Network Working Group F. Templin, Ed.
Internet-Draft Boeing Research & Technology
Obsoletes: rfc5320, rfc5558, rfc5720, December 18, 2014
rfc6179, rfc6706 (if
approved)
Intended status: Standards Track
Expires: June 21, 2015

Transmission of IP Packets over AERO Links
draft-templin-aerolink-49.txt

Abstract

This document specifies the operation of IP over tunnel virtual links using Asymmetric Extended Route Optimization (AERO). Nodes attached to AERO links can exchange packets via trusted intermediate routers that provide forwarding services to reach off-link destinations and redirection services for route optimization. AERO provides an IPv6 link-local address format known as the AERO address that supports operation of the IPv6 Neighbor Discovery (ND) protocol and links IPv6 ND to IP forwarding. Admission control and provisioning are supported by the Dynamic Host Configuration Protocol for IPv6 (DHCPv6), and node mobility is naturally supported through dynamic neighbor cache updates. Although DHCPv6 and IPv6 ND messaging is used in the control plane, both IPv4 and IPv6 are supported in the data plane.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at http://datatracker.ietf.org/drafts/current/.

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This Internet-Draft will expire on June 21, 2015.

Copyright Notice

Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved.

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Table of Contents

1. Introduction

This document specifies the operation of IP over tunnel virtual links using Asymmetric Extended Route Optimization (AERO). The AERO link can be used for tunneling to neighboring nodes over either IPv6 or IPv4 networks, i.e., AERO views the IPv6 and IPv4 networks as equivalent links for tunneling. Nodes attached to AERO links can exchange packets via trusted intermediate routers that provide forwarding services to reach off-link destinations and redirection services for route optimization that addresses the requirements outlined in [RFC5522].

AERO provides an IPv6 link-local address format known as the AERO address that supports operation of the IPv6 Neighbor Discovery (ND) [RFC4861] protocol and links IPv6 ND to IP forwarding. Admission control and provisioning are supported by the Dynamic Host Configuration Protocol for IPv6 (DHCPv6) [RFC3315], and node mobility is naturally supported through dynamic neighbor cache updates. Although DHCPv6 and IPv6 ND message signalling is used in the control plane, both IPv4 and IPv6 can be used in the data plane. The remainder of this document presents the AERO specification.

2. Terminology

The terminology in the normative references applies; the following terms are defined within the scope of this document:

[RFC3315].

AERO link

a Non-Broadcast, Multiple Access (NBMA) tunnel virtual overlay configured over a node's attached IPv6 and/or IPv4 networks. All nodes on the AERO link appear as single-hop neighbors from the perspective of the virtual overlay.
AERO interface

a node's attachment to an AERO link.
AERO address

an IPv6 link-local address constructed as specified in Section 3.3 and assigned to a Client's AERO interface.
AERO node

a node that is connected to an AERO link and that participates in IPv6 ND and DHCPv6 messaging over the link.
AERO Client ("Client")

a node that assigns AERO addresses to an AERO interface and receives IP prefixes via a DHCPv6 Prefix Delegation (PD) exchanges with one or more AERO Servers.
AERO Server ("Server")

a node that configures an AERO interface to provide default forwarding and DHCPv6 services for AERO Clients. The Server assigns the IPv6 link-local subnet router anycast address (fe80::) to the AERO interface and also assigns an administratively assigned IPv6 link-local unicast address used for operation of DHCPv6 and the IPv6 ND protocol.
AERO Relay ("Relay")

a node that configures an AERO interface to relay IP packets between nodes on the same AERO link and/or forward IP packets between the AERO link and the native Internetwork. The Relay assigns an administratively assigned IPv6 link-local unicast address to the AERO interface the same as for a Server.
AERO Forwarding Agent ("Forwarding Agent")

a node that performs data plane forwarding services as a companion to other AERO nodes.
ingress tunnel endpoint (ITE)

an AERO interface endpoint that injects tunneled packets into an AERO link.
egress tunnel endpoint (ETE)

an AERO interface endpoint that receives tunneled packets from an AERO link.
underlying network

a connected IPv6 or IPv4 network routing region over which the tunnel virtual overlay is configured. A typical example is an enterprise network.
underlying interface

an AERO node's interface point of attachment to an underlying network.
link-layer address

an IP address assigned to an AERO node's underlying interface. When UDP encapsulation is used, the UDP port number is also considered as part of the link-layer address. Link-layer addresses are used as the encapsulation header source and destination addresses.
network layer address

the source or destination address of the encapsulated IP packet.
end user network (EUN)

an internal virtual or external edge IP network that an AERO Client connects to the rest of the network via the AERO interface.
AERO Service Prefix (ASP)

an IP prefix associated with the AERO link and from which AERO Client Prefixes (ACPs) are derived (for example, the IPv6 ACP 2001:db8:1:2::/64 is derived from the IPv6 ASP 2001:db8::/32).
AERO Client Prefix (ACP)

a more-specific IP prefix taken from an ASP and delegated to a Client.

Throughout the document, the simple terms "Client", "Server" and "Relay" refer to "AERO Client", "AERO Server" and "AERO Relay", respectively. Capitalization is used to distinguish these terms from DHCPv6 client/server/relay

The terminology of [RFC4861] (including the names of node variables and protocol constants) applies to this document. Also throughout the document, the term "IP" is used to generically refer to either Internet Protocol version (i.e., IPv4 or IPv6).

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].

3. Asymmetric Extended Route Optimization (AERO)

The following sections specify the operation of IP over Asymmetric Extended Route Optimization (AERO) links:

3.1. AERO Link Reference Model

                           .-(::::::::)
                        .-(:::: IP ::::)-.
                       (:: Internetwork ::)
                        `-(::::::::::::)-'
                           `-(::::::)-' 
                                |
    +--------------+   +--------+-------+   +--------------+
    |AERO Server S1|   | AERO Relay R1  |   |AERO Server S2|
    |  Nbr: C1; R1 |   |   Nbr: S1; S2  |   |  Nbr: C2; R1 |
    |  default->R1 |   |(H1->S1; H2->S2)|   |  default->R1 |
    |    H1->C1    |   +--------+-------+   |    H2->C2    |
    +-------+------+            |           +------+-------+
            |                   |                  |
    X---+---+-------------------+------------------+---+---X
        |                  AERO Link                   |
  +-----+--------+                            +--------+-----+
  |AERO Client C1|                            |AERO Client C2|
  |    Nbr: S1   |                            |   Nbr: S2    |
  | default->S1  |                            | default->S2  |
  +--------------+                            +--------------+
        .-.                                         .-.
     ,-(  _)-.                                   ,-(  _)-.
  .-(_   IP  )-.                              .-(_   IP  )-.
 (__    EUN      )                           (__    EUN      )
    `-(______)-'                                `-(______)-'
         |                                           |
     +--------+                                  +--------+
     | Host H1|                                  | Host H2|
     +--------+                                  +--------+

Figure 1: AERO Link Reference Model

Figure 1 above presents the AERO link reference model. In this model:

In common operational practice, there may be many additional Relays, Servers and Clients. (Although not shown in the figure, AERO Forwarding Agents may also be provided for data plane forwarding offload services.)

3.2. AERO Link Node Types

AERO Relays provide default forwarding services to AERO Servers. Relays forward packets between Servers connected to the same AERO link and also forward packets between the AERO link and the native IP Internetwork. Relays present the AERO link to the native Internetwork as a set of one or more AERO Service Prefixes (ASPs) and serve as a gateway between the AERO link and the Internetwork. AERO Relays maintain an AERO interface neighbor cache entry for each AERO Server, and maintain an IP forwarding table entry for each AERO Client Prefix (ACP).

