Internationalized Email Addresses in X.509 certificates
draft-ietf-lamps-eai-addresses-10

Abstract

This document defines a new name form for inclusion in the otherName field of an X.509 Subject Alternative Name and Issuer Alternate Name extension that allows a certificate subject to be associated with an Internationalized Email Address.

Status of This Memo

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This Internet-Draft will expire on November 20, 2017.

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Table of Contents

• 1. Introduction
• 2. Conventions Used in This Document
• 3. Name Definitions
• 4. IDNA2008
• 5. Matching of Internationalized Email Addresses in X.509 certificates
• 6. Name constraints in path validation
• 7. Security Considerations
• 8. IANA Considerations
• 9. References
• 9.1. Normative References
• 9.2. Informative References
• Appendix A. ASN.1 Module
• Appendix B. Example of SmtpUTF8Name
• Appendix C. Acknowledgements
• Authors' Addresses

1. Introduction

[RFC5280] defines rfc822Name subjectAltName choice for representing [RFC5321] email addresses. This form is restricted to a subset of US-ASCII characters and thus can't be used to represent Internationalized Email addresses [RFC6531]. To facilitate use of these Internationalized Email addresses with X.509 certificates, this document specifies a new name form in otherName so that subjectAltName and issuerAltName can carry them. In addition this document calls for all email address domain in X.509 certificates to conform to IDNA2008 [RFC5890].

2. Conventions Used in This Document

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].

The formal syntax use the Augmented Backus-Naur Form (ABNF) [RFC5234] notation.

3. Name Definitions

The GeneralName structure is defined in [RFC5280], and supports many different names forms including otherName for extensibility. This section specifies the SmtpUTF8Name name form of otherName, so that Internationalized Email addresses can appear in the subjectAltName of a certificate, the issuerAltName of a certificate, or anywhere else that GeneralName is used.

id-on-SmtpUTF8Name OBJECT IDENTIFIER ::= { id-on 9 }

SmtpUTF8Name ::= UTF8String (SIZE (1..MAX))

When the subjectAltName (or issuerAltName) extension contains an Internationalized Email address, the address MUST be stored in the SmtpUTF8Name name form of otherName. The format of SmtpUTF8Name is defined as the ABNF rule SmtpUTF8Mailbox. SmtpUTF8Mailbox is a modified version of the Internationalized Mailbox which was defined in Section 3.3 of [RFC6531] which was itself derived from SMTP Mailbox from Section 4.1.2 of [RFC5321]. [RFC6531] defines the following ABNF rules for Mailbox whose parts are modified for internationalization: <Local-part>, <Dot-string>, <Quoted-string>, <QcontentSMTP>, <Domain>, and <Atom>. In particular, <Local-part> was updated to also support UTF8-non-ascii. UTF8-non-ascii was described by Section 3.1 of [RFC6532]. Also, sub-domain was extended to support U-label, as defined in [RFC5890].

This document further refines Internationalized [RFC6531] Mailbox ABNF rules and calls this SmtpUTF8Mailbox. In SmtpUTF8Mailbox, sub-domain that encode non-ASCII characters SHALL use U-label Unicode native character labels and MUST NOT use A-label [RFC5890]. This restriction prevents having to determine which label encoding A- or U-label is present in the Domain. As per Section 2.3.2.1 of [RFC5890], U-label use UTF-8 [RFC3629] with Normalization Form C and other properties specified there. In SmtpUTF8Mailbox, sub-domain that encode ASCII character labels SHALL use NR-LDH restrictions as specified by section 2.3.1 of [RFC5890] and SHALL be restricted to lower case letters. One suggested approach to apply these sub-domains restriction is to restrict sub-domain so that labels not start with two letters followed by two hyphen-minus characters. Consistent with the treatment of rfc822Name in [RFC5280], SmtpUTF8Name is an envelope <Mailbox> and has no phrase (such as a common name) before it, has no comment (text surrounded in parentheses) after it, and is not surrounded by "<" and ">".

