When UDP encapsulation is used, the ITE sets the UDP checksum field to zero for IPv4 packets and also sets the UDP checksum field to zero for IPv6 packets even though IPv6 generally requires UDP checksums. Further considerations for setting the UDP checksum field for IPv6 packets are discussed in [RFC6935][RFC6936].

The ITE then sets the outer IP layer headers the same as specified for ordinary IP encapsulation (e.g., [RFC1070][RFC2003], [RFC2473], [RFC4213], etc.) except that for ordinary SEAL packets the ITE copies the "TTL/Hop Limit", "Type of Service/Traffic Class" and "Congestion Experienced" values in the inner network layer header into the corresponding fields in the outer IP header. For transitional SEAL packets undergoing re-encapsulation, the ITE instead copies the "TTL/Hop Limit", "Type of Service/Traffic Class" and "Congestion Experienced" values in the outer IP header of the received packet into the corresponding fields in the outer IP header of the packet to be forwarded (i.e., the values are transferred between outer headers and *not* copied from the inner network layer header).

The ITE also sets the IP protocol number to the appropriate value for the first protocol layer within the encapsulation (e.g., UDP, TCP, SEAL, etc.). When IPv6 is used as the outer IP protocol, the ITE then sets the flow label value in the outer IPv6 header the same as described in [RFC6438]. When IPv4 is used as the outer IP protocol, the ITE instead sets DF=0 in the IPv4 header to allow the packet to be fragmented if it encounters a restricting link (for IPv6 SEAL paths, the DF bit is implicitly set to 1).

The ITE finally sends each outer packet via the underlying link corresponding to LINK_ID.

5.4.6. Path Probing and ETE Reachability Verification

All SEAL data packets sent by the ITE are considered implicit probes. SEAL data packets will elicit an SCMP message from the ETE if it needs to acknowledge a probe and/or report an error condition. SEAL data packets may also be dropped by either the ETE or a router on the path, which may or may not result in an ICMP message being returned to the ITE.

The ITE processes ICMP messages as specified in Section 5.4.7.

The ITE processes SCMP messages as specified in Section 5.6.2.

5.4.7. Processing ICMP Messages

When the ITE sends SEAL packets, it may receive ICMP error messages [RFC0792][RFC4443] from an ordinary router within the subnetwork. Each ICMP message includes an outer IP header, followed by an ICMP header, followed by a portion of the SEAL data packet that generated the error (also known as the "packet-in-error") beginning with the outer IP header.

The ITE should process ICMPv4 Protocol Unreachable messages and ICMPv6 Parameter Problem messages with Code "Unrecognized Next Header type encountered" as a hint that the IP destination address does not implement SEAL. The ITE can optionally ignore ICMP messages that do not include sufficient information in the packet-in-error, or process them as a hint that the SEAL path may be failing.

For other ICMP messages, the ITE should use any outer header information available as a first-pass authentication filter (e.g., to determine if the source of the message is within the same administrative domain as the ITE) and discards the message if first pass filtering fails.

Next, the ITE examines the packet-in-error beginning with the SEAL header. If the value in the Identification field (if present) is not within the window of packets the ITE has recently sent to this ETE, or if the MAC value in the SEAL header ICV field (if present) is incorrect, the ITE discards the message.

Next, if the received ICMP message is a PTB the ITE sets the temporary variable "PMTU" for this SEAL path to the MTU value in the PTB message. If PMTU==0, the ITE consults a plateau table (e.g., as described in [RFC1191]) to determine PMTU based on the length field in the outer IP header of the packet-in-error. For example, if the ITE receives a PTB message with MTU==0 and length 4KB, it can set PMTU=2KB. If the ITE subsequently receives a PTB message with MTU==0 and length 2KB, it can set PMTU=1792, etc. to a minimum value of PMTU=(1500+HLEN). If the ITE is performing stateful MTU determination for this SEAL path (see Section 5.4.9), the ITE next sets MAXMTU=MAX((PMTU-HLEN), 1500).

If the ICMP message was not discarded, the ITE then transcribes it into a message to return to the previous hop. If the inner packet was a SEAL data packet, the ITE transcribes the ICMP message into an SCMP message. Otherwise, the ITE transcribes the ICMP message into a message appropriate for the inner protocol version.

To transcribe the message, the ITE extracts the inner packet from within the ICMP message packet-in-error field and uses it to generate a new message corresponding to the type of the received ICMP message. For SCMP messages, the ITE generates the message the same as described for ETE generation of SCMP messages in Section 5.6.1. For (S)PTB messages, the ITE writes (PMTU-HLEN) in the MTU field.

The ITE finally forwards the transcribed message to the previous hop toward the inner source address.

5.4.8. IPv4 Middlebox Reassembly Testing

The ITE can perform a qualification exchange to ensure that the subnetwork correctly delivers fragments to the ETE. This procedure can be used, e.g., to determine whether there are middleboxes on the path that violate the [RFC1812], Section 5.2.6 requirement that: "A router MUST NOT reassemble any datagram before forwarding it".

