HTTPAUTH A. Melnikov
Internet-Draft Isode Ltd
Intended status: Standards Track March 7, 2015
Expires: September 8, 2015

Salted Challenge Response (SCRAM) HTTP Authentication Mechanism
draft-ietf-httpauth-scram-auth-05.txt

Abstract

The secure authentication mechanism most widely deployed and used by Internet application protocols is the transmission of clear-text passwords over a channel protected by Transport Layer Security (TLS). There are some significant security concerns with that mechanism, which could be addressed by the use of a challenge response authentication mechanism protected by TLS. Unfortunately, the HTTP Digest challenge response mechanism presently on the standards track failed widespread deployment, and have had success only in limited use.

This specification describes a family of HTTP authentication mechanisms called the Salted Challenge Response Authentication Mechanism (SCRAM), which addresses security concerns with HTTP Digest and meets the deployability requirements. When used in combination with TLS or an equivalent security layer, a mechanism from this family could improve the status-quo for HTTP authentication.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at http://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."

This Internet-Draft will expire on September 8, 2015.

Copyright Notice

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Table of Contents

1. Conventions Used in This Document

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].

Formal syntax is defined by [RFC5234] including the core rules defined in Appendix B of [RFC5234].

Example lines prefaced by "C:" are sent by the client and ones prefaced by "S:" by the server. If a single "C:" or "S:" label applies to multiple lines, then the line breaks between those lines are for editorial clarity only, and are not part of the actual protocol exchange.

1.1. Terminology

This document uses several terms defined in [RFC4949] ("Internet Security Glossary") including the following: authentication, authentication exchange, authentication information, brute force, challenge-response, cryptographic hash function, dictionary attack, eavesdropping, hash result, keyed hash, man-in-the-middle, nonce, one-way encryption function, password, replay attack and salt. Readers not familiar with these terms should use that glossary as a reference.

Some clarifications and additional definitions follow:

1.2. Notation

The pseudocode description of the algorithm uses the following notations:

				
   U1   := HMAC(str, salt + INT(1))
   U2   := HMAC(str, U1)
   ...
   Ui-1 := HMAC(str, Ui-2)
   Ui   := HMAC(str, Ui-1)

   Hi := U1 XOR U2 XOR ... XOR Ui
				
			    

2. Introduction

This specification describes a family of authentication mechanisms called the Salted Challenge Response Authentication Mechanism (SCRAM) which addresses the requirements necessary to deploy a challenge-response mechanism more widely than past attempts (see [RFC5802]). When used in combination with Transport Layer Security (TLS, see [RFC5246]) or an equivalent security layer, a mechanism from this family could improve the status-quo for HTTP authentication.

HTTP SCRAM is adoptation of [RFC5802] for use in HTTP. (SCRAM data exchanged is identical to what is defined in [RFC5802].) It also adds 1 round trip reauthentication mode.

HTTP SCRAM provides the following protocol features:

3. SCRAM Algorithm Overview

The following is a description of a full HTTP SCRAM authentication exchange. Note that this section omits some details, such as client and server nonces. See Section 5 for more details.

To begin with, the SCRAM client is in possession of a username and password (*) (or a ClientKey/ServerKey, or SaltedPassword). It sends the username to the server, which retrieves the corresponding authentication information, i.e. a salt, StoredKey, ServerKey and the iteration count i. (Note that a server implementation may choose to use the same iteration count for all accounts.) The server sends the salt and the iteration count to the client, which then computes the following values and sends a ClientProof to the server:

(*) - Note that both the username and the password MUST be encoded in UTF-8 [RFC3629].

Informative Note: Implementors are encouraged to create test cases that use both username passwords with non-ASCII codepoints. In particular, it's useful to test codepoints whose "Unicode Normalization Form C" and "Unicode Normalization Form KC" are different. Some examples of such codepoints include Vulgar Fraction One Half (U+00BD) and Acute Accent (U+00B4).