AERO Servers provide default forwarding services to AERO Clients. Each Server also peers with each Relay in a dynamic routing protocol instance to advertise its list of associated ACPs. Servers configure a DHCPv6 server function to facilitate Prefix Delegation (PD) exchanges with Clients. Each delegated prefix becomes an ACP taken from an ASP. Servers forward packets between AERO interface neighbors only, i.e., and not between the AERO link and the native IP Internetwork unless they are also configured as a Relay. AERO Servers maintain an AERO interface neighbor cache entry for each AERO Relay. They also maintain both a neighbor cache entry and an IP forwarding table entry for each of their associated Clients.

AERO Clients act as requesting routers to receive ACPs through DHCPv6 PD exchanges with AERO Servers over the AERO link and sub-delegate portions of their ACPs to EUN interfaces. (Each Client MAY associate with a single Server or with multiple Servers, e.g., for fault tolerance, load balancing, etc.) Each IPv6 Client receives at least a /64 IPv6 ACP, and may receive even shorter prefixes. Similarly, each IPv4 Client receives at least a /32 IPv4 ACP (i.e., a singleton IPv4 address), and may receive even shorter prefixes. AERO Clients maintain an AERO interface neighbor cache entry for each of their associated Servers as well as for each of their correspondent Clients.

AERO Clients that act as hosts typically configure a TUN/TAP interface [TUNTAP] as a point-to-point linkage between the IP layer and the AERO interface. The IP layer therefore sees only the TUN/TAP interface, while the AERO interface provides an intermediate conduit between the TUN/TAP interface and the underlying interfaces. AERO Clients that act as hosts assign one or more IP addresses from their ACPs to the TUN/TAP interface, i.e., and not to the AERO interface.

AERO Forwarding Agents provide data plane forwarding services as companions to other AERO nodes. Note that while all Relays, Servers and Clients are required to perform both control and data plane operations on their own behalf, they may optionally enlist the services of special-purpose Forwarding Agents to offload performance-intensive traffic.

3.3. AERO Addresses

An AERO address is an IPv6 link-local address with an embedded ACP and assigned to a Client's AERO interface. The AERO address is formed as follows:

For IPv6, the AERO address begins with the prefix fe80::/64 and includes in its interface identifier the base prefix taken from the Client's IPv6 ACP. The base prefix is determined by masking the ACP with the prefix length. For example, if the AERO Client receives the IPv6 ACP:

it constructs its AERO address as:

[RFC4291] that includes the base prefix taken from the Client's IPv4 ACP. For example, if the AERO Client receives the IPv4 ACP:

For IPv4, the AERO address is formed from the lower 64 bits of an IPv4-mapped IPv6 address

it constructs its AERO address as:

The AERO address remains stable as the Client moves between topological locations, i.e., even if its link-layer addresses change.

NOTE: In some cases, prospective neighbors may not have advanced knowledge of the Client's ACP length and may therefore send initial IPv6 ND messages with an AERO destination address that matches the ACP but does not correspond to the base prefix. In that case, the Client MUST accept the address as equivalent to the base address, but then use the base address as the source address of any IPv6 ND message replies. For example, if the Client receives the IPv6 ACP 2001:db8:1000:2000::/56 then subsequently receives an IPv6 ND message with destination address fe80::2001:db8:1000:2001, it accepts the message but uses fe80::2001:db8:1000:2000 as the source address of any IPv6 ND replies.

3.4. AERO Interface Characteristics

AERO interfaces use encapsulation (see Section 3.10) to exchange packets with neighbors attached to the AERO link. AERO interfaces maintain a neighbor cache, and AERO Clients and Servers use an adaptation of standard unicast IPv6 ND messaging. AERO interfaces use unicast Neighbor Solicitation (NS), Neighbor Advertisement (NA), Router Solicitation (RS) and Router Advertisement (RA) messages the same as for any IPv6 link. AERO interfaces use two redirection message types -- the first known as a Predirect message and the second being the standard Redirect message (see Section 3.17). AERO links further use link-local-only addressing; hence, AERO nodes ignore any Prefix Information Options (PIOs) they may receive in RA messages over an AERO interface.

AERO interface ND messages include one or more Source/Target Link-Layer Address Options (S/TLLAOs) formatted as shown in Figure 2:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Type = 2   |   Length = 3  |           Reserved            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Link ID    |   Preference  |        UDP Port Number        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     +--                                                           --+
     |                                                               |
     +--                        IP Address                         --+
     |                                                               |
     +--                                                           --+
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 2: AERO Source/Target Link-Layer Address Option (S/TLLAO) Format

In this format, Link ID is an integer value between 0 and 255 corresponding to an underlying interface of the target node, and Preference is an integer value between 0 and 255 indicating the node's preference for this underlying interface (with 255 being the highest preference, 1 being the lowest, and 0 meaning "link disabled"). UDP Port Number and IP Address are set to the addresses used by the target node when it sends encapsulated packets over the underlying interface. When the encapsulation IP address family is IPv4, IP Address is formed as an IPv4-mapped IPv6 address [RFC4291].

AERO interfaces may be configured over multiple underlying interfaces. For example, common mobile handheld devices have both wireless local area network ("WLAN") and cellular wireless links. These links are typically used "one at a time" with low-cost WLAN preferred and highly-available cellular wireless as a standby. In a more complex example, aircraft frequently have many wireless data link types (e.g. satellite-based, terrestrial, air-to-air directional, etc.) with diverse performance and cost properties.

If a Client's multiple underlying interfaces are used "one at a time" (i.e., all other interfaces are in standby mode while one interface is active), then Redirect, Predirect and unsolicited NA messages include only a single TLLAO with Link ID set to a constant value.

If the Client has multiple active underlying interfaces, then from the perspective of IPv6 ND it would appear to have a single link-local address with multiple link-layer addresses. In that case, Redirect, Predirect and unsolicited NA messages MAY include multiple TLLAOs -- each with a different Link ID that corresponds to a specific underlying interface of the Client.

3.5. AERO Link Registration

When an administrative authority first deploys a set of AERO Relays and Servers that comprise an AERO link, they also assign a unique domain name for the link, e.g., "example.com". Next, if administrative policy permits Clients within the domain to serve as correspondent nodes for Internet mobile nodes, the administrative authority adds a Fully Qualified Domain Name (FQDN) for each of the AERO link's ASPs to the Domain Name System (DNS) [RFC1035]. The FQDN is based on the suffix "aero.linkupnetworks.net" with a wildcard-terminated reverse mapping of the ASP [RFC3596][RFC4592], and resolves to a DNS PTR resource record. For example, for the ASP '2001:db8:1::/48' within the domain name "example.com", the DNS database contains:

'*.1.0.0.0.8.b.d.0.1.0.0.2.aero.linkupnetworks.net. PTR example.com'

This DNS registration advertises the AERO link's ASPs to prospective mobile nodes.

3.6. AERO Interface Initialization

3.6.1. AERO Relay Behavior

When a Relay enables an AERO interface, it first assigns an administratively-assigned link-local address fe80::ID to the interface. Each fe80::ID address MUST be unique among all Relays and Servers on the link, and MUST NOT collide with any potential AERO addresses. The addresses are typically taken from the range fe80::/96, e.g., as fe80::1, fe80::2, fe80::3, etc. The Relay then engages in a dynamic routing protocol session with all Servers on the link (see: Section 3.7), and advertises the set of ASPs into the native IP Internetwork.

Each Relay subsequently maintains an IP forwarding table entry for each Client-Server association, and maintains a neighbor cache entry for each Server on the link. Relays do not require the use of Neighbor Unreachability Detection (NUD) messaging (see: Section 3.18) since the dynamic routing protocol already provides Relay-Server reachability information. At a minimum, however, Relays perform NS/NA, e.g., to support AERO interface MTU determination (see: Section 3.13).