The ITE should use knowledge of its topological arrangement as an aid in determining when middlebox reassembly testing is necessary. For example, if the ITE is aware that the ETE is located somewhere in the public Internet, middlebox reassembly testing should not be necessary. If the ITE is aware that the ETE is located behind a NAT or a firewall, however, then reassembly testing can be used to detect middleboxes that do not conform to specifications.

The ITE can perform a middlebox reassembly test by selecting a data packet to be used as a probe. While performing the test with real data packets, the ITE should select only inner packets that are no larger than (1500-HLEN) bytes for testing purposes. The ITE can also construct an explicit probe packet instead of using ordinary SEAL data packets.

To generate an explicit probe packet, the ITE creates a packet buffer beginning with the same outer headers, SEAL header and inner network layer header that would appear in an ordinary data packet, then pads the packet with random data to a length that is at least 128 bytes but no longer than (1500-HLEN) bytes. The ITE then writes the value '0' in the inner network layer TTL (for IPv4) or Hop Limit (for IPv6) field.

The ITE then sets C=0 in the SEAL header of the probe packet and sets the NEXTHDR field to the inner network layer protocol type. (The ITE may also set A=1 if it requires a positive acknowledgement; otherwise, it sets A=0.) Next, the ITE sets LINK_ID and LEVEL to the appropriate values for this SEAL path, sets Identification and I=1 (when USE_ID is TRUE), then finally calculates the ICV and sets V=1 (when USE_ICV is TRUE).

The ITE then encapsulates the probe packet in the appropriate outer headers, splits it into two outer IPv4 fragments, then sends both fragments over the same SEAL path.

The ITE should send a series of probe packets (e.g., 3-5 probes with 1sec intervals between tests) instead of a single isolated probe in case of packet loss. If the ETE returns an SCMP PTB message with MTU != 0, then the SEAL path correctly supports fragmentation; otherwise, the ITE enables stateful MTU determination for this SEAL path as specified in Section 5.4.9.

(Examples of middleboxes that may perform reassembly include stateful NATs and firewalls. Such devices could still allow for stateless MTU determination if they gather the fragments of a fragmented IPv4 SEAL data packet for packet analysis purposes but then forward the fragments on to the final destination rather than forwarding the reassembled packet.)

5.4.9. Stateful MTU Determination

SEAL supports a stateless MTU determination capability, however the ITE may in some instances wish to impose a stateful MTU limit on a particular SEAL path. For example, when the ETE is situated behind a middlebox that performs IPv4 reassembly (see: Section 5.4.8) it is imperative that fragmentation be avoided. In other instances (e.g., when the SEAL path includes performance-constrained links), the ITE may deem it necessary to cache a conservative static MTU in order to avoid sending large packets that would only be dropped due to an MTU restriction somewhere on the path.

To determine a static MTU value, the ITE sends a series of probe packets of various sizes to the ETE with A=1 in the SEAL header and DF=1 in the outer IP header. The ITE then caches the size 'S' of the largest packet for which it receives a probe reply from the ETE by setting MAXMTU=MAX((S-HLEN), 1500) for this SEAL path.

For example, the ITE could send probe packets of 4KB, followed by 2KB, followed by 1792 bytes, etc. While probing, the ITE processes any ICMP PTB message it receives as a potential indication of probe failure then discards the message.

5.4.10. Detecting Path MTU Changes

When stateful MTU determination is used, the ITE SHOULD periodically reset MAXMTU and/or re-probe the path to determine whether MAXMTU has increased. If the path still has a too-small MTU, the ITE will receive a PTB message that reports a smaller size.

5.5. ETE Specification

5.5.1. Reassembly Buffer Requirements

For IPv6, the ETE configures a reassembly buffer size of (1500 + HLEN) bytes for the reassembly of outer IPv6 packets, i.e., even though the true minimum reassembly size for IPv6 is only 1500 bytes [RFC2460]. For IPv4, the ETE also configures a reassembly buffer size of (1500 + HLEN) bytes for the reassembly of outer IPv4 packets, i.e., even though the true minimum reassembly size for IPv4 is only 576 bytes [RFC1122].

In addition to this outer reassembly buffer requirement, the ETE further configures a SEAL reassembly buffer size of (1500 + HLEN) bytes for the reassembly of segmented SEAL packets (see: Section 5.5.4).

5.5.2. Tunnel Neighbor Soft State

When message origin authentication and integrity checking is required, the ETE maintains a per-ITE MAC calculation algorithm and a symmetric secret key to verify the MAC. When per-packet identification is required, the ETE also maintains a window of Identification values for the packets it has recently received from this ITE.

When the tunnel neighbor relationship is bidirectional, the ETE further maintains a per SEAL path mapping of outer IP and transport layer addresses to the LINK_ID that appears in packets received from the ITE.