		    
   SaltedPassword  := Hi(Normalize(password), salt, i)
   ClientKey       := HMAC(SaltedPassword, "Client Key")
   StoredKey       := H(ClientKey)
   AuthMessage     := client-first-message-bare + "," +
                      server-first-message + "," +
                      client-final-message-without-proof
   ClientSignature := HMAC(StoredKey, AuthMessage)
   ClientProof     := ClientKey XOR ClientSignature
   ServerKey       := HMAC(SaltedPassword, "Server Key")
   ServerSignature := HMAC(ServerKey, AuthMessage)
		    
		

The server authenticates the client by computing the ClientSignature, exclusive-ORing that with the ClientProof to recover the ClientKey and verifying the correctness of the ClientKey by applying the hash function and comparing the result to the StoredKey. If the ClientKey is correct, this proves that the client has access to the user's password.

Similarly, the client authenticates the server by computing the ServerSignature and comparing it to the value sent by the server. If the two are equal, it proves that the server had access to the user's ServerKey.

For initial authentication the AuthMessage is computed by concatenating decoded "data" attribute values from the authentication exchange. The format of these messages is defined in [RFC5802].

4. SCRAM Mechanism Names

A SCRAM mechanism name (authentication scheme) is a string "SCRAM-" followed by the uppercased name of the underlying hash function taken from the IANA "Hash Function Textual Names" registry (see http://www.iana.org) .

For interoperability, all HTTP clients and servers supporting SCRAM MUST implement the SCRAM-SHA-1 authentication mechanism, [CREF1]OPEN ISSUE: Possibly switch to SHA-256 as the mandatory-to-implement. i.e. an authentication mechanism from the SCRAM family that uses the SHA-1 hash function as defined in [RFC3174].

5. SCRAM Authentication Exchange

HTTP SCRAM is a HTTP Authentication mechanism whose client response (<credentials-scram>) and server challenge (<challenge-scram>) messages are text-based messages containing one or more attribute-value pairs separated by commas. The messages and their attributes are described below and defined in Section 7.


    challenge-scram   = scram-name [1*SP 1#auth-param]
          ; Complies with <challenge> ABNF from RFC 7235.
          ; Included in the WWW-Authenticate header field.

    credentials-scram = scram-name [1*SP 1#auth-param]
          ; Complies with <credentials> from RFC 7235.
          ; Included in the Authorization header field.

    scram-name = "SCRAM-SHA-1" / other-scram-name
          ; SCRAM-SHA-1 is registered by this RFC
    other-scram-name = "SCRAM-" hash-name
          ; hash-name is a capitalized form of names from IANA
          ; "Hash Function Textual Names" registry.
          ; Additional SCRAM names must be registered in both
          ; the IANA "SASL mechanisms" registry
          ; and the IANA "authentication scheme" registry.      

      

This is a simple example of a SCRAM-SHA-1 authentication exchange (no support for channel bindings, as this feature is not currently supported by HTTP). In the example base64 encoded data is denoted by 'base64(...)' convention. Username 'user' and password 'pencil' are used.

		    
   C: GET /resource HTTP/1.1
   C: Host: server.example.com
   C: [...]
        
   S: HTTP/1.1 401 Unauthorized
   S: WWW-Authenticate: Digest realm="realm1@host.com",
          Digest realm="realm2@host.com",
          Digest realm="realm3@host.com",
          SCRAM-SHA-1 realm="realm3@host.com",
          SCRAM-SHA-1 realm="testrealm@host.com"
   S: [...]

   C: GET /resource HTTP/1.1
   C: Host: server.example.com
   C: Authorization: SCRAM-SHA-1 realm="testrealm@host.com",
          data=base64(n,,n=user,r=fyko+d2lbbFgONRv9qkxdawL)
   C: [...]

   S: HTTP/1.1 401 Unauthorized
   S: WWW-Authenticate: SCRAM-SHA-1
           sid=AAAABBBBCCCCDDDD,
           data=base64(r=fyko+d2lbbFgONRv9qkxdawL3rfcNHYJY1ZVvWVs7j,
             s=QSXCR+Q6sek8bf92,i=4096)
   S: [...]

   C: GET /resource HTTP/1.1
   C: Host: server.example.com
   C: Authorization: SCRAM-SHA-1 sid=AAAABBBBCCCCDDDD,
          data=base64(c=biws,r=fyko+d2lbbFgONRv9qkxdawL3rfcNHYJY1ZVvWVs7j,
            p=v0X8v3Bz2T0CJGbJQyF0X+HI4Ts=)
   C: [...]

