Internet Engineering Task Force SIPPING WG
Internet Draft J. Rosenberg
dynamicsoft
H. Schulzrinne
Columbia U.
draft-ietf-sipping-dialog-package-00.txt
June 24, 2002
Expires: December 2002
A Session Initiation Protocol (SIP) Event Package for Dialog State
STATUS OF THIS MEMO
This document is an Internet-Draft and is in full conformance with
all provisions of Section 10 of RFC2026.
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Abstract
This document defines a dialog event package for the SIP Events
architecture, along with a data format used in notifications for this
package. The dialog package allows users to subscribe to another
user, an receive notifications about the changes in state of INVITE
initiated dialogs that the user is involved in.
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Table of Contents
1 Introduction ........................................ 4
2 Dialog Event Package ................................ 5
2.1 Event Package Name .................................. 5
2.2 Event Package Parameters ............................ 5
2.3 SUBSCRIBE Bodies .................................... 5
2.4 Subscription Duration ............................... 5
2.5 NOTIFY Bodies ....................................... 6
2.6 Notifier Processing of SUBSCRIBE Requests ........... 6
2.7 Notifier Generation of NOTIFY Requests .............. 7
2.7.1 The Dialog State Machine ............................ 7
2.7.2 Applying the state machine .......................... 9
2.8 Subscriber Processing of NOTIFY Requests ............ 10
2.9 Handling of Forked Requests ......................... 11
2.10 Rate of Notifications ............................... 11
2.11 State Agents ........................................ 11
3 Dialog Information Format ........................... 11
3.1 Structure of Dialog Information ..................... 12
3.1.1 Dialog Element ...................................... 12
3.1.2 State ............................................... 13
3.1.3 Local URI ........................................... 13
3.1.4 Remote URI .......................................... 13
3.1.5 Local Session Description ........................... 13
3.1.6 Remote Session Description .......................... 13
3.1.7 Remote Target ....................................... 13
3.1.8 Local CSeq .......................................... 14
3.1.9 Remote CSeq ......................................... 14
3.1.10 Duration ............................................ 14
3.2 Constructing Coherent State ......................... 14
3.3 Schema .............................................. 15
3.4 Example ............................................. 18
4 Security Considerations ............................. 20
5 IANA Considerations ................................. 20
5.1 application/dialog-info+xml MIME Registration ....... 20
5.2 URN Sub-Namespace Registration for
urn:ietf:params:xml:ns:dialog-info ............................. 21
6 Acknowledgements .................................... 22
7 Authors Addresses ................................... 22
8 Normative References ................................ 22
9 Informative References .............................. 23
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1 Introduction
The SIP Events framework [1] defines general mechanisms for
subscription to, and notification of, events within SIP networks. It
introduces the notion of a package, which is a specific
"instantiation" of the events mechanism for a well-defined set of
events. Packages have been defined for user presence [8], watcher
information [9], and message waiting indicators [10], amongst others.
Here, we define an event package for INVITE initiated dialogs.
Dialogs refer to the SIP relationship established between two SIP
peers [2].
There are a variety of applications enabled through the knowledge of
dialog state. Some examples include:
Automatic Callback: In this basic PSTN application, user A calls
user B. User B is busy. User A would like to get a callback
when user B hangs up. When B hangs up, user A's phone
rings. When A picks it up, they here ringing, and are being
connected to B. In VoIP, this requires A to receive a
notification when the dialogs at A are complete.
Presence-Enabled Conferencing: In this application, a user A
wishes to set up a conference call with users B and C.
Rather than scheduling it, it is to be created
automatically when A, B and C are all available. To do
this, the server providing the application would like to
know whether A, B and C are "online", not idle, and not in
a phone call. Determining whether or not A, B and C are in
calls can be done in two ways. In the first, the server
acts as a call stateful proxy for users A, B and C, and
therefore knows their call state. This won't always be
possible, however, and it introduces scalability,
reliability, and operational complexities. Rather, the
server would subscriber to the dialog state of those users,
and receive notifications as it changes. This enables the
application to be provided in a distributed way; the server
need not reside in the same domain as the users.