5.5.3. IP-Layer Reassembly

The ETE reassembles fragmented IP packets that are explcitly addressed to itself. For IP fragments that are received via a SEAL tunnel, the ETE SHOULD maintain conservative reassembly cache high- and low-water marks. When the size of the reassembly cache exceeds this high-water mark, the ETE SHOULD actively discard stale incomplete reassemblies (e.g., using an Active Queue Management (AQM) strategy) until the size falls below the low-water mark. The ETE SHOULD also actively discard any pending reassemblies that clearly have no opportunity for completion, e.g., when a considerable number of new fragments have arrived before a fragment that completes a pending reassembly arrives.

The ETE processes non-SEAL IP packets as specified in the normative references, i.e., it performs any necessary IP reassembly then discards the packet if it is larger than the reassembly buffer size or delivers the (fully-reassembled) packet to the appropriate upper layer protocol module.

For SEAL packets, the ETE performs any necessary IP reassembly then submits the packet for SEAL decapsulation as specified in Section 5.5.4. (Note that if the packet is larger than the reassembly buffer size, the ETE still examines the leading portion of the (partially) reassembled packet during decapsulation.)

5.5.4. Decapsulation, SEAL-Layer Reassembly, and Re-Encapsulation

For each SEAL packet accepted for decapsulation, when I==1 the ETE first examines the Identification field. If the Identification is not within the window of acceptable values for this ITE, the ETE silently discards the packet.

Next, if V==1 the ETE SHOULD verify the MAC value (with the MAC field itself reset to 0) and silently discard the packet if the value is incorrect.

Next, if the packet arrived as multiple IP fragments, the ETE sends an SPTB message back to the ITE with MTU set to the size of the largest fragment received minus HLEN (see: Section 5.6.1.1).

Next, if the packet arrived as multiple IP fragments and the inner packet is larger than 1500 bytes, the ETE silently discards the packet; otherwise, it continues to process the packet.

Next, if there is an incorrect value in a SEAL header field (e.g., an incorrect "VER" field value), the ETE discards the packet. If the SEAL header has C==0, the ETE also returns an SCMP "Parameter Problem" (SPP) message (see Section 5.6.1.2).

Next, if the SEAL header has C==1, the ETE processes the packet as an SCMP packet as specified in Section 5.6.2. Otherwise, the ETE continues to process the packet as a SEAL data packet.

Next, if the SEAL header has (M==1 || Offset!=0) the ETE checks to see if the other segments of this already-segmented SEAL packet have arrived, i.e., by looking for additional segments that have the same outer IP source address, destination address, source transport port number (if present) and SEAL Identification value. If the other segments have already arrived, the ETE discards the SEAL header and other outer headers from the non-initial segments and appends them onto the end of the first segment according to their offset value. Otherwise, the ETE caches the segment for at most 60 seconds while awaiting the arrival of its partners. During this process, the ETE discards any segments that are overlapping with respect to segments that have already been received. The ETE further SHOULD manage the SEAL reassembly cache the same as described for the IP-Layer Reassembly cache in Section 5.5.3, i.e., it SHOULD perform an early discard for any pending reassemblies that have low probability of completion.

Next, if the SEAL header in the (reassembled) packet has A==1, the ETE sends an SPTB message back to the ITE with MTU=0 (see: Section 5.6.1.1).

Finally, the ETE discards the outer headers and processes the inner packet according to the header type indicated in the SEAL NEXTHDR field. If the inner (TTL / Hop Limit) field encodes the value 0, the ETE silently discards the packet. Otherwise, if the next hop toward the inner destination address is via a different interface than the SEAL packet arrived on, the ETE discards the SEAL header and delivers the inner packet either to the local host or to the next hop interface if the packet is not destined to the local host.

If the next hop is on the same interface the SEAL packet arrived on, however, the ETE submits the packet for SEAL re-encapsulation beginning with the specification in Section 5.4.3 above and without decrementing the value in the inner (TTL / Hop Limit) field. In this process, the packet remains within the tunnel (i.e., it does not exit and then re-enter the tunnel); hence, the packet is not discarded if the LEVEL field in the SEAL header contains the value 0.

5.6. The SEAL Control Message Protocol (SCMP)

SEAL provides a companion SEAL Control Message Protocol (SCMP) that uses the same message types and formats as for the Internet Control Message Protocol for IPv6 (ICMPv6) [RFC4443]. As for ICMPv6, each SCMP message includes a 32-bit header and a variable-length body. The ITE encapsulates the SCMP message in a SEAL header and outer headers as shown in Figure 4:

                                    +--------------------+
                                    ~   outer IP header  ~
                                    +--------------------+
                                    ~  other outer hdrs  ~
                                    +--------------------+
                                    ~    SEAL Header     ~
       +--------------------+       +--------------------+
       | SCMP message header|  -->  | SCMP message header|
       +--------------------+       +--------------------+
       |                    |  -->  |                    |
       ~  SCMP message body ~  -->  ~  SCMP message body ~
       |                    |  -->  |                    |
       +--------------------+       +--------------------+
 
            SCMP Message                  SCMP Packet
        before encapsulation          after encapsulation

Figure 4: SCMP Message Encapsulation

The following sections specify the generation, processing and relaying of SCMP messages.