   S: HTTP/1.1 200 Ok
   S: Authentication-Info: sid=AAAABBBBCCCCDDDD,
          data=base64(v=rmF9pqV8S7suAoZWja4dJRkFsKQ=)
   S: [...Other header fields and resource body...]

		

Note that in the example above the client can also initiate SCRAM authentication without first being prompted by the server.

Initial "SCRAM-SHA-1" authentication starts with sending the "Authorization" request header field defined by HTTP/1.1, Part 7 [RFC7235] containing "SCRAM-SHA-1" authentication scheme and the following attributes:

In HTTP response, the server sends WWW-Authenticate header field containing: a unique session identifier (the "sid" attribute) plus the "data" attribute containing base64-encoded "server-first-message" [RFC5802]. The "server-first-message" contains the user's iteration count i, the user's salt, and the nonce with a concatenation of the client-specified one with a server nonce. [CREF2]OPEN ISSUE: Alternatively, the "sid" attribute can be another header field.

The client then responds with another HTTP request with the Authorization header field, which includes the "sid" attribute received in the previous server response, together with the "data" attribute containing base64-encoded "client-final-message" data. The latter has the same nonce and a ClientProof computed using the selected hash function (e.g. SHA-1) as explained earlier.

The server verifies the nonce and the proof, and, finally, it responds with a 200 HTTP response with the Authentication-Info header field [I-D.ietf-httpbis-auth-info] containing the "data" attribute containing base64-encoded "server-final-message", concluding the authentication exchange.

The client then authenticates the server by computing the ServerSignature and comparing it to the value sent by the server. If the two are different, the client MUST consider the authentication exchange to be unsuccessful and it might have to drop the connection.

5.1. One round trip reauthentication

If the server supports SCRAM reauthentication, the server sends in its initial HTTP response a WWW-Authenticate header field containing: the "realm" attribute (as defined earlier), the "sr" attribute that contains the server part of the "r" attribute (see [RFC5802] and optional "ttl" attribute (which contains the "sr" value validity in seconds).

If the client has authenticated to the same realm before (i.e. it remembers "i" and "s" attributes for the user from earlies authentication exchanges with the server), it can respond to that with "client-final-message". [CREF3]Should some counter be added to make "sr" unique for each reauth?

If the server considers the server part of the nonce (the "r" attribute) to be still valid, it will provide access to the requested resource (assuming the client hash verifies correctly, of course). However if the server considers that the server part of the nonce is stale (for example if the "sr" value is used after the "ttl" seconds), the server returns "401 Unauthorized" containing the SCRAM mechanism name with a new "sr" and optional "ttl" attributes. [CREF4]Do we also need the "stale" attribute, like the one used by DIGEST?

When constructing AuthMessage Section 3 to be used for calculating client and server proofs, "client-first-message-bare" and "server-first-message" are reconstructed from data known to the client and the server.

Reauthentication can look like this:

            
   C: GET /resource HTTP/1.1
   C: Host: server.example.com
   C: [...]
        
   S: HTTP/1.1 401 Unauthorized
   S: WWW-Authenticate: Digest realm="realm1@host.com",
          Digest realm="realm2@host.com",
          Digest realm="realm3@host.com",
          SCRAM-SHA-1 realm="realm3@host.com",
          SCRAM-SHA-1 realm="testrealm@host.com", sr=3rfcNHYJY1ZVvWVs7j
          SCRAM-SHA-1 realm="testrealm2@host.com", sr=AAABBBCCCDDD, ttl=120
   S: [...]

   [Client authenticates as usual to realm "testrealm@host.com"]
   
   [Some time later client decides to reauthenticate.
    It will use the cached "i" and "s" from earlies exchanges.
    It will use the server advertised "sr" value as the server part of the "r".]
    
   C: GET /resource HTTP/1.1
   C: Host: server.example.com
   C: Authorization: SCRAM-SHA-1 realm="testrealm@host.com",
          data=base64(c=biws,r=fyko+d2lbbFgONRv9qkxdawL3rfcNHYJY1ZVvWVs7j,
            p=v0X8v3Bz2T0CJGbJQyF0X+HI4Ts=)
   C: [...]