IM Conference Alerts: In this application, a user can get an IM
sent to their phone whenever someone joins a conference
that the phone is involved in. The IM alerts are generated
by an application separate from the conference server.
In general, the dialog package allows for construction of distributed
applications, where the application requires information on dialog
state, but is not co-resident with the end user on which that state
resides.
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2 Dialog Event Package
This section provides the details for defining a SIP Events package,
as specified by [1].
2.1 Event Package Name
The name of this event package is "dialog". This package name is
carried in the Event and Allow-Events header, as defined in [1].
2.2 Event Package Parameters
This package does not define any event package parameters.
2.3 SUBSCRIBE Bodies
A SUBSCRIBE for a dialog package MAY contain a body. This body
defines a filter to apply to the subscription.
A SUBSCRIBE for a dialog package MAY be sent without a body. This
implies the default subscription filtering policy. The default policy
is:
o Notifications are generated every time there is any change in
the state of any dialogs for the user identified in the
request URI of the SUBSCRIBE.
o Notifications do not normally contain full state; rather, they
only indicate the state of the dialog whose state has changed.
The exception is a NOTIFY sent in response to a SUBSCRIBE.
These NOTIFYs contain the complete view of dialog state.
o The notifications contain the identities of the participants
in the dialog, and the dialog identifiers. Additional
information, such as the route set, remote target URI, CSeq
numbers, SDP information, and so on, are not included normally
unless explicitly requested and/or explicitly authorized.
OPEN ISSUE: It might be useful to define a filter within
this document that would allow a subscriber to ask about a
specific dialog.
2.4 Subscription Duration
Dialog state changes fairly quickly; once established, a typical
phone call lasts a few minutes (this is different for other session
types, of course). However, the interval between new calls is
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typically infrequent. As such, we arbitrarily choose a default
duration of one hour, and RECOMMEND that clients specify an explicit
duration.
There are two distinct use cases for dialog state. The first is when
a subscriber is interested in the state of a specific dialog (and
they are authorized to find out about just the state of that dialog).
In that case, when the dialog terminates, so too does the
subscription. In these cases, the value of the subscription duration
is largely irrelevant, and SHOULD be longer than the typical duration
of a dialog, about two hours would cover most dialogs.
In another case, a subscriber is interested in the state of all call
legs for a specific user. In these cases, a shorter interval makes
more sense. The default is one hour for these subscriptions.
2.5 NOTIFY Bodies
The body of the notification contains a dialog information document.
The format of this document is described in Section 3. Its MIME type
is "application/dialog-info+xml". All subscribers MUST support this
format, and MUST list its type in any Accept header in the SUBSCRIBE.
When no Accept header is present in the SUBSCRIBE, its default value
is "application/dialog-info+xml".
Other dialog information formats might be defined in the future. In
that case, the subscriptions MAY indicate support for other formats.
However, they MUST always support and list "application/dialog-
info+xml" as an allowed format.
Of course, the notifications generated by the server MUST be in one
of the formats specified in the Accept header in the SUBSCRIBE
request.
2.6 Notifier Processing of SUBSCRIBE Requests
The dialog information for a user contains very sensitive
information. Therefore, all subscriptions SHOULD be authenticated and
then authorized before approval. Authorization policy is at the
discretion of the administrator, as always. However, a few
recommendations can be made.
It is RECOMMENDED that if the policy of a user is that A is allowed
to call them, dialog subscriptions from user A be allowed. However,
the information provided in the notifications does not contain any
dialog identification information; merely an indication of whether
the user is in one or more calls, or not. Specifically, they should
not be able to find out any more information than if they sent an
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INVITE.
It is RECOMMENDED that if a user agent registers with the address-
of-record X, that this user agent authorize subscriptions that come
from any entity that can authenticate itself as X. Complete
information on the dialog state SHOULD be sent in this case. This
authorization behavior allows a group of devices representing a
single user to all become aware of each other's state. This is useful
for applications such as single-line-extension.
