Benchmarking Methodology Working Group B. Balarajah
Internet-Draft
Intended status: Informational C. Rossenhoevel
Expires: September 10, 2020 EANTC AG
B. Monkman
NetSecOPEN
March 9, 2020

Benchmarking Methodology for Network Security Device Performance
draft-ietf-bmwg-ngfw-performance-03

Abstract

This document provides benchmarking terminology and methodology for next-generation network security devices including next-generation firewalls (NGFW), intrusion detection and prevention solutions (IDS/IPS) and unified threat management (UTM) implementations. This document aims to strongly improve the applicability, reproducibility, and transparency of benchmarks and to align the test methodology with today's increasingly complex layer 7 application use cases. The main areas covered in this document are test terminology, traffic profiles and benchmarking methodology for NGFWs to start with.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at https://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."

This Internet-Draft will expire on September 10, 2020.

Copyright Notice

Copyright (c) 2020 IETF Trust and the persons identified as the document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.


Table of Contents

1. Introduction

15 years have passed since IETF recommended test methodology and terminology for firewalls initially ([RFC2647], [RFC3511]). The requirements for network security element performance and effectiveness have increased tremendously since then. Security function implementations have evolved to more advanced areas and have diversified into intrusion detection and prevention, threat management, analysis of encrypted traffic, etc. In an industry of growing importance, well-defined and reproducible key performance indicators (KPIs) are increasingly needed as they enable fair and reasonable comparison of network security functions. All these reasons have led to the creation of a new next-generation firewall benchmarking document.

2. Requirements

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", “NOT RECOMMENDED”, "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119], [RFC8174] when, and only when, they appear in all capitals, as shown here.

3. Scope

This document provides testing terminology and testing methodology for next-generation firewalls security devices. It covers security effectiveness configurations, followed by performance benchmark testing. This document focuses on advanced, realistic, and reproducible testing methods. Additionally, it describes test bed environments, test tool requirements and test result formats.

4. Test Setup

Test setup defined in this document is applicable to all benchmarking test scenarios described in Section 7.

4.1. Testbed Configuration

Testbed configuration MUST ensure that any performance implications that are discovered during the benchmark testing aren't due to the inherent physical network limitations such as number of physical links and forwarding performance capabilities (throughput and latency) of the network devise in the testbed. For this reason, this document recommends avoiding external devices such as switches and routers in the testbed wherever possible.

However, in the typical deployment, the security devices (Device Under Test/System Under Test) are connected to routers and switches which will reduce the number of entries in MAC or ARP tables of the Device Under Test/System Under Test (DUT/SUT). If MAC or ARP tables have many entries, this may impact the actual DUT/SUT performance due to MAC and ARP/ND table lookup processes. Therefore, it is RECOMMENDED to connect aggregation switches or routers between test equipment and DUT/SUT as shown in Figure 1. The aggregation switches or routers can be also used to aggregate the test equipment or DUT/SUT ports, if the numbers of used ports are mismatched between test equipment and DUT/SUT.

If the test equipment is capable of emulating layer 3 routing functionality and there is no need for test equipment port aggregation, it is RECOMMENDED to configure the test setup as shown in Figure 2.

 +-------------------+      +-----------+      +--------------------+
 |Aggregation Switch/|      |           |      | Aggregation Switch/|
 | Router            +------+  DUT/SUT  +------+ Router             |
 |                   |      |           |      |                    |
 +----------+--------+      +-----------+      +--------+-----------+
            |                                           |
            |                                           |
+-----------+-----------+                   +-----------+-----------+
|                       |                   |                       |
| +-------------------+ |                   | +-------------------+ |
| | Emulated Router(s)| |                   | | Emulated Router(s)| |
| |     (Optional)    | |                   | |     (Optional)    | |
| +-------------------+ |                   | +-------------------+ |
| +-------------------+ |                   | +-------------------+ |
| |      Clients      | |                   | |      Servers      | |
| +-------------------+ |                   | +-------------------+ |
|                       |                   |                       |
|    Test Equipment     |                   |    Test Equipment     |
+-----------------------+                   +-----------------------+