5.6.1. Generating SCMP Error Messages

ETEs generate SCMP error messages in response to receiving certain SEAL data packets using the format shown in Figure 5:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |     Code      |           Checksum            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Type-Specific Data                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      As much of the invoking SEAL data packet as possible     |
   ~       (beginning with the SEAL header) without the SCMP       ~
   |             packet exceeding MINMTU bytes (*)                 |

   (*) also known as the "packet-in-error"

Figure 5: SCMP Error Message Format

When the ETE processes a SEAL data packet for which the Identification and ICV values are correct but an error must be returned, it prepares an SCMP error message as shown in Figure 5. The ETE sets the Type and Code fields to the same values that would appear in the corresponding ICMPv6 message [RFC4443], but calculates the Checksum beginning with the SCMP message header using the algorithm specified for ICMPv4 in [RFC0792].

The ETE next encapsulates the SCMP message in the requisite SEAL and outer headers as shown in Figure 4. During encapsulation, the ETE sets the outer destination address/port numbers of the SCMP packet to the values associated with the ITE and sets the outer source address/port numbers to its own outer address/port numbers.

The ETE then sets (C=1; A=0; RES=0; M=0; Offset=0) in the SEAL header, then sets I, V, NEXTHDR and LEVEL to the same values that appeared in the SEAL header of the data packet. If the neighbor relationship between the ITE and ETE is unidirectional, the ETE next sets the LINK_ID field to the same value that appeared in the SEAL header of the data packet. Otherwise, the ETE sets the LINK_ID field to the value it would use in sending a SEAL packet to this ITE.

When I==1, the ETE next sets the Identification field to an appropriate value for the ITE. If the neighbor relationship between the ITE and ETE is unidirectional, the ETE sets the Identification field to the same value that appeared in the SEAL header of the data packet. Otherwise, the ETE sets the Identification field to the value it would use in sending the next SEAL packet to this ITE.

When V==1, the ETE then prepares the ICV field the same as specified for SEAL data packet encapsulation in Section 5.4.4.

Finally, the ETE sends the resulting SCMP packet to the ITE the same as specified for SEAL data packets in Section 5.4.5.

The following sections describe additional considerations for various SCMP error messages:

5.6.1.1. Generating SCMP Packet Too Big (SPTB) Messages

An ETE generates an SPTB message when it receives a SEAL data packet that arrived as multiple outer IP fragments. The ETE prepares the SPTB message the same as for the corresponding ICMPv6 PTB message, and writes the length of the largest outer IP fragment received minus HLEN in the MTU field of the message.

The ETE also generates an SPTB message when it accepts a SEAL protocol data packet with A==1 in the SEAL header. The ETE prepares the SPTB message the same as above, except that it writes the value 0 in the MTU field.

5.6.1.2. Generating Other SCMP Error Messages

An ETE generates an SCMP "Destination Unreachable" (SDU) message under the same circumstances that an IPv6 system would generate an ICMPv6 Destination Unreachable message.

An ETE generates an SCMP "Parameter Problem" (SPP) message when it receives a SEAL packet with an incorrect value in the SEAL header.

TEs generate other SCMP message types using methods and procedures specified in other documents. For example, SCMP message types used for tunnel neighbor coordinations are specified in VET [I-D.templin-intarea-vet].

5.6.2. Processing SCMP Error Messages

An ITE may receive SCMP messages with C==1 in the SEAL header after sending packets to an ETE. The ITE first verifies that the outer addresses of the SCMP packet are correct, and (when I==1) that the Identification field contains an acceptable value. The ITE next verifies that the SEAL header fields are set correctly as specified in Section 5.6.1. When V==1, the ITE then verifies the ICV. The ITE next verifies the Checksum value in the SCMP message header. If any of these values are incorrect, the ITE silently discards the message; otherwise, it processes the message as follows:

5.6.2.1. Processing SCMP PTB Messages

After an ITE sends a SEAL data packet to an ETE, it may receive an SPTB message with a packet-in-error containing the leading portion of the packet (see: Section 5.6.1.1). For SPTB messages with MTU==0, the ITE processes the message as confirmation that the ETE received a SEAL data packet with A==1 in the SEAL header. The ITE then discards the message.

For SPTB messages with MTU!=0, the ITE processes the message as an indication of a packet size limitation as follows. If the inner packet is no larger than 1500 bytes, the ITE reduces its MINMTU value for this ITE. If the inner packet length is larger than 1500 and the MTU value is not substantially less than MINMTU bytes, the value is likely to reflect the true MTU of the restricting link on the path to the ETE; otherwise, a router on the path may be generating runt fragments.

In that case, the ITE can consult a plateau table (e.g., as described in [RFC1191]) to rewrite the MTU value to a reduced size. For example, if the ITE receives an IPv4 SPTB message with MTU==256 and inner packet length 4KB, it can rewrite the MTU to 2KB. If the ITE subsequently receives an IPv4 SPTB message with MTU==256 and inner packet length 2KB, it can rewrite the MTU to 1792, etc., to a minimum of 1500 bytes. If the ITE is performing stateful MTU determination for this SEAL path, it then writes the new MTU value minus HLEN in MAXMTU.