3.6.2. AERO Server Behavior

When a Server enables an AERO interface, it assigns the address fe80:: to the interface as a link-local Subnet Router Anycast address, and also assigns an administratively assigned link-local address fe80::ID the same as for Relays. (The Server then accepts DHCPv6 and IPv6 ND control messages destined to either the fe80:: or fe80::ID addresses, but always uses fe80::ID as the source address in the control messages it generates.) The Server further configures a DHCPv6 server function to facilitate DHCPv6 PD exchanges with AERO Clients. The Server maintains a neighbor cache entry for each Relay on the link, and manages per-Client neighbor cache entries and IP forwarding table entries based on control message exchanges. Each Server also engages in a dynamic routing protocol with each Relay on the link (see: Section 3.7).

When the Server receives an NS/RS message on the AERO interface it returns an NA/RA message but does not update the neighbor cache. The Server further provides a simple conduit between AERO interface neighbors. Therefore, packets enter the Server's AERO interface from the link layer and are forwarded back out the link layer without ever leaving the AERO interface and therefore without ever disturbing the network layer.

3.6.3. AERO Client Behavior

When a Client enables an AERO interface, it invokes DHCPv6 PD to receive an ACP from an AERO Server. Next, it assigns the corresponding AERO address to the AERO interface and creates a neighbor cache entry for the Server, i.e., the PD exchange bootstraps the provisioning of a unique link-local address. The Client maintains a neighbor cache entry for each of its Servers and each of its active correspondent Clients. When the Client receives Redirect/Predirect messages on the AERO interface it updates or creates neighbor cache entries, including link-layer address information. Unsolicited NA messages update the cached link-layer addresses for correspondent Clients (e.g., following a link-layer address change due to node mobility) but do not create new neighbor cache entries. NS/NA messages used for NUD update timers in existing neighbor cache entires but do not update link-layer addresses nor create new neighbor cache entries.

Finally, the Client need not maintain any IP forwarding table entries for its Servers or correspondent Clients. Instead, it can set a single "route-to-interface" default route in the IP forwarding table, and all forwarding decisions can be made within the AERO interface based on neighbor cache entries. (On systems in which adding a default route would violate security policy, the default route could instead be installed via a "synthesized RA", e.g., as discussed in Section 3.15.2.)

3.6.4. AERO Forwarding Agent Behavior

When a Forwarding Agent enables an AERO interface, it assigns the same link-local address(es) as the companion AERO node that manages AERO control messaging services. The Forwarding Agent thereafter provides data plane forwarding services based solely on the forwarding information assigned to it by the companion AERO node. AERO Forwarding Agents perform NS/NA messaging, i.e., the same as for AERO Relays.

3.7. AERO Link Routing System

Relays require full topology knowledge of all ACP/Server associations, while individual Servers at a minimum only need to know the ACPs for their current set of associated Clients. This is accomplished through the use of an internal instance of the Border Gateway Protocol (BGP) [RFC4271] coordinated between Servers and Relays. This internal BGP instance does not interact with the public Internet BGP instance; therefore, the AERO link is presented to the IP Internetwork as a small set of ASPs as opposed to the full set of individual ACPs.

In a reference BGP arrangement, each AERO Server is configured as an Autonomous System Border Router (ASBR) for a stub Autonomous System (AS) (possibly using a private AS Number (ASN) [RFC1930]), and each Server further peers with each Relay but does not peer with other Servers. Similarly, Relays do not peer with each other, since they will reliably receive all updates from all Servers and will therefore have a consistent view of the AERO link ACP delegations.

Each Server maintains a working set of associated ACPs, and dynamically announces new ACPs and withdraws departed ACPs in its BGP updates to Relays. Clients are expected to remain associated with their current Servers for extended timeframes, however Servers SHOULD selectively suppress BGP updates for impatient Clients that repeatedly associate and disassociate with them in order to reduce routing churn.

In some environments, Relays need not send BGP updates to Servers since Servers can always use Relays as default routers, however this presents a data/control plane performance tradeoff. In environments where sustained packet forwarding over Relays is undesirable, Relays can instead report ACPs to Servers while including a BGP Remote-Next-Hop [I-D.vandevelde-idr-remote-next-hop]. The Server then creates a neighbor cache entry for each ACP with the Remote-Next-Hop as the link-layer address to enable Server-to-Server route optimization.

3.8. AERO Interface Neighbor Cache Maintenace

Each AERO interface maintains a conceptual neighbor cache that includes an entry for each neighbor it communicates with on the AERO link, the same as for any IPv6 interface [RFC4861]. AERO interface neighbor cache entires are said to be one of "permanent", "static" or "dynamic".

Permanent neighbor cache entries are created through explicit administrative action; they have no timeout values and remain in place until explicitly deleted. AERO Relays maintain a permanent neighbor cache entry for each Server on the link, and AERO Servers maintain a permanent neighbor cache entry for each Relay. Each entry maintains the mapping between the neighbor's fe80::ID network-layer address and corresponding link-layer address.

Static neighbor cache entries are created though DHCPv6 PD exchanges and remain in place for durations bounded by prefix lifetimes. AERO Servers maintain a static neighbor cache entry for each ACP of each of their associated Clients, and AERO Clients maintain a static neighbor cache for each of their associated Servers. When an AERO Server sends a DHCPv6 Reply message response to a Client's DHCPv6 Solicit/Request or Renew message, it creates or updates a static neighbor cache entry based on the AERO address corresponding to the Client's ACP as the network-layer address, the prefix lifetime as the neighbor cache entry lifetime, the Client's encapsulation IP address and UDP port number as the link-layer address and the prefix length as the length to apply to the AERO address. When an AERO Client receives a DHCPv6 Reply message from a Server, it creates or updates a static neighbor cache entry based on the Reply message link-local source address as the network-layer address, the prefix lifetime as the neighbor cache entry lifetime, and the encapsulation IP source address and UDP source port number as the link-layer address.

Dynamic neighbor cache entries are created or updated based on receipt of an IPv6 ND message, and are garbage-collected if not used within a short timescale. AERO Clients maintain dynamic neighbor cache entries for each of their active correspondent Client ACPs with lifetimes based on IPv6 ND messaging constants. When an AERO Client receives a valid Predirect message it creates or updates a dynamic neighbor cache entry for the Predirect target network-layer and link-layer addresses plus prefix length. The node then sets an "AcceptTime" variable in the neighbor cache entry to ACCEPT_TIME seconds and uses this value to determine whether packets received from the correspondent can be accepted. When an AERO Client receives a valid Redirect message it creates or updates a dynamic neighbor cache entry for the Redirect target network-layer and link-layer addresses plus prefix length. The Client then sets a "ForwardTime" variable in the neighbor cache entry to FORWARD_TIME seconds and uses this value to determine whether packets can be sent directly to the correspondent. The Client also sets a "MaxRetry" variable to MAX_RETRY to limit the number of keepalives sent when a correspondent may have gone unreachable.

For dynamic neighbor cache entries, when an AERO Client receives a valid NS message it (re)sets AcceptTime for the neighbor to ACCEPT_TIME. When an AERO Client receives a valid solicited NA message, it (re)sets ForwardTime for the neighbor to FORWARD_TIME and sets MaxRetry to MAX_RETRY. When an AERO Client receives a valid unsolicited NA message, it updates the correspondent's link-layer addresses but DOES NOT reset AcceptTime, ForwardTime or MaxRetry.

It is RECOMMENDED that FORWARD_TIME be set to the default constant value 30 seconds to match the default REACHABLE_TIME value specified for IPv6 ND [RFC4861].