   S: HTTP/1.1 200 Ok
   S: Authentication-Info: sid=AAAABBBBCCCCDDDD,
          data=base64(v=rmF9pqV8S7suAoZWja4dJRkFsKQ=)
   S: [...Other header fields and resource body...]

          

6. Use of Authentication-Info header field with SCRAM

When used with SCRAM, the Authentication-Info header field is allowed in the trailer of an HTTP message transferred via chunked transfer-coding.

7. Formal Syntax

The following syntax specification uses the Augmented Backus-Naur Form (ABNF) notation as specified in [RFC5234]. "UTF8-2", "UTF8-3" and "UTF8-4" non-terminal are defined in [RFC3629].


   ALPHA = <as defined in RFC 5234 appendix B.1>
   DIGIT = <as defined in RFC 5234 appendix B.1>

   base64-char     = ALPHA / DIGIT / "/" / "+"

   base64-4        = 4base64-char

   base64-3        = 3base64-char "="

   base64-2        = 2base64-char "=="

   base64          = *base64-4 [base64-3 / base64-2]
                     
   sr              = "sr=" s-nonce
                     ;; s-nonce is defined in RFC 5802.

   data            = "data=" base64
                     ;; The data attribute value is base-64 encoded
                     ;; SCRAM challenge or response defined in
                     ;; RFC 5802.

   ttl             = "ttl" = 1*DIGIT
                     ;; "sr" value validity in seconds.
                     ;; No leading 0s.

   sid             = "sid=" <...>

   realm           = "realm=" <...as defined in HTTP Authentication...>

			

8. Security Considerations

If the authentication exchange is performed without a strong security layer (such as TLS with data confidentiality), then a passive eavesdropper can gain sufficient information to mount an offline dictionary or brute-force attack which can be used to recover the user's password. The amount of time necessary for this attack depends on the cryptographic hash function selected, the strength of the password and the iteration count supplied by the server. An external security layer with strong encryption will prevent this attack.

If the external security layer used to protect the SCRAM exchange uses an anonymous key exchange, then the SCRAM channel binding mechanism can be used to detect a man-in-the-middle attack on the security layer and cause the authentication to fail as a result. However, the man-in-the-middle attacker will have gained sufficient information to mount an offline dictionary or brute-force attack. For this reason, SCRAM allows to increase the iteration count over time. (Note that a server that is only in posession of "StoredKey" and "ServerKey" can't automatic increase the iteration count upon successful authentication. Such increase would require resetting user's password.)

If the authentication information is stolen from the authentication database, then an offline dictionary or brute-force attack can be used to recover the user's password. The use of salt mitigates this attack somewhat by requiring a separate attack on each password. Authentication mechanisms which protect against this attack are available (e.g., the EKE class of mechanisms). RFC 2945 [RFC2945] is an example of such technology.

If an attacker obtains the authentication information from the authentication repository and either eavesdrops on one authentication exchange or impersonates a server, the attacker gains the ability to impersonate that user to all servers providing SCRAM access using the same hash function, password, iteration count and salt. For this reason, it is important to use randomly-generated salt values.

SCRAM does not negotiate a hash function to use. Hash function negotiation is left to the HTTP authentication mechanism negotiation. It is important that clients be able to sort a locally available list of mechanisms by preference so that the client may pick the most preferred of a server's advertised mechanism list. This preference order is not specified here as it is a local matter. The preference order should include objective and subjective notions of mechanism cryptographic strength (e.g., SCRAM with a successor to SHA-1 may be preferred over SCRAM with SHA-1).

SCRAM does not protect against downgrade attacks of channel binding types. The complexities of negotiation a channel binding type, and handling down-grade attacks in that negotiation, was intentionally left out of scope for this document.

A hostile server can perform a computational denial-of-service attack on clients by sending a big iteration count value.

See [RFC4086] for more information about generating randomness.

9. IANA Considerations

New mechanisms in the SCRAM- family are registered according to the IANA procedure specified in [RFC5802].

Note to future SCRAM- mechanism designers: each new SCRAM- HTTP authentication mechanism MUST be explicitly registered with IANA and MUST comply with SCRAM- mechanism naming convention defined in Section 4 of this document.