The ITE then checks its forwarding tables to discover the previous hop toward the source address of the inner packet. If the previous hop is reached via the same tunnel interface the SPTB message arrived on, the ITE relays the message to the previous hop. In order to relay the message, the first writes zero in the Identification and ICV fields of the SEAL header within the packet-in-error. The ITE next rewrites the outer SEAL header fields with values corresponding to the previous hop and recalculates the MAC using the MAC calculation parameters associated with the previous hop. Next, the ITE replaces the SPTB's outer headers with headers of the appropriate protocol version and fills in the header fields as specified in Section 5.4.5, where the destination address/port correspond to the previous hop and the source address/port correspond to the ITE. The ITE then sends the message to the previous hop the same as if it were issuing a new SPTB message. (Note that, in this process, the values within the SEAL header of the packet-in-error are meaningless to the previous hop and therefore cannot be used by the previous hop for authentication purposes.)

If the previous hop is not reached via the same tunnel interface, the ITE instead transcribes the message into a format appropriate for the inner packet (i.e., the same as described for transcribing ICMP messages in Section 5.4.7) and sends the resulting transcribed message to the original source. (NB: if the inner packet within the SPTB message is an IPv4 SEAL packet with DF==0, the ITE should set DF=1 and re-calculate the IPv4 header checksum while transcribing the message in order to avoid bogon filters.) The ITE then discards the SPTB message.

Note that the ITE may receive an SPTB message from another ITE that is at the head end of a nested level of encapsulation. The ITE has no security associations with this nested ITE, hence it should consider this SPTB message the same as if it had received an ICMP PTB message from an ordinary router on the path to the ETE. That is, the ITE should examine the packet-in-error field of the SPTB message and only process the message if it is able to recognize the packet as one it had previously sent.

5.6.2.2. Processing Other SCMP Error Messages

An ITE may receive an SDU message with an appropriate code under the same circumstances that an IPv6 node would receive an ICMPv6 Destination Unreachable message. The ITE either transcribes or relays the message toward the source address of the inner packet within the packet-in-error the same as specified for SPTB messages in Section 5.6.2.1.

An ITE may receive an SPP message when the ETE receives a SEAL packet with an incorrect value in the SEAL header. The ITE should examine the SEAL header within the packet-in-error to determine whether a different setting should be used in subsequent packets, but does not relay the message further.

TEs process other SCMP message types using methods and procedures specified in other documents. For example, SCMP message types used for tunnel neighbor coordinations are specified in VET [I-D.templin-intarea-vet].

6. Link Requirements

Subnetwork designers are expected to follow the recommendations in Section 2 of [RFC3819] when configuring link MTUs.

7. End System Requirements

End systems are encouraged to implement end-to-end MTU assurance (e.g., using Packetization Layer Path MTU Discovery (PLPMTUD) per [RFC4821]) even if the subnetwork is using SEAL.

When end systems use PLPMTUD, SEAL will ensure that the tunnel behaves as a link in the path that assures an MTU of at least 1500 bytes while not precluding discovery of larger MTUs. The PMPMTUD mechanism will therefore be able to function as designed in order to discover and utilize larger MTUs.

8. Router Requirements

Routers within the subnetwork are expected to observe the standard IP router requirements, including the implementation of IP fragmentation and reassembly as well as the generation of ICMP messages [RFC0792][RFC1122][RFC1812][RFC2460][RFC4443][RFC6434].

Note that, even when routers support existing requirements for the generation of ICMP messages, these messages are often filtered and discarded by middleboxes on the path to the original source of the message that triggered the ICMP. It is therefore not possible to assume delivery of ICMP messages even when routers are correctly implemented.

9. Nested Encapsulation Considerations

SEAL supports nested tunneling for up to 8 layers of encapsulation. In this model, the SEAL ITE has a tunnel neighbor relationship only with ETEs at its own nesting level, i.e., it does not have a tunnel neighbor relationship with other ITEs, nor with ETEs at other nesting levels.

Therefore, when an ITE 'A' within an outer nesting level needs to return an error message to an ITE 'B' within an inner nesting level, it generates an ordinary ICMP error message the same as if it were an ordinary router within the subnetwork. 'B' can then perform message validation as specified in Section 5.4.7, but full message origin authentication is not possible.

Since ordinary ICMP messages are used for coordinations between ITEs at different nesting levels, nested SEAL encapsulations should only be used when the ITEs are within a common administrative domain and/or when there is no ICMP filtering middlebox such as a firewall or NAT between them. An example would be a recursive nesting of mobile networks, where the first network receives service from an ISP, the second network receives service from the first network, the third network receives service from the second network, etc.

NB: As an alternative, the SCMP protocol could be extended to allow ITE 'A' to return an SCMP message to ITE 'B' rather than return an ICMP message. This would conceptually allow the control messages to pass through firewalls and NATs, however it would give no more message origin authentication assurance than for ordinary ICMP messages. It was therefore determined that the complexity of extending the SCMP protocol was of little value within the context of the anticipated use cases for nested encapsulations.