It is RECOMMENDED that ACCEPT_TIME be set to the default constant value 40 seconds to allow a 10 second window so that the AERO redirection procedure can converge before AcceptTime decrements below FORWARD_TIME.

It is RECOMMENDED that MAX_RETRY be set to 3 the same as described for IPv6 ND address resolution in Section 7.3.3 of [RFC4861].

Different values for FORWARD_TIME, ACCEPT_TIME, and MAX_RETRY MAY be administratively set, if necessary, to better match the AERO link's performance characteristics; however, if different values are chosen, all nodes on the link MUST consistently configure the same values. Most importantly, ACCEPT_TIME SHOULD be set to a value that is sufficiently longer than FORWARD_TIME to allow the AERO redirection procedure to converge.

3.9. AERO Interface Sending Algorithm

IP packets enter a node's AERO interface either from the network layer (i.e., from a local application or the IP forwarding system), or from the link layer (i.e., from the AERO tunnel virtual link). Packets that enter the AERO interface from the network layer are encapsulated and admitted into the AERO link, i.e., they are tunnelled to an AERO interface neighbor. Packets that enter the AERO interface from the link layer are either re-admitted into the AERO link or delivered to the network layer where they are subject to either local delivery or IP forwarding. Since each AERO node may have only partial information about neighbors on the link, AERO interfaces may forward packets with link-local destination addresses at a layer below the network layer. This means that AERO nodes act as both IP routers and sub-IP layer forwarding agents. AERO interface sending considerations for Clients, Servers and Relays are given below.

When an IP packet enters a Client's AERO interface from the network layer, if the destination is covered by an ASP the Client searches for a dynamic neighbor cache entry with a non-zero ForwardTime and an AERO address that matches the packet's destination address. (The destination address may be either an address covered by the neighbor's ACP or the (link-local) AERO address itself.) If there is a match, the Client uses a link-layer address in the entry as the link-layer address for encapsulation then admits the packet into the AERO link. If there is no match, the Client instead uses the link-layer address of a neighboring Server as the link-layer address for encapsulation.

When an IP packet enters a Server's AERO interface from the link layer, if the destination is covered by an ASP the Server searches for a neighbor cache entry with an AERO address that matches the packet's destination address. (The destination address may be either an address covered by the neighbor's ACP or the AERO address itself.) If there is a match, the Server uses a link-layer address in the entry as the link-layer address for encapsulation and re-admits the packet into the AERO link. If there is no match, the Server instead uses the link-layer address in a permanent neighbor cache entry for a Relay as the link-layer address for encapsulation.

When an IP packet enters a Relay's AERO interface from the network layer, the Relay searches its IP forwarding table for an entry that is covered by an ASP and also matches the destination. If there is a match, the Relay uses the link-layer address in a permanent neighbor cache entry for a Server as the link-layer address for encapsulation and admits the packet into the AERO link. When an IP packet enters a Relay's AERO interface from the link-layer, if the destination is not a link-local address and does not match an ASP the Relay removes the packet from the AERO interface and uses IP forwarding to forward the packet to the Internetwork. If the destination address is a link-local address or a non-link-local address that matches an ASP, and there is a more-specific ACP entry in the IP forwarding table, the Relay uses the link-layer address in the corresponding neighbor cache entry as the link-layer address for encapsulation and re-admits the packet into the AERO link. When an IP packet enters a Relay's AERO interface from either the network layer or link-layer, and the packet's destination address matches an ASP but there is no more-specific ACP entry, the Relay drops the packet and returns an ICMP Destination Unreachable message (see: Section 3.14).

When an AERO Server receives a packet from a Relay via the AERO interface, the Server MUST NOT forward the packet back to the same or a different Relay.

When an AERO Relay receives a packet from a Server via the AERO interface, the Relay MUST NOT forward the packet back to the same Server.

When an AERO node re-admits a packet into the AERO link without involving the network layer, the node MUST NOT decrement the network layer TTL/Hop-count.

When an AERO node forwards a data packet to the primary link-layer address of a neighbor, it may receive RA messages with one or more SLLAOs that include the link-layer addresses of AERO Forwarding Agents. The AERO node SHOULD record the link-layer addresses in the neighbor cache entry for the neighbor and send subsequent data packets via one of these addresses instead of the neighbor's primary address (see: Section 3.16).

3.10. AERO Interface Encapsulation and Re-encapsulation

AERO interfaces encapsulate IP packets according to whether they are entering the AERO interface from the network layer or if they are being re-admitted into the same AERO link they arrived on. This latter form of encapsulation is known as "re-encapsulation".

The AERO interface encapsulates packets per the base tunneling specifications (e.g., [RFC2003], [RFC2473], [RFC2784], [RFC4213], [RFC4301], [RFC5246], etc.) except that it inserts a UDP header immediately following the IP encapsulation header. If there are no additional encapsulation headers (and no fragmentation, identification, checksum or signature is needed), the AERO interface next encapsulates the IPv4 or IPv6 packet immediately following the UDP header. In that case, the most significant four bits of the encapsulated packet encode the value '4' for IPv4 or '6' for IPv6.

For all other encapsulations, the AERO interface MUST insert an AERO Header between the UDP header and the next encapsulation header as shown in Figure 3:

        0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |Version|N|F|C|S|  Next Header  |Fragment Offset (13 bits)|Res|M|
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    Identification (32 bits)                   |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      Checksum (16 bits)       |  Signature (variable length)  :
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 3: AERO Header

[RFC2983] and "Congestion Experienced" [RFC3168] values in the packet's IP header into the corresponding fields in the encapsulation IP header. (When IPv6 is used as the encapsulation protocol, the interface also sets the Flow Label value in the encapsulation header per [RFC6438].) For packets undergoing re-encapsulation, the AERO interface instead copies the "TTL/Hop Limit", "Type of Service/Traffic Class", "Flow Label" and "Congestion Experienced" values in the original encapsulation IP header into the corresponding fields in the new encapsulation IP header, i.e., the values are transferred between encapsulation headers and *not* copied from the encapsulated packet's network-layer header.

Version
a 4-bit "Version" field. MUST be 0.
N
a 1-bit "Next Header" flag. Set to '1' if the "Next Header" field is present; otherwise, set to '0' for "Experimental" per [RFC6706]. "Next Header" encodes the IP protocol number corresponding to the next header in the encapsulation immediately following the AERO header. For example, "Next Header" encodes the value '4' for IPv4, '17' for UDP, '41' for IPv6, '47' for GRE, '50' for ESP, '51' for AH, etc.
F
a 1-bit "Fragment Header" flag. Set to '1' if the "Fragment Offset", "Res", "M", and "Identification" fields are present and collectively referred to as the "AERO Fragment Header"; otherwise, set to '0'.
C
a 1-bit "Checksum" flag. Set to '1' if the "Checksum" field is present; otherwise, set to '0'. The Checksum field itself then contains a checksum of the IP/UDP/AERO encapsulation headers prior to the Checksum field.
S
a 1-bit "Signature" flag. Set to '1' if the "Signature" field is present; otherwise, set to '0'. The Signature field itself then contains a cryptographic signature of the encapsulated packet following the Signature field. The signature is applied prior to any fragmentation; hence' the Signature field only appears in the first fragment of a fragmented packet.

During encapsulation, the AERO interface copies the "TTL/Hop Limit", Type of Service/Traffic Class"

The AERO interface next sets the UDP source port to a constant value that it will use in each successive packet it sends, and sets the UDP length field to the length of the encapsulated packet plus 8 bytes for the UDP header itself, plus the length of the AERO header. For packets sent via a Server, the AERO interface sets the UDP destination port to 8060, i.e., the IANA-registered port number for AERO. For packets sent to a correspondent Client, the AERO interface sets the UDP destination port to the port value stored in the neighbor cache entry for this correspondent. The AERO interface also sets the UDP checksum field to zero (see: [RFC6935][RFC6936]) unless an integrity check is required (see: Section 3.13.2).