2.7 Notifier Generation of NOTIFY Requests
Notifications are generated for the dialog package when a new dialog
comes into existence at a UA, or when the state or characteristics of
an existing dialog changes. Therefore, a model of dialog state is
needed in order to determine precisely when to send notifications,
and what their content should be. The SIP specification has a
reasonably well defined lifecycle for dialogs. However, it is not
explicitly modelled. This specification provides an explicit model of
dialog state through a finite state machine.
It is RECOMMENDED that NOTIFY requests only contain information on
the dialogs whose state has changed. However, if a notifier receives
a SUBSCRIBE request, the triggered NOTIFY SHOULD contain the state of
all dialogs that the subscriber is authorized to see.
2.7.1 The Dialog State Machine
Modelling of dialog state is complicated by two factors. The first is
forking, which can cause a single INVITE to generate many dialogs at
a UAC. The second is the differing views of state at the UAC and UAS.
We have chosen to handle the first issue by extending the dialog FSM
to include the states between transmission of the INVITE and the
creation of actual dialogs through receipt of 1xx and 2xx responses.
We have also chosen to use a single FSM for both UAC and UAS.
The FSM for dialog state is shown in Figure 1. The FSM is best
understood by considering the UAC and UAS cases separately.
The FSM is created in the "trying" state when the UAC sends an INVITE
request. Upon receipt of a 1xx without a tag (the "1xx-notag" event),
the FSM transitions to the "proceeding" state. Note that there is no
actual dialog yet, as defined by the SIP specification. However,
there is a "half-dialog", in the sense that two of the three
components of the dialog ID are known (the call identifier and local
tag). If a 1xx with a tag is received, the FSM transitions to the
early state. The full dialog identifier is now defined. Had a 2xx
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+----------+ +----------+
| | 1xx-notag | |
| |----------->| |
| Trying | |Proceeding|-----+
| |---+ +-----| | |
| | | | | | |
+----------+ | | +----------+ |
| | | | | |
| | | | | |
+<--C-----C--+ |1xx-tag |
| | | | |
cancelled| | | V |
rejected| | |1xx-tag +----------+ |
| | +------->| | |2xx
| | | | |
+<--C--------------| Early | |
| | | | |
| | | | |
| | +----------+ |
| | 2xx | |
| +----------------+ | |
| | |2xx |
| | | |
V V V |
+----------+ +----------+ |
| | | | |
| | | | |
|Terminated|<-----------| Confirmed|<----+
| | hungup | |
| | error | |
+----------+ timeout +----------+
Figure 1: Dialog finite state machine
been received, the FSM would have transitioned to the "confirmed"
state.
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If, after transitioning to the "early" or "confirmed" states, the UAC
receives another 1xx or 2xx with a different tag, another instance of
the FSM is created, initialized into the "early" or "confirmed" state
depending on the response code. The benefit of this approach is that
there will be a single FSM representing the entire state of the
invitation and resulting dialog when dealing with the common case of
no forking.
If the UAC should send a CANCEL, and then subsequently receive a 487
to its INVITE transaction, all FSMs spawned from that INVITE
transition to the "terminated" state with the event "canceled". If
the INVITE transaction terminates with a non-2xx response for any
other reason, all FSMs spawned from that INVITE transition to the
terminated state with the event "rejected".
Once in the confirmed state, the call is active. It can transition to
the terminated state if the UAC sends a BYE or receives a BYE
(corresponding to the "hungup" event), if a mid-dialog request
generates a 481 or 408 response (corresponding to the "error" event),
or a mid-dialog request generates no response (corresponding to the
"timeout" event).
From the perspective of the UAS, when an INVITE is received, the FSM
is created in the "trying" state. If it sends a 1xx without a tag,
the FSM transitions to the "proceeding" state. If a 1xx is sent with
a tag, the FSM transitions to the "early" state, and if a 2xx is
sent, it transitions to the "confirmed" state. If the UAS should
receive a CANCEL request and then generate a 487 response to the
INVITE (which can occur in the proceeding and early states), the FSM
transitions to the terminated state with the event "cancelled". If
the UAS should generate any other non-2xx final response to the
INVITE request, the FSM transitions to the terminated state with the
event "rejected". Once in the "confirmed" state, the transitions to
the "terminated" state occur for the same reasons they do in the case
of UAC.