10. Reliability Considerations

Although a SEAL tunnel may span an arbitrarily-large subnetwork expanse, the IP layer sees the tunnel as a simple link that supports the IP service model. Links with high bit error rates (BERs) (e.g., IEEE 802.11) use Automatic Repeat-ReQuest (ARQ) mechanisms [RFC3366] to increase packet delivery ratios, while links with much lower BERs typically omit such mechanisms. Since SEAL tunnels may traverse arbitrarily-long paths over links of various types that are already either performing or omitting ARQ as appropriate, it would therefore be inefficient to require the tunnel endpoints to also perform ARQ.

11. Integrity Considerations

The SEAL header includes an integrity check field that covers the SEAL header and at least the inner packet headers. This provides for header integrity verification on a segment-by-segment basis for a segmented re-encapsulating tunnel path.

Fragmentation and reassembly schemes must also consider packet-splicing errors, e.g., when two fragments from the same packet are concatenated incorrectly, when a fragment from packet X is reassembled with fragments from packet Y, etc. The primary sources of such errors include implementation bugs and wrapping IPv4 ID fields.

In particular, the IPv4 16-bit ID field can wrap with only 64K packets with the same (src, dst, protocol)-tuple alive in the system at a given time [RFC4963]. When the IPv4 ID field is re-written by a middlebox such as a NAT or Firewall, ID field wrapping can occur with even fewer packets alive in the system. It is therefore essential that IPv4 fragmentation and reassembly be avoided.

12. IANA Considerations

The IANA is requested to allocate a User Port number for "SEAL" in the 'port-numbers' registry. The Service Name is "SEAL", and the Transport Protocols are TCP and UDP. The Assignee is the IESG (iesg@ietf.org) and the Contact is the IETF Chair (chair@ietf.org). The Description is "Subnetwork Encapsulation and Adaptation Layer (SEAL)", and the Reference is the RFC-to-be currently known as 'draft-templin-intarea.seal'.

13. Security Considerations

SEAL provides a segment-by-segment message origin authentication, integrity and anti-replay service. The SEAL header is sent in-the-clear the same as for the outer IP and other outer headers. In this respect, the threat model is no different than for IPv6 extension headers. Unlike IPv6 extension headers, however, the SEAL header can be protected by an integrity check that also covers the inner packet headers.

An amplification/reflection/buffer overflow attack is possible when an attacker sends IP fragments with spoofed source addresses to an ETE in an attempt to clog the ETE's reassembly buffer and/or cause the ETE to generate a stream of SCMP messages returned to a victim ITE. The SCMP message ICV, Identification, as well as the inner headers of the packet-in-error, provide mitigation for the ETE to detect and discard SEAL segments with spoofed source addresses.

Security issues that apply to tunneling in general are discussed in [RFC6169].

14. Related Work

Section 3.1.7 of [RFC2764] provides a high-level sketch for supporting large tunnel MTUs via a tunnel-level segmentation and reassembly capability to avoid IP level fragmentation.

Section 3 of [RFC4459] describes inner and outer fragmentation at the tunnel endpoints as alternatives for accommodating the tunnel MTU.

Section 4 of [RFC2460] specifies a method for inserting and processing extension headers between the base IPv6 header and transport layer protocol data. The SEAL header is inserted and processed in exactly the same manner.

IPsec/AH is [RFC4301][RFC4301] is used for full message integrity verification between tunnel endpoints, whereas SEAL only ensures integrity for the inner packet headers. The AYIYA proposal [I-D.massar-v6ops-ayiya] uses similar means for providing message authentication and integrity.

SEAL, along with the Virtual Enterprise Traversal (VET) [I-D.templin-intarea-vet] tunnel virtual interface abstraction, are the functional building blocks for the Interior Routing Overlay Network (IRON) [I-D.templin-ironbis] and Routing and Addressing in Networks with Global Enterprise Recursion (RANGER) [RFC5720][RFC6139] architectures.

The concepts of path MTU determination through the report of fragmentation and extending the IPv4 Identification field were first proposed in deliberations of the TCP-IP mailing list and the Path MTU Discovery Working Group (MTUDWG) during the late 1980's and early 1990's. An historical analysis of the evolution of these concepts, as well as the development of the eventual PMTUD mechanism, appears in [RFC5320].

15. Implementation Status

An early implementation of the first revision of SEAL [RFC5320] is available at: http://isatap.com/seal.