Figure 1: Testbed Setup - Option 1

+-----------------------+                   +-----------------------+
| +-------------------+ |   +-----------+   | +-------------------+ |
| | Emulated Router(s)| |   |           |   | | Emulated Router(s)| |
| |    (Optional)     | +----- DUT/SUT  +-----+    (Optional)     | |
| +-------------------+ |   |           |   | +-------------------+ |
| +-------------------+ |   +-----------+   | +-------------------+ |
| |     Clients       | |                   | |      Servers      | |
| +-------------------+ |                   | +-------------------+ |
|                       |                   |                       |
|   Test Equipment      |                   |   Test Equipment      |
+-----------------------+                   +-----------------------+

Figure 2: Testbed Setup - Option 2

4.2. DUT/SUT Configuration

A unique DUT/SUT configuration MUST be used for all benchmarking tests described in Section 7. Since each DUT/SUT will have their own unique configuration, users SHOULD configure their device with the same parameters and security features that would be used in the actual deployment of the device or a typical deployment in order to achieve maximum security coverage.

This document attempts to define the recommended security features which SHOULD be consistently enabled for all the benchmarking tests described in Section 7. Table 1 below describes the sets of security feature list which SHOULD be configured on the DUT/SUT.

Based on customer use case, users MAY enable or disable SSL inspection feature for “Throughput Performance with NetSecOPEN Traffic Mix” test scenario described in Section 7.1

To improve repeatability, a summary of the DUT configuration including description of all enabled DUT/SUT features MUST be published with the benchmarking results.

                +------------------------+
                |           NGFW         |
+-------------- +-------------+----------+
|               |             |          |
|DUT Features   | RECOMMENDED | OPTIONAL |
|               |             |          |
+----------------------------------------+
|SSL Inspection |     x       |          |
+----------------------------------------+
|IDS/IPS        |     x       |          |
+----------------------------------------+
|Web Filtering  |             |    x     |
+----------------------------------------+
|Antivirus      |     x       |          |
+----------------------------------------+
|Anti Spyware   |     x       |          |
+----------------------------------------+
|Anti Botnet    |     x       |          |
+----------------------------------------+
|DLP            |             |    x     |
+----------------------------------------+
|DDoS           |             |    x     |
+----------------------------------------+
|Certificate    |             |    x     |
|Validation     |             |          |
+----------------------------------------+
|Logging and    |     x       |          |
|Reporting      |             |          |
+-------------- +------------------------+
|Application    |     x       |          |
|Identification |             |          |
+---------------+-------------+----------+   

Table 1: DUT/SUT Feature List

In summary, DUT/SUT SHOULD be configured as follows:

In addition, a realistic number of access control rules (ACL) MUST be configured on the DUT/SUT. However, this is applicable only for the security devices where ACL’s are configurable. This document determines the number of access policy rules for four different classes of DUT/SUT. The classification of the DUT/SUT MAY be based on its maximum supported firewall throughput performance number defined in the vendor data sheet. This document classifies the DUT/SUT in four different categories; namely Extra Small, Small, Medium, and Large.

The RECOMMENDED throughput values for the following classes are:

Extra Small (XS) - supported throughput less than 1Gbit/s

Small (S) - supported throughput less than 5Gbit/s

Medium (M) - supported throughput greater than 5Gbit/s and less than 10Gbit/s

Large (L) - supported throughput greater than 10Gbit/s

The Access Control Rules (ACL) defined in Table 2 MUST be configured from top to bottom in the correct order as shown in the table. The ACL entries MUST be configured in Forward Information Base (FIB) table of the DUT/SUT. (Note: There will be differences between how security vendors implement ACL decision making.) The configured ACL MUST NOT block the security and performance test traffic used for the benchmarking test scenarios.