The AERO interface next sets the IP protocol number in the encapsulation header to 17 (i.e., the IP protocol number for UDP). When IPv4 is used as the encapsulation protocol, the AERO interface sets the DF bit as discussed in Section 3.13. The AERO interface finally sets the AERO header fields as described in Figure 3.

3.11. AERO Interface Decapsulation

AERO interfaces decapsulate packets destined either to the node itself or to a destination reached via an interface other than the AERO interface the packet was received on. When the AERO interface receives a UDP packet, it examines the first octet of the encapsulated packet.

If the most significant four bits of the first octet encode the value '4' (i.e., the IP version number value for IPv4) or the value '6' (i.e., the IP version number value for IPv6), the AERO interface discards the encapsulation headers and accepts the encapsulated packet as an ordinary IPv6 or IPv4 data packet, respectively. If the most significant four bits encode the value '0', however, the AERO interface processes the packet according to the appropriate AERO Header fields as specified in Figure 3.

3.12. AERO Interface Data Origin Authentication

AERO nodes employ simple data origin authentication procedures for encapsulated packets they receive from other nodes on the AERO link. In particular:

  • AERO Relays and Servers accept encapsulated packets with a link-layer source address that matches a permanent neighbor cache entry.
  • AERO Servers accept authentic encapsulated DHCPv6 messages from Clients, and create or update a static neighbor cache entry for the source based on the specific message type.
  • AERO Servers accept encapsulated packets if there is a neighbor cache entry with an AERO address that matches the packet's network-layer source address and with a link-layer address that matches the packet's link-layer source address.
  • AERO Clients accept encapsulated packets if there is a static neighbor cache entry with a link-layer source address that matches the packet's link-layer source address.
  • AERO Clients and Servers accept encapsulated packets if there is a dynamic neighbor cache entry with an AERO address that matches the packet's network-layer source address, with a link-layer address that matches the packet's link-layer source address, and with a non-zero AcceptTime.

Note that this simple data origin authentication is effective in environments in which link-layer addresses cannot be spoofed. In other environments, each AERO message must include a signature that the recipient can use to authenticate the message origin.

3.13. AERO Interface MTU and Fragmentation

The AERO interface is the node's point of attachment to the AERO link. AERO links over IP networks have a maximum link MTU of 64KB minus the encapsulation overhead (termed here "ENCAPS"), since the maximum packet size in the base IP specifications is 64KB [RFC0791][RFC2460] (while IPv6 jumbograms can be up to 4GB, they are considered optional for IPv6 nodes [RFC2675][RFC6434]).

IPv6 specifies a minimum link MTU of 1280 bytes [RFC2460]. This is the minimum packet size the AERO interface MUST admit without returning an ICMP Packet Too Big (PTB) message. Although IPv4 specifies a smaller minimum link MTU of 68 bytes [RFC0791], AERO interfaces also observe a 1280 byte minimum for IPv4. Additionally, the vast majority of links in the Internet configure an MTU of at least 1500 bytes. Original source hosts have therefore become conditioned to expect that IP packets up to 1500 bytes in length will either be delivered to the final destination or a suitable PTB message returned. However, PTB messages may be lost in the network [RFC2923] resulting in failure of the IP MTU discovery mechanisms [RFC1191][RFC1981].

For these reasons, AERO interfaces MUST admit packets up to 1500 bytes in length even if some fragmentation is necessary. AERO interfaces MAY admit even larger packets as long as they can be accommodated without fragmentation.

For AERO links over IPv4, the IP ID field is only 16 bits in length, meaning that fragmentation at high data rates could result in data corruption due to reassembly misassociations [RFC6864][RFC4963] (see: Section 3.13.2). For AERO links over both IPv4 and IPv6, studies have also shown that IP fragments are dropped unconditionally over some network paths [I-D.taylor-v6ops-fragdrop]. For these reasons, when fragmentation is needed it is performed through the insertion of an AERO fragmentation shim header (see: Section 3.10) using the fragmentation procedures specified for IPv6 fragmentation in [RFC2460]. Since the fragmentation shim header reduces the room available for packet data, but the original source has no way to control its insertion, the shim header length MUST be included in the ENCAPS length even for packets in which the header does not appear.

The source AERO interface (i.e., the tunnel ingress) therefore sends encapsulated packets to the destination AERO interface (i.e., the tunnel egress) according to the following algorithm:

  • For IP packets that are no larger than (1280-ENCAPS) bytes, the tunnel ingress encapsulates the packet and admits it into the tunnel without fragmentation. For IPv4 AERO links, the tunnel ingress sets the Don't Fragment (DF) bit to 0 so that these packets will be delivered to the tunnel egress even if there is a restricting link in the path, i.e., unless lost due to congestion or routing errors.
  • For IP packets that are larger than (1280-ENCAPS) bytes but no larger than 1500 bytes, the tunnel ingress encapsulates the packet and inserts a fragmentation shim header above the UDP/IP encapsulation headers. Next, the tunnel ingress uses the fragmentation algorithm in [RFC2460] to break the packet into two non-overlapping fragments where the first fragment (including ENCAPS) is no larger than 1024 bytes and the second is no larger than the first. Each fragment consists of identical UDP/IP encapsulation headers, followed by the fragmentation shim header followed by the fragment of the encapsulated packet itself. The tunnel ingress then admits both fragments into the tunnel, and for IPv4 sets the DF bit to 0 in the IP encapsulation header. These fragmented encapsulated packets will be delivered to the tunnel egress.
  • For IPv4 packets that are larger than 1500 bytes and with the DF bit set to 0, the tunnel ingress uses ordinary IPv4 fragmentation to break the unencapsulated packet into a minimum number of non-overlapping fragments where the first fragment is no larger than 1024-ENCAPS and all other fragments are no larger than the first fragment. The tunnel ingress then encapsulates each fragment (and for IPv4 sets the DF bit to 0) then admits them into the tunnel. These encapsulated fragments will be delivered to the final destination via the tunnel egress.
  • For all other IP packets, if the packet is too large to enter the underlying interface following encapsulation, the tunnel ingress drops the packet and returns a network-layer (L3) PTB message to the original source with MTU set to the larger of 1500 bytes or the underlying interface MTU minus ENCAPS. Otherwise, the tunnel ingress encapsulates the packet and admits it into the tunnel without fragmentation (and for IPv4 sets the DF bit to 1) and translates any link-layer (L2) PTB messages it may receive from the network into corresponding L3 PTB messages to send to the original source as specified in Section 3.14. Since both L2 and L3 PTB messages may be either lost or contain insufficient information, however, it is RECOMMENDED that original sources that send unfragmentable IP packets larger than 1500 bytes use Packetization Layer Path MTU Discovery (PLPMTUD) [RFC4821].

While sending packets according to the above algorithm, the tunnel ingress MAY also send 1500 byte or larger probe packets to determine whether they can reach the tunnel egress without fragmentation. If the probes succeed, the tunnel ingress can discontinue fragmentation and (for IPv4) set DF to 1. Since the path MTU within the tunnel may fluctuate due to routing changes, the tunnel ingress SHOULD continue to send additional probes subject to rate limiting and SHOULD process any L2 PTB messages as an indication that the path MTU may have decreased. If the path MTU within the tunnel becomes insufficient, the source MUST resume fragmentation.