There should never be a transition from the "trying" state
to the "terminated" state with the event "cancelled", since
the SIP specification prohibits transmission of CANCEL
until a provisional response is received. However, this
transition is defined in the FSM just to unify the
transitions from trying, proceeding, and early to the
terminated state.
2.7.2 Applying the state machine
The notifier MAY generate a NOTIFY request on any event transition of
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the FSM. Whether it does or not is policy dependent. However, some
general guidelines are provided.
When the subscriber is unauthenticated, or is authenticated, but
represents a third party with no specific authorization policies, it
is RECOMMENDED that actual dialog states across all dialogs not be
reported. Rather, a single "virtual" dialog FSM be used, and event
transitions on that FSM be reported. If there is any dialog at the UA
whose state is "confirmed", the virtual FSM is in the "confirmed"
state. If there are no dialogs at the UA in the confirmed state, but
there is at least one in the "early" state, the virtual FSM is in the
"early" state. If there are no dialogs in the confirmed or early
states, but there is at least one in the "proceeding" state, the
virtual FSM is in the "proceeding" state. If there are no dialogs in
the confirmed, early, or proceeding states, but there is at least one
in the "trying" state, the virtual FSM is in the "trying" state.
Furthermore, it is RECOMMENDED that the notifications of changes in
the virtual FSM machine not convey any information except the state
of the FSM and its event transitions - no dialog identifiers (which
are ill-defined in this model in any case). The use of this virtual
FSM allows for minimal information to be conveyed. A subscriber
cannot know how many calls are in progress, or with whom, just that
there exists a call.
When the subscriber is authenticated, and has authenticated itself
with the same address-of-record that the UA itself uses, if no
explicit authorization policy is defined, it is RECOMMENDED that all
state transitions on all dialogs be reported, along with complete
dialog IDs.
The notifier MAY generate a NOTIFY request on any change in the
characteristics associated with the dialog. Since these include CSeq
numbers and SDP, receipt of re-INVITEs and UPDATE requests [11] which
modify this information MAY trigger notifications.
2.8 Subscriber Processing of NOTIFY Requests
The SIP Events framework expects packages to specify how a subscriber
processes NOTIFY requests in any package specific ways, and in
particular, how it uses the NOTIFY requests to contruct a coherent
view of the state of the subscribed resource.
Typically, the NOTIFY for the dialog package will only contain
information about those dialogs whose state has changed. To construct
a coherent view of the total state of all dialogs, a subscriber to
the dialog package will need to combine NOTIFYs received over time.
Notifications within this package can convey partial information;
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that is, they can indicate information about a subset of the state
associated with the subscription. This means that an explicit
algorithm needs to be defined in order to construct coherent and
consistent state. The details of this mechanism are specific to the
particular document type. See Section 3.2 for information on
constructing coherent information from an application/dialog-info+xml
document.
2.9 Handling of Forked Requests
Since dialog state is distributed across the UA for a particular
user, it is reasonable and useful for a SUBSCRIBE request for dialog
state to fork, and reach multiple UA.
As a result, a forked SUBSCRIBE request for dialog state can install
multiple subscriptions. Subscribers to this package MUST be prepared
to install subscription state for each NOTIFY generated as a result
of a single SUBSCRIBE.
2.10 Rate of Notifications
For reasons of congestion control, it is important that the rate of
notifications not become excessive. As a result, it is RECOMMENDED
that the server not generate notifications for a single subscriber at
a rate faster than once every 5 seconds.
2.11 State Agents
Dialog state is ideally maintained in the user agents in which the
dialog resides. Therefore, the elements that maintain the dialog are
the ones best suited to handle subscriptions to it. Therefore, the
usage of state agents is NOT RECOMMENDED for this package.