Due to operational reasons described shortly and name constraint compatibility reasons described in its section, SmtpUTF8Name subjectAltName MUST only be used when the local part of the email address contains UTF-8. When the local-part is ASCII, rfc822Name subjectAltName MUST be used instead of SmtpUTF8Name. The use of rfc822Name rather than SmtpUTF8Name is currently more likely to be supported. Also use of SmtpUTF8Name incurs higher byte representation overhead due to encoding with otherName and the additional OID needed. This may be offset if domain requires non-ASCII characters as SmtpUTF8Name supports U-label whereas rfc822Name supports A-label.

SmtpUTF8Name is encoded as UTF8String. The UTF8String encoding MUST NOT contain a Byte-Order- Mark (BOM) [RFC3629] to aid consistency across implementations particularly for comparison.

4. IDNA2008

To facilitate comparison between email addresses, all email address domain in X.509 certificates MUST conform to IDNA2008 [RFC5890] (and excludes any "mappings" mentioned in that document). Otherwise non-conforming email address domains introduces the possibility of conversion errors between alternate forms. This applies to SmtpUTF8Mailbox and rfc822Name in subjectAltName, issuerAltName and anywhere else that GeneralName is used.

5. Matching of Internationalized Email Addresses in X.509 certificates

In equivalence comparison with SmtpUTF8Name, there may be some setup work to enable the comparison i.e. processing of the SmtpUTF8Name content or the email address that is being compared against. The process for setup for comparing with SmtpUTF8Name is split into domain steps and local- part steps. The comparison form for local-part always is UTF-8. The comparison form for domain depends on context. While some contexts such as certificate path validation in [RFC5280] specify transforming domain to A-label, this document RECOMMENDS transforming to UTF-8 U-label instead. This reduces the likelihood of errors by reducing conversions as more implementations natively support U-label domains.

Comparison of two SmtpUTF8Name is straightforward with no setup work needed. They are considered equivalent if there is an exact octet-for-octet match. Comparison with other email address forms such as Internationalized email address or rfc822Name requires additional setup steps. Domain setup is particularly important for forms that may contain A- or U-label such as International email address, or A-label only forms such as rfc822Name. This document specifies the process to transform the domain to U-label. (To convert the domain to A-label, follow the process specified in section 7.5 and 7.2 in [RFC5280]) The first step is to detect A-label by using section 5.1 of [RFC5891]. Next if necessary, transform the A-label to U-label Unicode as specified in section 5.2 of [RFC5891]. Finally if necessary convert the Unicode to UTF-8 as specified in section 3 of [RFC3629]. For ASCII NR-LDH labels, upper case letters are converted to lower case letters. In setup for SmtpUTF8Mailbox, the email address local-part MUST conform to the requirements of [RFC6530] and [RFC6531], including being a string in UTF-8 form. In particular, the local-part MUST NOT be transformed in any way, such as by doing case folding or normalization of any kind. The <Local-part> part of an Internationalized email address is already in UTF-8. For rfc822Name the local-part, which is IA5String (ASCII), trivially maps to UTF-8 without change. Once setup is complete, they are again compared octet-for-octet.

To summarize non-normatively, the comparison steps including setup are:

1. If the domain contains A-labels, transform them to U-label.
2. If the domain contains ASCII NR-LDH labels, lowercase them.
3. Ensure local-part is UTF-8.
4. Compare strings octet-for-octet for equivalence.

This specification expressly does not define any wildcards characters and SmtpUTF8Name comparison implementations MUST NOT interpret any character as wildcards. Instead, to specify multiple email addresses through SmtpUTF8Name, the certificate SHOULD use multiple subjectAltNames or issuerAltNames to explicitly carry those email addresses.

6. Name constraints in path validation

This section updates [RFC5280] name constraints defined in section 4.2.1.10 to work with SmtpUTF8Name subjectAltName. The following specifies that a SmtpUTF8Name aware CA use a compatible name constraint representation. Similarly a SmtpUTF8Name aware path validators MUST be able to apply name constraint comparison to the subject distinguished name and both forms of subject alternative name rfc822Name and SmtpUTF8Name.