16. Acknowledgments

The following individuals are acknowledged for helpful comments and suggestions: Jari Arkko, Fred Baker, Iljitsch van Beijnum, Oliver Bonaventure, Teco Boot, Bob Braden, Brian Carpenter, Steve Casner, Ian Chakeres, Noel Chiappa, Remi Denis-Courmont, Remi Despres, Ralph Droms, Aurnaud Ebalard, Gorry Fairhurst, Washam Fan, Dino Farinacci, Joel Halpern, Sam Hartman, John Heffner, Thomas Henderson, Bob Hinden, Christian Huitema, Eliot Lear, Darrel Lewis, Joe Macker, Matt Mathis, Erik Nordmark, Dan Romascanu, Dave Thaler, Joe Touch, Mark Townsley, Ole Troan, Margaret Wasserman, Magnus Westerlund, Robin Whittle, James Woodyatt, and members of the Boeing Research & Technology NST DC&NT group.

Discussions with colleagues following the publication of [RFC5320] have provided useful insights that have resulted in significant improvements to this, the Second Edition of SEAL.

This document received substantial review input from the IESG and IETF area directorates in the February 2013 timeframe. IESG members and IETF area directorate representatives who contributed helpful comments and suggestions are gratefully acknowledged.

Path MTU determination through the report of fragmentation was first proposed by Charles Lynn on the TCP-IP mailing list in 1987. Extending the IP identification field was first proposed by Steve Deering on the MTUDWG mailing list in 1989.

17. References

17.1. Normative References

[RFC0791] Postel, J., "Internet Protocol", STD 5, RFC 791, September 1981.
[RFC0792] Postel, J., "Internet Control Message Protocol", STD 5, RFC 792, September 1981.
[RFC1122] Braden, R., "Requirements for Internet Hosts - Communication Layers", STD 3, RFC 1122, October 1989.
[RFC4443] Conta, A., Deering, S. and M. Gupta, "Internet Control Message Protocol (ICMPv6) for the Internet Protocol Version 6 (IPv6) Specification", RFC 4443, March 2006.
[RFC3971] Arkko, J., Kempf, J., Zill, B. and P. Nikander, "SEcure Neighbor Discovery (SEND)", RFC 3971, March 2005.
[RFC4861] Narten, T., Nordmark, E., Simpson, W. and H. Soliman, "Neighbor Discovery for IP version 6 (IPv6)", RFC 4861, September 2007.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2460] Deering, S.E. and R.M. Hinden, "Internet Protocol, Version 6 (IPv6) Specification", RFC 2460, December 1998.