3 Dialog Information Format
Dialog information is an XML document [3] that MUST be well-formed
and SHOULD be valid. Dialog information documents MUST be based on
XML 1.0 and MUST be encoded using UTF-8. This specification makes use
of XML namespaces for identifying dialog information documents and
document fragments. The namespace URI for elements defined by this
specification is a URN [4], using the namespace identifier 'ietf'
defined by [5] and extended by [6]. This URN is:
urn:ietf:params:xml:ns:dialog-info
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A dialog information document begins with the root element tag
"dialog-info".
3.1 Structure of Dialog Information
A dialog information document starts with a dialog-info element. This
element has three mandatory attributes:
version: This attribute allows the recipient of dialog
information documents to properly order them. Versions
start at 0, and increment by one for each new document sent
to a subscriber. Versions are scoped within a subscription.
Versions MUST be representable using a 32 bit integer.
state: This attribute indicates whether the document contains
the full dialog information, or whether it contains only
information on those dialogs which have changed since the
previous document (partial).
entity: This attribute contains a URI that identifies the user
whose dialog information is reported in the remainder of
the document.
The dialog-info element has a series of dialog sub-elements. Each of
those represents a specific dialog.
3.1.1 Dialog Element
The dialog element reports information on a specific dialog. It has a
single mandatory attribute, id. The id attribute provides a single
string that can be used as an identifier for this dialog. This is a
different identifier than the formal dialog ID defined in SIP [2].
This identifier exists before the dialog exists, and remains
unchanged when the actual dialog is established.
There are a number of optional attributes which provide
identification information about the dialog:
call-id: This attribute is a string which represents the call-id
component of the dialog identifier.
local-tag: This attribute is a string which represents the
local-tag component of the dialog identifier.
remote-tag: This attribute is a string which represents the
remote-tag component of the dialog identifier. The remote
tag attribute won't be present if there is only a "half-
dialog", resulting from generation of a request that can
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create a dialog.
direction: This attribute is either initiator or recipient, and
indicates whether the notifier was the initiator of the
dialog, or the recipient of the INVITE that created it.
The sub-elements of the dialog element provide additional information
about the dialog. The only mandatory one is status.
3.1.2 State
The state element indicates the state of the dialog. Its value is an
enumerated type describing one of the states in the FSM above. It has
an optional event attribute that can be used to indicate the event
which caused the transition into the current state, and an optional
code attribute that indicates the response code associated with the
transition, assuming the event was 1xx-tag, 1xx-notag, or 2xx.
3.1.3 Local URI
The local-uri element indicates the local URI, as defined in [2]. It
has an optional attribute, display-name, that contains the display
name from the local URI.
3.1.4 Remote URI
The remote-uri element indicates the remote URI, as defined in [2].
It has an optional attribute, display-name, that contains the display
name from the remote URI.
3.1.5 Local Session Description
The local-session-description element contains the session
description used by the notifier for its end of the dialog. This
element should generally NOT be included in the notifications, unless
explicitly requested by the subscriber. It has a single attribute,
type, which indicates the MIME media type of the session description.
3.1.6 Remote Session Description
The remote-session-description element contains the session
description used by the peer of the notifier for its end of the
dialog. This element should generally NOT be included in the
notifications, unless explicitly requested by the subscriber. It has
a single attribute, type, which indicates the MIME media type of the
session description.
3.1.7 Remote Target
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The remote-target contains the remote-target URI as constructed by
the user agent for this dialog, as defined in RFC BBBB [2]. This
element should generally not be included in notifications, unless
explicitly requested by the subscriber.
3.1.8 Local CSeq
The local-cseq element contains the most recent value of the CSeq
header used by the UA in an outgoing request on the dialog. This
element should generally NOT be included in the notifications, unless
explicitly requested by the subscriber. If no CSeq has yet been
defined, the value of the element is -1.
3.1.9 Remote CSeq
The remote-cseq element contains the most recent value of the CSeq
header seen by the UA in an incoming request on the dialog. This
element should generally NOT be included in the notifications, unless
explicitly requested by the subscriber. If no CSeq has yet been
defined, the value of the element is -1.
3.1.10 Duration
The duration element contains the amount of time, in seconds, since
the FSM was created.