To construct a probe, the tunnel ingress prepares an NS message with a Nonce option plus trailing NULL padding octets added to the probe length without including the length of the padding in the IPv6 Payload Length field, but with the length included in the encapsulating IP header. The tunnel ingress then encapsulates the padded NS message in the encapsulation headers (and for IPv4 sets DF to 1) then sends the message to the tunnel egress. If the tunnel egress returns a solicited NA message with a matching Nonce option, the tunnel ingress deems the probe successful. Note that in this process it is essential that probes follow equivalent paths to those used to convey actual data packets. This means that Equal Cost MultiPath (ECMP) and Link Aggregation Gateway (LAG) equipment is assumed to support identical MTUs along all paths.

When the tunnel egress receives the fragments of a fragmented packet, it reassembles them into a whole packet per the reassembly algorithm in [RFC2460] then discards the fragmentation shim header. The tunnel egress therefore MUST be capable of reassembling packets up to 1500+ENCAPS bytes in length; hence, it is RECOMMENDED that the tunnel egress be capable of reassembling at least 2KB.

3.13.1. Accommodating Large Control Messages

Control messages (i.e., IPv6 ND, DHCPv6, etc.) MUST be accommodated even if some fragmentation is necessary. These packets are therefore accommodated through a modification of the second rule in the above algorithm as follows:

  • For control messages that are larger than (1280-ENCAPS) bytes, the tunnel ingress encapsulates the packet and inserts a fragmentation shim header above the UDP/IP encapsulation headers. Next, the tunnel ingress uses the fragmentation algorithm in [RFC2460] to break the packet into a minimum number of non-overlapping fragments where the first fragment (including ENCAPS) is no larger than 1024 bytes and the remaining fragments are no larger than the first. The tunnel ingress then encapsulates each fragment (and for IPv4 sets the DF bit to 0) then admits them into the tunnel.

Control messages that exceed the minimum reassembly size listed above rarely occur in the modern era, however the tunnel egress SHOULD be able to reassemble them if they do. This means that the tunnel egress SHOULD include a configuration knob allowing the operator to set a larger reassembly buffer size if large control messages become more common in the future.

The tunnel ingress can send large control messages without fragmentation if there is assurance that large packets can traverse the tunnel without fragmentation. The tunnel ingress MAY send 1500 byte or larger probe packets as specified above to determine a size for which fragmentation can be avoided.

3.13.2. Integrity

When fragmentation is needed, there must be assurance that reassembly can be safely conducted without incurring data corruption. Sources of corruption can include implementation errors, memory errors and misassociation of fragments from a first datagram with fragments of another datagram. The first two conditions (implementation and memory errors) are mitigated by modern systems and implementations that have demonstrated integrity through decades of operational practice. The third condition (reassembly misassociations) must be accounted for by AERO.

The AERO fragmentation procedure described in the above algorithms reuses standard IPv6 fragmentation and reassembly code. Since the fragmentation shim header includes a 32-bit ID field, there would need to be 2^32 packets alive in the network before a second packet with a duplicate ID enters the system with the (remote) possibility for a reassembly misassociation. For 1280 byte packets, and for a maximum network lifetime value of 60 seconds[RFC2460], this means that the tunnel ingress would need to produce ~(7 *10^12) bits/sec in order for a duplication event to be possible. This exceeds the bandwidth of data link technologies of the modern era, but not necessarily so going forward into the future. Although wireless data links commonly used by AERO Clients support vastly lower data rates, the aggregate data rates between AERO Servers and Relays may be substantial. However, high speed data links in the network core are expected to configure larger MTUs, e.g., 4KB, 8KB or even larger such that unfragmented packets can be used. Hence, no integrity check is included to cover the AERO fragmentation and reassembly procedures.

When the tunnel ingress sends an IPv4-encapsulated packet with the DF bit set to 0 in the above algorithms, there is a chance that the packet may be fragmented by an IPv4 router somewhere within the tunnel. Since the largest such packet is only 1280 bytes, however, it is very likely that the packet will traverse the tunnel without incurring a restricting link. Even when a link within the tunnel configures an MTU smaller than 1280 bytes, it is very likely that it does so due to limited performance characteristics [RFC3819]. This means that the tunnel would not be able to convey fragmented IPv4-encapsulated packets fast enough to produce reassembly misassociations, as discussed above. However, AERO must also account for the possibility of tunnel paths that include "poorly managed" IPv4 link MTUs since configurable MTUs can often be misconfigured.

Since the IPv4 header includes only a 16-bit ID field, there would only need to be 2^16 packets alive in the network before a second packet with a duplicate ID enters the system. For 1280 byte packets, and for a maximum network lifetime value of 120 seconds[RFC0791], this means that the tunnel ingress would only need to produce ~(5 *10^6) bits/sec in order for a duplication event to be possible - a value that is well within range for many modern wired and wireless data link technologies.

Therefore, if there is strong operational assurance that no IPv4 links capable of supporting data rates of 5Mbps or more configure an MTU smaller than 1280 the tunnel ingress MAY omit an integrity check for the IPv4 fragmentation and reassembly procedures; otherwise, the tunnel ingress SHOULD include an integrity check. When an upper layer encapsulation (e.g., IPsec) already includes an integrity check, the tunnel ingress need not include an additional check. Otherwise, the tunnel ingress calculates the UDP checksum over the encapsulated packet and writes the value into the UDP encapsulation header, i.e., instead of writing the value 0. The tunnel egress will then verify the UDP checksum and discard the packet if the checksum is incorrect.

3.14. AERO Interface Error Handling

When an AERO node admits encapsulated packets into the AERO interface, it may receive link-layer (L2) or network-layer (L3) error indications.

An L2 error indication is an ICMP error message generated by a router on the path to the neighbor or by the neighbor itself. The message includes an IP header with the address of the node that generated the error as the source address and with the link-layer address of the AERO node as the destination address.

The IP header is followed by an ICMP header that includes an error Type, Code and Checksum. For ICMPv6 [RFC4443], the error Types include "Destination Unreachable", "Packet Too Big (PTB)", "Time Exceeded" and "Parameter Problem". For ICMPv4 [RFC0792], the error Types include "Destination Unreachable", "Fragmentation Needed" (a Destination Unreachable Code that is analogous to the ICMPv6 PTB), "Time Exceeded" and "Parameter Problem".

The ICMP header is followed by the leading portion of the packet that generated the error, also known as the "packet-in-error". For ICMPv6, [RFC4443] specifies that the packet-in-error includes: "As much of invoking packet as possible without the ICMPv6 packet exceeding the minimum IPv6 MTU" (i.e., no more than 1280 bytes). For ICMPv4, [RFC0792] specifies that the packet-in-error includes: "Internet Header + 64 bits of Original Data Datagram", however [RFC1812] Section 4.3.2.3 updates this specification by stating: "the ICMP datagram SHOULD contain as much of the original datagram as possible without the length of the ICMP datagram exceeding 576 bytes".