17.2. Informative References

[RFC1063] Mogul, J., Kent, C., Partridge, C. and K. McCloghrie, "IP MTU discovery options", RFC 1063, July 1988.
[RFC0994] International Organization for Standardization (ISO)American National Standards Institute (ANSI), "Final text of DIS 8473, Protocol for Providing the Connectionless-mode Network Service", RFC 994, March 1986.
[RFC1146] Zweig, J. and C. Partridge, "TCP alternate checksum options", RFC 1146, March 1990.
[RFC1191] Mogul, J. and S. Deering, "Path MTU discovery", RFC 1191, November 1990.
[RFC1701] Hanks, S., Li, T., Farinacci, D. and P. Traina, "Generic Routing Encapsulation (GRE)", RFC 1701, October 1994.
[RFC1981] McCann, J., Deering, S. and J. Mogul, "Path MTU Discovery for IP version 6", RFC 1981, August 1996.
[RFC2003] Perkins, C., "IP Encapsulation within IP", RFC 2003, October 1996.
[RFC2473] Conta, A. and S. Deering, "Generic Packet Tunneling in IPv6 Specification", RFC 2473, December 1998.
[RFC2827] Ferguson, P. and D. Senie, "Network Ingress Filtering: Defeating Denial of Service Attacks which employ IP Source Address Spoofing", BCP 38, RFC 2827, May 2000.
[RFC2923] Lahey, K., "TCP Problems with Path MTU Discovery", RFC 2923, September 2000.
[RFC3366] Fairhurst, G. and L. Wood, "Advice to link designers on link Automatic Repeat reQuest (ARQ)", BCP 62, RFC 3366, August 2002.
[RFC3819] Karn, P., Bormann, C., Fairhurst, G., Grossman, D., Ludwig, R., Mahdavi, J., Montenegro, G., Touch, J. and L. Wood, "Advice for Internet Subnetwork Designers", BCP 89, RFC 3819, July 2004.
[RFC4213] Nordmark, E. and R. Gilligan, "Basic Transition Mechanisms for IPv6 Hosts and Routers", RFC 4213, October 2005.
[RFC1812] Baker, F., "Requirements for IP Version 4 Routers", RFC 1812, June 1995.
[RFC2780] Bradner, S. and V. Paxson, "IANA Allocation Guidelines For Values In the Internet Protocol and Related Headers", BCP 37, RFC 2780, March 2000.
[RFC4301] Kent, S. and K. Seo, "Security Architecture for the Internet Protocol", RFC 4301, December 2005.
[RFC4302] Kent, S., "IP Authentication Header", RFC 4302, December 2005.
[RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008.
[RFC4459] Savola, P., "MTU and Fragmentation Issues with In-the-Network Tunneling", RFC 4459, April 2006.
[RFC4821] Mathis, M. and J. Heffner, "Packetization Layer Path MTU Discovery", RFC 4821, March 2007.
[RFC4963] Heffner, J., Mathis, M. and B. Chandler, "IPv4 Reassembly Errors at High Data Rates", RFC 4963, July 2007.
[RFC2764] Gleeson, B., Heinanen, J., Lin, A., Armitage, G. and A.G. Malis, "A Framework for IP Based Virtual Private Networks", RFC 2764, February 2000.
[RFC2675] Borman, D., Deering, S. and R. Hinden, "IPv6 Jumbograms", RFC 2675, August 1999.
[RFC5445] Watson, M., "Basic Forward Error Correction (FEC) Schemes", RFC 5445, March 2009.
[RFC1070] Hagens, R., Hall, N. and M. Rose, "Use of the Internet as a subnetwork for experimentation with the OSI network layer", RFC 1070, February 1989.
[RFC3232] Reynolds, J., "Assigned Numbers: RFC 1700 is Replaced by an On-line Database", RFC 3232, January 2002.
[RFC4191] Draves, R. and D. Thaler, "Default Router Preferences and More-Specific Routes", RFC 4191, November 2005.
[RFC4987] Eddy, W., "TCP SYN Flooding Attacks and Common Mitigations", RFC 4987, August 2007.
[RFC5720] Templin, F., "Routing and Addressing in Networks with Global Enterprise Recursion (RANGER)", RFC 5720, February 2010.
[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA Considerations Section in RFCs", BCP 26, RFC 5226, May 2008.
[RFC5320] Templin, F., "The Subnetwork Encapsulation and Adaptation Layer (SEAL)", RFC 5320, February 2010.
[RFC6335] Cotton, M., Eggert, L., Touch, J., Westerlund, M. and S. Cheshire, "Internet Assigned Numbers Authority (IANA) Procedures for the Management of the Service Name and Transport Protocol Port Number Registry", BCP 165, RFC 6335, August 2011.
[I-D.templin-intarea-vet] Templin, F., "Virtual Enterprise Traversal (VET)", Internet-Draft draft-templin-intarea-vet-35, February 2013.
[I-D.templin-ironbis] Templin, F., "The Intradomain Routing Overlay Network (IRON)", Internet-Draft draft-templin-ironbis-12, October 2012.
[RFC6139] Russert, S., Fleischman, E. and F. Templin, "Routing and Addressing in Networks with Global Enterprise Recursion (RANGER) Scenarios", RFC 6139, February 2011.
[RFC5927] Gont, F., "ICMP Attacks against TCP", RFC 5927, July 2010.
[RFC6169] Krishnan, S., Thaler, D. and J. Hoagland, "Security Concerns with IP Tunneling", RFC 6169, April 2011.
[RFC6434] Jankiewicz, E., Loughney, J. and T. Narten, "IPv6 Node Requirements", RFC 6434, December 2011.
[RFC6438] Carpenter, B. and S. Amante, "Using the IPv6 Flow Label for Equal Cost Multipath Routing and Link Aggregation in Tunnels", RFC 6438, November 2011.
[RFC6935] Eubanks, M., Chimento, P. and M. Westerlund, "IPv6 and UDP Checksums for Tunneled Packets", RFC 6935, April 2013.
[RFC6936] Fairhurst, G. and M. Westerlund, "Applicability Statement for the Use of IPv6 UDP Datagrams with Zero Checksums", RFC 6936, April 2013.
[RFC6864] Touch, J., "Updated Specification of the IPv4 ID Field", RFC 6864, February 2013.
[I-D.massar-v6ops-ayiya] Massar, J., "AYIYA: Anything In Anything", Internet-Draft draft-massar-v6ops-ayiya-02, July 2004.
[RFC2104] Krawczyk, H., Bellare, M. and R. Canetti, "HMAC: Keyed-Hashing for Message Authentication", RFC 2104, February 1997.
[I-D.taylor-v6ops-fragdrop] Jaeggli, J., Colitti, L., Kumari, W., Vyncke, E., Kaeo, M. and T. Taylor, "Why Operators Filter Fragments and What It Implies", Internet-Draft draft-taylor-v6ops-fragdrop-00, October 2012.
[FRAG] Kent, C. and J. Mogul, "Fragmentation Considered Harmful", October 1987.
[FOLK] Shannon, C., Moore, D. and k. claffy, "Beyond Folklore: Observations on Fragmented Traffic", December 2002.
[TBIT] Medina, A., Allman, M. and S. Floyd, "Measuring Interactions Between Transport Protocols and Middleboxes", October 2004.
[WAND] Luckie, M., Cho, K. and B. Owens, "Inferring and Debugging Path MTU Discovery Failures", October 2005.
[SIGCOMM] Luckie, M. and B. Stasiewicz, "Measuring Path MTU Discovery Behavior", November 2010.
[RIPE] De Boer, M. and J. Bosma, "Discovering Path MTU Black Holes on the Internet using RIPE Atlas", July 2012.

Author's Address

Fred L. Templin (editor) Boeing Research & Technology P.O. Box 3707 Seattle, WA 98124 USA EMail: fltemplin@acm.org