3.2 Constructing Coherent State
The dialog information subscriber maintains a table for the list of
dialogs. The table contains a row for each dialog. Each row is
indexed by an ID, present in the "id" attribute of the "dialog"
element. The contents of each row contain the state of that dialog as
conveyed in the document. The table is also associated with a version
number. The version number MUST be initialized with the value of the
"version" attribute from the "dialog-info" element in the first
document received. Each time a new document is received, the value of
the local version number, and the "version" attribute in the new
document, are compared. If the value in the new document is one
higher than the local version number, the local version number is
increased by one, and the document is processed. If the value in the
document is more than one higher than the local version number, the
local version number is set to the value in the new document, the
document is processed, and the subscriber SHOULD generate a refresh
request to trigger a full state notification. If the value in the
document is less than the local version, the document is discarded
without processing.
The processing of the dialog information document depends on whether
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it contains full or partial state. If it contains full state,
indicated by the value of the "state" attribute in the "dialog-info"
element, the contents of the table are flushed. They are repopulated
from the document. A new row in the table is created for each
"dialog" element. If the document contains partial state, as
indicated by the value of the "state" attribute in the "dialog-info"
element, the document is used to update the table. For each "dialog"
element in the document, the subscriber checks to see whether a row
exists for that dialog. This check is done by comparing the ID in the
"id" attribute of the "dialog" element with the ID associated with
the row. If the dialog doesn't exist in the table, a row is added,
and its state is set to the information from that "dialog" element.
If the dialog does exist, its state is updated to be the information
from that "dialog" element. If a row is updated or created, such that
its state is now terminated, that entry MAY be removed from the table
at any time.
3.3 Schema
The following is the schema for the application/dialog-info+xml type:
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3.4 Example
For example, if a UAC sends an INVITE that looks like, in part:
INVITE sip:callee@foo.com SIP/2.0
From: sip:caller@bar.com;tag=123
To: sip:callee@foo.com
Call-ID: 987@1.2.3.4
The XML document in a notification might look like:
If a 1xx with a tag is received, the XML document in a notification
might look like:
If it receives a second 1xx, with a different tag, this results in
the creation of a second dialog:
If a 200 OK is received on the second dialog, it moves to confirmed:
32 seconds later, the other early dialog terminates because no 2xx is
received for it. This implies that it was successfully cancelled, and
therefore the following notification is sent:
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4 Security Considerations
Subscriptions to dialog state can reveal very sensitive information.
For this reason, this specification recommends authentication and
authorization of subscriptions, and provides guidelines on sensible
authorization policies.
Since the data in notifications is sensitive as well, end-to-end SIP
encryption mechanisms using S/MIME MAY be used to protect it.
5 IANA Considerations
This document registers a new MIME type, application/dialog-info+xml
and registers a new XML namespace.
5.1 application/dialog-info+xml MIME Registration
MIME media type name: application
MIME subtype name: dialog-info+xml
Mandatory parameters: none
Optional parameters: Same as charset parameter application/xml
as specified in RFC 3023 [7].
Encoding considerations: Same as encoding considerations of
application/xml as specified in RFC 3023 [7].
Security considerations: See Section 10 of RFC 3023 [7] and
Section 4 of this specification.
Interoperability considerations: none.
Published specification: This document.
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Applications which use this media type: This document type has
been used to support SIP applications such as call return
and auto-conference.
Additional Information:
Magic Number: None
File Extension: .dif or .xml
Macintosh file type code: "TEXT"
Personal and email address for further information: Jonathan
Rosenberg,
Intended usage: COMMON
Author/Change controller: The IETF.
5.2 URN Sub-Namespace Registration for urn:ietf:params:xml:ns:dialog-
info
This section registers a new XML namespace, as per the guidelines in
[6].
URI: The URI for this namespace is
urn:ietf:params:xml:ns:dialog-info.
Registrant Contact: IETF, SIMPLE working group,
, Jonathan Rosenberg
.
XML:
BEGIN
Dialog Information Namespace
Namespace for Dialog Information
application/dialog-info+xml
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See RFCXXXX.