The L2 error message format is shown in Figure 4:

     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     ~                               ~
     |        L2 IP Header of        |
     |         error message         |
     ~                               ~
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         L2 ICMP Header        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ---
     ~                               ~   P
     |   IP and other encapsulation  |   a
     | headers of original L3 packet |   c
     ~                               ~   k
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   e
     ~                               ~   t
     |        IP header of           |   
     |      original L3 packet       |   i
     ~                               ~   n
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   
     ~                               ~   e
     |    Upper layer headers and    |   r
     |    leading portion of body    |   r
     |   of the original L3 packet   |   o
     ~                               ~   r
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ---

Figure 4: AERO Interface L2 Error Message Format

  • When an AERO node receives an L2 Parameter Problem message, it processes the message the same as described as for ordinary ICMP errors in the normative references [RFC0792][RFC4443].
  • When an AERO node receives persistent L2 IPv4 Time Exceeded messages, the IP ID field may be wrapping before earlier fragments have been processed. In that case, the node SHOULD begin including IPv4 integrity checks (see: Section 3.13.2).
  • When an AERO Client receives persistent L2 Destination Unreachable messages in response to tunneled packets that it sends to one of its dynamic neighbor correspondents, the Client SHOULD test the path to the correspondent using Neighbor Unreachability Detection (NUD) (see Section 3.18). If NUD fails, the Client SHOULD set ForwardTime for the corresponding dynamic neighbor cache entry to 0 and allow future packets destined to the correspondent to flow through a Server.
  • When an AERO Client receives persistent L2 Destination Unreachable messages in response to tunneled packets that it sends to one of its static neighbor Servers, the Client SHOULD test the path to the Server using NUD. If NUD fails, the Client SHOULD delete the neighbor cache entry and attempt to associate with a new Server.
  • When an AERO Server receives persistent L2 Destination Unreachable messages in response to tunneled packets that it sends to one of its static neighbor Clients, the Server SHOULD test the path to the Client using NUD. If NUD fails, the Server SHOULD cancel the DHCPv6 PD lease for the Client's ACP, withdraw its route for the ACP from the AERO routing system and delete the neighbor cache entry (see Section 3.18 and Section 3.19).
  • When an AERO Relay or Server receives an L2 Destination Unreachable message in response to a tunneled packet that it sends to one of its permanent neighbors, it discards the message since the routing system is likely in a temporary transitional state that will soon re-converge.
  • When an AERO node receives an L2 PTB message, it translates the message into an L3 PTB message if possible (*) and forwards the message toward the original source as described below.

To translate an L2 PTB message to an L3 PTB message, the AERO node first caches the MTU field value of the L2 ICMP header. The node next discards the L2 IP and ICMP headers, and also discards the encapsulation headers of the original L3 packet. Next the node encapsulates the included segment of the original L3 packet in an L3 IP and ICMP header, and sets the ICMP header Type and Code values to appropriate values for the L3 IP protocol. In the process, the node writes the maximum of 1500 bytes and (L2 MTU - ENCAPS) into the MTU field of the L3 ICMP header.

The node next writes the IP source address of the original L3 packet as the destination address of the L3 PTB message and determines the next hop to the destination. If the next hop is reached via the AERO interface, the node uses the IPv6 address "::" or the IPv4 address "0.0.0.0" as the IP source address of the L3 PTB message. Otherwise, the node uses one of its non link-local addresses as the source address of the L3 PTB message. The node finally calculates the ICMP checksum over the L3 PTB message and writes the Checksum in the corresponding field of the L3 ICMP header. The L3 PTB message therefore is formatted as follows:

     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     ~                               ~
     |        L3 IP Header of        |
     |         error message         |
     ~                               ~
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         L3 ICMP Header        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ---
     ~                               ~   p
     |        IP header of           |   k
     |      original L3 packet       |   t
     ~                               ~ 
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   i  
     ~                               ~   n
     |    Upper layer headers and    |
     |    leading portion of body    |   e
     |   of the original L3 packet   |   r
     ~                               ~   r
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ---

Figure 5: AERO Interface L3 Error Message Format

When an AERO Relay receives an L3 packet for which the destination address is covered by an ASP, if there is no more-specific routing information for the destination the Relay drops the packet and returns an L3 Destination Unreachable message. The Relay first writes the IP source address of the original L3 packet as the destination address of the L3 Destination Unreachable message and determines the next hop to the destination. If the next hop is reached via the AERO interface, the Relay uses the IPv6 address "::" or the IPv4 address "0.0.0.0" as the IP source address of the L3 Destination Unreachable message and forwards the message to the next hop within the AERO interface. Otherwise, the Relay uses one of its non link-local addresses as the source address of the L3 Destination Unreachable message and forwards the message via a link outside the AERO interface.

When an AERO node receives any L3 error message via the AERO interface, it examines the destination address in the L3 IP header of the message. If the next hop toward the destination address of the error message is via the AERO interface, the node re-encapsulates and forwards the message to the next hop within the AERO interface. Otherwise, if the source address in the L3 IP header of the message is the IPv6 address "::" or the IPv4 address "0.0.0.0", the node writes one of its non link-local addresses as the source address of the L3 message and recalculates the IP and/or ICMP checksums. The node finally forwards the message via a link outside of the AERO interface.

(*) Note that in some instances the packet-in-error field of an L2 PTB message may not include enough information for translation to an L3 PTB message. In that case, the AERO interface simply discards the L2 PTB message. It can therefore be said that translation of L2 PTB messages to L3 PTB messages can provide a useful optimization when possible, but is not critical for sources that correctly use PLPMTUD.

3.15. AERO Router Discovery, Prefix Delegation and Address Configuration

3.15.1. AERO DHCPv6 Service Model

Each AERO Server configures a DHCPv6 server function to facilitate PD requests from Clients. Each Server is pre-configured with an identical list of ACP-to-Client ID mappings for all Clients enrolled in the AERO system, as well as any information necessary to authenticate Clients. The configuration information is maintained by a central administrative authority for the AERO link and securely propagated to all Servers whenever a new Client is enrolled or an existing Client is withdrawn.

With these identical configurations, each Server can function independently of all other Servers, including the maintenance of active leases. Therefore, no Server-to-Server DHCPv6 state synchronization is necessary, and Clients can optionally hold separate leases for the same ACP from multiple Servers.

In this way, Clients can easily associate with multiple Servers, and can receive new leases from new Servers before deprecating leases held through old Servers. This enables a graceful "make-before-break" capability.

3.15.2. AERO Client Behavior

AERO Clients discover the link-layer addresses of AERO Servers via static configuration, or through an automated means such as DNS name resolution. In the absence of other information, the Client resolves the FQDN "linkupnetworks.[domainname]" where "linkupnetworks" is a constant text string and "[domainname]" is the connection-specific DNS suffix for the Client's underlying network connection (e.g., "example.com"). After discovering the link-layer addresses, the Client associates with one or more of the corresponding Servers.

To associate with a Server, the Client acts as a requesting router to request an ACP through a DHCPv6 PD exchange[RFC3315][RFC3633] in which the Client's Solicit/Request messages use the IPv6 "unspecified" address (i.e., "::") as the IPv6 source address, 'All_DHCP_Relay_Agents_and_Servers' as the IPv6 destination address and the link-layer address of the Server as the link-layer destination address. The Client also includes a Client Identifier option with a DHCP Unique Identifier (DUID) plus any necessary authentication options to identify itself to the DHCPv6 server, and includes a Client Link Layer Address Option (CLLAO) [RFC6939] with the format shown in Figure 6:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | OPTION_CLIENT_LINKLAYER_ADDR  |           option-length       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |   link-layer type (16 bits)   |    Link ID    |   Preference  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 6: AERO Client Link-Layer Address Option (CLLAO) Format

Figure 2). If the Client is pre-provisioned with an ACP associated with the AERO service, it MAY also include the ACP in a Solicit/Request message Identity Association for Prefix Delegation (IA_PD) option to indicate its preferred ACP to the DHCPv6 server. The Client then sends the encapsulated DHCPv6 request via the underlying interface.

When the Client receives its ACP via a DHCPv6 Reply from the AERO Server, it creates a static neighbor cache entry with the Server's link-local address as the network-layer address and the Server's encapsulation address as the link-layer address. If the Reply message contains a Vendor-Specific Information Option (see: Section 3.15.3) the Client also caches each ASP in the option. The Client then considers the link-layer address of the Server as the primary default encapsulation address for forwarding packets for which there is no more-specific forwarding information.