IANA is requested to add the following entry to the Authentication Scheme Registry defined in HTTP/1.1, Part 7 [RFC7235]:

		    
Authentication Scheme Name: SCRAM-SHA-1
Pointer to specification text: [[ this document ]]
Notes (optional): (none)
		    
		

10. Acknowledgements

This document benefited from discussions on the HTTPAuth, SASL and Kitten WG mailing lists. The authors would like to specially thank co-authors of [RFC5802] from which lots of text was copied.

Thank you to Martin Thomson for the idea of adding "ttl" attribute.

Special thank you to Tony Hansen for doing an early implementation and providing extensive comments on the draft.

11. Design Motivations

The following design goals shaped this document. Note that some of the goals have changed since the initial version of the document.

12. Open Issues

Mandatory to implement SCRAM mechanism? Probably will switch to SHA-256

Should "sid" directive be an attribute or a new HTTP header field shared with other HTTP authentication mechanisms?

Username/password normalization algorithm needs to be picked.

13. References

13.1. Normative References

[I-D.ietf-httpbis-auth-info] Reschke, J., "The Hypertext Transfer Protocol (HTTP) Authentication-Info and Proxy- Authentication-Info Response Header Fields", Internet-Draft draft-ietf-httpbis-auth-info-03, March 2015.
[RFC2104] Krawczyk, H., Bellare, M. and R. Canetti, "HMAC: Keyed-Hashing for Message Authentication", RFC 2104, February 1997.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC3174] Eastlake, D. and P. Jones, "US Secure Hash Algorithm 1 (SHA1)", RFC 3174, September 2001.
[RFC3454] Hoffman, P. and M. Blanchet, "Preparation of Internationalized Strings ("stringprep")", RFC 3454, December 2002.
[RFC3629] Yergeau, F., "UTF-8, a transformation format of ISO 10646", STD 63, RFC 3629, November 2003.
[RFC4013] Zeilenga, K., "SASLprep: Stringprep Profile for User Names and Passwords", RFC 4013, February 2005.
[RFC4648] Josefsson, S., "The Base16, Base32, and Base64 Data Encodings", RFC 4648, October 2006.
[RFC5056] Williams, N., "On the Use of Channel Bindings to Secure Channels", RFC 5056, November 2007.
[RFC5234] Crocker, D. and P. Overell, "Augmented BNF for Syntax Specifications: ABNF", STD 68, RFC 5234, January 2008.
[RFC5802] Newman, C., Menon-Sen, A., Melnikov, A. and N. Williams, "Salted Challenge Response Authentication Mechanism (SCRAM) SASL and GSS-API Mechanisms", RFC 5802, July 2010.
[RFC5929] Altman, J., Williams, N. and L. Zhu, "Channel Bindings for TLS", RFC 5929, July 2010.
[RFC7235] Fielding, R. and J. Reschke, "Hypertext Transfer Protocol (HTTP/1.1): Authentication", RFC 7235, June 2014.

13.2. Informative References

[RFC2865] Rigney, C., Willens, S., Rubens, A. and W. Simpson, "Remote Authentication Dial In User Service (RADIUS)", RFC 2865, June 2000.
[RFC2898] Kaliski, B., "PKCS #5: Password-Based Cryptography Specification Version 2.0", RFC 2898, September 2000.
[RFC2945] Wu, T., "The SRP Authentication and Key Exchange System", RFC 2945, September 2000.
[RFC4086] Eastlake, D., Schiller, J. and S. Crocker, "Randomness Requirements for Security", BCP 106, RFC 4086, June 2005.
[RFC4510] Zeilenga, K., "Lightweight Directory Access Protocol (LDAP): Technical Specification Road Map", RFC 4510, June 2006.
[RFC4616] Zeilenga, K., "The PLAIN Simple Authentication and Security Layer (SASL) Mechanism", RFC 4616, August 2006.
[RFC4949] Shirey, R., "Internet Security Glossary, Version 2", RFC 4949, August 2007.
[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA Considerations Section in RFCs", BCP 26, RFC 5226, May 2008.
[RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008.
[tls-server-end-point] Zhu, L., , "Registration of TLS server end-point channel bindings", IANA http://www.iana.org/assignments/channel-binding-types/tls-server-end-point, July 2008.

Author's Address

Alexey Melnikov Isode Ltd EMail: Alexey.Melnikov@isode.com