The SmtpUTF8Name aware email address name constraint form is specified to be rfc822Name motivated by compatibility considerations with legacy systems that already understand that form. This specification modifies [RFC5280] name constraint to only require with MAY that it represents all addresses at a host or all mailboxes in a domain, and require with MAY NOT that it represent a particular mailbox. For context, [RFC5280] Section 4.2.1.10 specifies with MAY that name constraint represent a particular mailbox, all addresses at a host, or all mailboxes in a domain by specifying the complete email address, a host name, or a domain. The change is due to rfc822Name name constraints inability to represent a specific mailbox with a UTF-8 email local part email address. CA certificate issuers should be aware of this lessened support.

Constraint comparison with SmtpUTF8Name subjectAltName starts with the setup steps defined by Section 5. The setup applies to the inputs of the comparison which is one of a subject distinguished name or a rfc822Name or SmtpUTF8Name subjectAltName, and one of a rfc822Name name constraint. Non-normatively the setup will convert any domain A-label to U-label in the rfc822Name name constraint, and to lower case any doman NR-LDH label in both the name constraint and the subject. After setup, this follows the comparison steps defined in 4.2.1.10 of [RFC5280] with some modifications as follows. The comparison process starts by determining the name constraint representation i.e. email host name or domain part, then comparing the name constraint against the corresponding part in the email address using a byte for byte comparison. This document suggests that name constraint comparison with subject distinguished name or rfc822Name subjectAltName also follow these setup and comparisons steps as well.

  +-------------------------------------------------------------------+
  |  Root CA Cert                                                     |
  +-------------------------------------------------------------------+
                                    |
                                    v
  +-------------------------------------------------------------------+
  |  Intermediate CA Cert                                             |
  |      Permitted                                                    |
  |        rfc822Name: elementary.school.example.com (1)              |
  |                                                                   |
  |        rfc822Name: xn--pss25c.example.com (2)                     |
  |                                                                   |
  +-------------------------------------------------------------------+
                                    |
                                    v
  +-------------------------------------------------------------------+
  |  Entity Cert (w/explicitly permitted subjects)                    |
  |    SubjectAltName Extension                                       |
  |      rfc822Name: student@elemenary.school.example.com (1)         |
  |      SmtpUTF8Name: u+5B66u+751F@elementary.school.example.com (1) |
  |                                                                   |
  |      rfc822Name: student@xn--pss25c.example.com (2)               |
  |      SmtpUTF8Name: u+533Bu+751F@u+5927u+5B66.example.com (2)      |
  |                                                                   |
  +-------------------------------------------------------------------+

  LAMPS-EaiAddresses-2016
    { iso(1) identified-organization(3) dod(6)
      internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)
      id-mod-lamps-eai-addresses-2016(TBD) }

  DEFINITIONS IMPLICIT TAGS ::=
  BEGIN

  IMPORTS
    OTHER-NAME
    FROM PKIX1Implicit-2009
      { iso(1) identified-organization(3) dod(6) internet(1) security(5)
      mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-implicit-02(59) }

    id-pkix
    FROM PKIX1Explicit-2009
      { iso(1) identified-organization(3) dod(6) internet(1) security(5)
      mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-explicit-02(51) } ;

  --
  -- otherName carries additional name types for subjectAltName,
  -- issuerAltName, and other uses of GeneralNames.
  --

    id-on OBJECT IDENTIFIER ::= { id-pkix 8 }

    SmtpUtf8OtherNames OTHER-NAME ::= { on-SmtpUTF8Name, ... }

    on-SmtpUTF8Name OTHER-NAME ::= {
        SmtpUTF8Name IDENTIFIED BY id-on-SmtpUTF8Name
    }

    id-on-SmtpUTF8Name OBJECT IDENTIFIER ::= { id-on 9 }

    SmtpUTF8Name ::= UTF8String (SIZE (1..MAX))

  END

   The hexadecimal DER encoding of the email address is:
   A022060A 2B060105 05070012 0809A014 0C12E880 81E5B8AB 40657861
   6D706C65 2E636F6D

   The text decoding is:
     0  34: [0] {
     2  10:   OBJECT IDENTIFIER '1 3 6 1 5 5 7 0 18 8 9'
    14  20:   [0] {
    16  18:     UTF8String '..@example.com'
          :     }
          :   }