Next, the Client applies the AERO address to the AERO interface and sub-delegates the ACP to nodes and links within its attached EUNs (the AERO address thereafter remains stable as the Client moves). The Client also assigns a default IP route to the AERO interface as a route-to-interface, i.e., with no explicit next-hop. The next hop will then be determined after a packet has been submitted to the AERO interface by inspecting the neighbor cache (see above).

On some platforms (e.g., popular cell phone operating systems), the act of assigning a default IPv6 route may not be permitted from a user application due to security policy. Typically, those platforms include a TUN/TAP interface that acts as a point-to-point conduit between user applications and the AERO interface. In that case, the Client can instead generate a "synthesized RA" message. The message conforms to [RFC4861] and is prepared as follows:

[RFC2131]. Note that in this method, the Client appears as a mobility proxy for applications that bind to the (point-to-point) TUN/TAP interface. The arrangement can be likened to a Proxy AERO scenario in which the mobile node and Client are located within the same physical platform (see Section 3.20 for further details on Proxy AERO).

  • the IPv6 source address is fe80::
  • the IPv6 destination address is all-nodes multicast
  • the Router Lifetime is set to a time that is no longer than the ACP DHCPv6 lifetime
  • the message does not include a Source Link Layer Address Option (SLLAO)
  • the message includes a Prefix Information Option (PIO) with a /64 prefix taken from the ACP as the prefix for autoconfiguration

The Client then sends the synthesized RA message via the TUN/TAP interface, where the operating system kernel will interpret it as though it were generated by an actual router. The operating system will then install a default route and use StateLess Address AutoConfiguration (SLAAC) to configure an IPv6 address on the TUN/TAP interface. Methods for similarly installing an IPv4 default route and IPv4 address on the TUN/TAP interface are based on synthesized DHCPv4 messages

The Client subsequently renews its ACP delegation through each of its Servers by performing DHCPv6 Renew/Reply exchanges with its AERO address as the IPv6 source address, 'All_DHCP_Relay_Agents_and_Servers' as the IPv6 destination address, the link-layer address of a Server as the link-layer destination address and the same Client identifier, authentication options and CLLAO option as was used in the initial PD request. Note that if the Client does not issue a DHCPv6 Renew before the Server has terminated the lease (e.g., if the Client has been out of touch with the Server for a considerable amount of time), the Server's Reply will report NoBinding and the Client must re-initiate the DHCPv6 PD procedure. If the Client sends synthesized RA and/or DHCPv4 messages (see above), it also sends a new synthesized message when issuing a DHCPv6 Renew or when re-initiating the DHCPv6 PD procedure.

Since the Client's AERO address is configured from the unique ACP delegation it receives, there is no need for Duplicate Address Detection (DAD) on AERO links. Other nodes maliciously attempting to hijack an authorized Client's AERO address will be denied access to the network by the DHCPv6 server due to an unacceptable link-layer address and/or security parameters (see: Security Considerations).

3.15.3. AERO Server Behavior

AERO Servers configure a DHCPv6 server function on their AERO links. AERO Servers arrange to add their encapsulation layer IP addresses (i.e., their link-layer addresses) to the DNS resource records for the FQDN "linkupnetworks.[domainname]" before entering service.

When an AERO Server receives a prospective Client's DHCPv6 PD Solicit/Request message, it first authenticates the message. If authentication succeeds, the Server determines the correct ACP to delegate to the Client by searching an online directory service (e.g., LDAP) based on a Client identification value. In environments where spoofing is not considered a threat, the Server MAY use the Client's DUID as the identification value. Otherwise, the Server SHOULD use a signed certificate provided by the Client.

The Server then delegates the ACP and creates a static neighbor cache entry for the Client's AERO address with lifetime set to no more than the lease lifetime and the Client's link-layer address as the link-layer address for the Link ID specified in the CLLAO option. The Server then creates an IP forwarding table entry so that the AERO routing system will propagate the ACP to all Relays (see: Section 3.7). Finally, the Server sends a DHCPv6 Reply message to the Client while using fe80::ID as the IPv6 source address, the Client's AERO address as the IPv6 destination address, and the Client's link-layer address as the destination link-layer address. The Server also includes a Server Unicast option with server-address set to fe80::ID so that all future Client/Server transactions will be link-local-only unicast over the AERO link.

When the Server sends the DHCPv6 Reply message, it also includes a DHCPv6 Vendor-Specific Information Option with 'enterprise-number' set to "TBD2" (see: IANA Considerations). The option is formatted as shown in[RFC3315] and with the AERO enterprise-specific format shown in Figure 7:

       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |      OPTION_VENDOR_OPTS       |           option-len          |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                   enterprise-number ("TBD2")                  |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                      Reserved                 | Prefix Length |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      +                            ASP (1)                            +
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                      Reserved                 | Prefix Length | 
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      +                             ASP (2)                           +
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                      Reserved                 | Prefix Length |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      +                             ASP (3)                           +
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      .                             (etc.)                            .
      .                                                               .
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 7: AERO Vendor-Specific Information Option

Figure 7, the option includes one or more ASP. The ASP field contains the IP prefix as it would appear in the interface identifier portion of the corresponding AERO address (see: Section 3.3). For IPv6, valid values for the Prefix Length field are 0 through 64; for IPv4, valid values are 0 through 32.

After the initial DHCPv6 PD exchange, the AERO Server maintains the neighbor cache entry for the Client until the lease lifetime expires. If the Client issues a Renew/Reply exchange, the Server extends the lifetime. If the Client issues a Release/Reply, or if the Client does not issue a Renew/Reply before the lifetime expires, the Server deletes the neighbor cache entry for the Client and withdraws the IP route from the AERO routing system.

3.16. AERO Forwarding Agent Discovery

AERO Relays, Servers and Clients MAY associate with one or more companion AERO Forwarding Agents as platforms for offloading high-speed data plane traffic. AERO nodes distribute forwarding information to Forwarding Agents via an out-of-band messaging service (e.g., NETCONF [RFC6241], etc.).

When an AERO node receives a data packet on an AERO interface with a network layer destination address for which it has distributed forwarding information to one or more Forwarding Agents, the node returns an RA message to the source neighbor (subject to rate limiting) then forwards the data packet as usual. The RA message includes one or more SLLAOs with the link-layer addresses of candidate Forwarding Engines.

If the forwarding information pertains only to a specific ACP, the AERO node sets the network-layer source address of the RA to the AERO address corresponding to the ACP, and sets the default router lifetime to 0. If the forwarding information pertains to all addresses, the AERO node instead sets the network-layer source address of the RA to its own link-local address and sets the default router lifetime to a non-zero value.

When the source neighbor receives the RA message, it SHOULD record the link-layer addresses in the SLLAOs as the encapsulation addresses to use for sending subsequent data packets with addresses that match the information in the RA. However, the source MUST continue to use the primary link-layer address of the AERO node as the encapsulation address for sending control messages.

3.17. AERO Intradomain Route Optimization

When a source Client forwards packets to a prospective correspondent Client within the same AERO link domain (i.e., one for which the packet's destination address is covered by an ASP), the source Client initiates an intra-domain AERO route optimization procedure. The procedure is based on an exchange of IPv6 ND messages using a chain of AERO Servers and Relays as a trust basis. This procedure is in contrast to the Return Routability procedure required for route optimization to a correspondent Client located in the Internet as described in Section 3.22. The following sections specify the AERO intradomain route optimization procedure.

3.17.1. Reference Operational Scenario

Figure 8 depicts the AERO intradomain route optimization reference operational scenario, using IPv6 addressing as the example (while not shown, a corresponding example for IPv4 addressing can be easily constructed). The figure shows an AERO Relay ('R1'), two AERO Servers ('S1', 'S2'), two AERO Clients ('C1', 'C2') and two ordinary IPv6 hosts ('H1', 'H2'):