+---------------------------------------------------+---------------+
|                                                   | DUT/SUT       |
|                                                   | Classification|
|                                                   | #rules        |
+-----------+-----------+------------------+------------+---+---+---+
|           | Match     |                  |        |   |   |   |   |
| Rules Type| Criteria  |   Description    | Action | XS| S | M | L |
+-------------------------------------------------------------------+
|Application|Application| Any application  |  block | 5 | 10| 20| 50|
|layer      |           | traffic NOT      |        |   |   |   |   |
|           |           | included in the  |        |   |   |   |   |
|           |           | test traffic     |        |   |   |   |   |
+-----------------------+ ------------------------------------------+
|Transport  |Src IP and | Any src IP subnet|  block | 25| 50|100|250|
|layer      |TCP/UDP    | used in the test |        |   |   |   |   |
|           |Dst ports  | AND any dst ports|        |   |   |   |   |
|           |           | NOT used in the  |        |   |   |   |   |
|           |           | test traffic     |        |   |   |   |   |
+-------------------------------------------------------------------+
|IP layer   |Src/Dst IP | Any src/dst IP   |  block | 25| 50|100|250|
|           |           | subnet NOT used  |        |   |   |   |   |
|           |           | in the test      |        |   |   |   |   |
+-------------------------------------------------------------------+
|Application|Application| Applications     |  allow | 10| 10| 10| 10|
|layer      |           | included in the  |        |   |   |   |   |
|           |           | test traffic     |        |   |   |   |   |
+-------------------------------------------------------------------+
|Transport  |Src IP and | Half of the src  |  allow |  1|  1|  1|  1|
|layer      |TCP/UDP    | IP used in the   |        |   |   |   |   |
|           |Dst ports  | test AND any dst |        |   |   |   |   |
|           |           | ports used in the|        |   |   |   |   |
|           |           | test traffic. One|        |   |   |   |   |
|           |           | rule per subnet  |        |   |   |   |   |
+-------------------------------------------------------------------+
|IP layer   |Src IP     | The rest of the  |  allow |  1|  1|  1|  1|
|           |           | src IP subnet    |        |   |   |   |   |
|           |           | range used in the|        |   |   |   |   |
|           |           | test. One rule   |        |   |   |   |   |
|           |           | per subnet       |        |   |   |   |   |
+-----------+-----------+------------------+--------+---+---+---+---+

Table 2: DUT/SUT Access List

4.3. Test Equipment Configuration

In general, test equipment allows configuring parameters in different protocol layers. These parameters thereby influence the traffic flows which will be offered and impact performance measurements.

This section specifies common test equipment configuration parameters applicable for all test scenarios defined in Section 7. Any test scenario specific parameters are described under the test setup section of each test scenario individually.

4.3.1. Client Configuration

This section specifies which parameters SHOULD be considered while configuring clients using test equipment. Also, this section specifies the RECOMMENDED values for certain parameters.

4.3.1.1. TCP Stack Attributes

The TCP stack SHOULD use a TCP Reno [RFC5681] variant, which include congestion avoidance, back off and windowing, fast retransmission, and fast recovery on every TCP connection between client and server endpoints. The default IPv4 and IPv6 MSS segments size MUST be set to 1460 bytes and 1440 bytes respectively and a TX and RX receive windows of 64 KByte. Client initial congestion window MUST NOT exceed 10 times the MSS. Delayed ACKs are permitted and the maximum client delayed Ack MUST NOT exceed 10 times the MSS before a forced ACK. Up to 3 retries SHOULD be allowed before a timeout event is declared. All traffic MUST set the TCP PSH flag to high. The source port range SHOULD be in the range of 1024 - 65535. Internal timeout SHOULD be dynamically scalable per RFC 793. Client SHOULD initiate and close TCP connections. TCP connections MUST be closed via FIN.

4.3.1.2. Client IP Address Space

The sum of the client IP space SHOULD contain the following attributes. The IP blocks SHOULD consist of multiple unique, discontinuous static address blocks. A default gateway is permitted. The IPv4 Type of Service (ToS) byte or IPv6 traffic class should be set to '00' or ‘000000’ respectively.

The following equation can be used to determine the required total number of client IP addresses.

Desired total number of client IP = Target throughput [Mbit/s] / Throughput per IP address [Mbit/s]

Based on deployment and use case scenario, the value for "Throughput per IP address" can be varied.

(Option 1)
DUT/SUT deployment scenario 1 : 6-7 Mbit/s per IP (e.g. 1,400-1,700 IPs per 10Gbit/s throughput)
(Option 2)
DUT/SUT deployment scenario 2 : 0.1-0.2 Mbit/s per IP (e.g. 50,000-100,000 IPs per 10Gbit/s throughput)

Based on deployment and use case scenario, client IP addresses SHOULD be distributed between IPv4 and IPv6 type. The Following options can be considered for a selection of traffic mix ratio.

(Option 1)
100 % IPv4, no IPv6
(Option 2)
80 % IPv4, 20% IPv6
(Option 3)
50 % IPv4, 50% IPv6
(Option 4)
20 % IPv4, 80% IPv6
(Option 5)
no IPv4, 100% IPv6

4.3.1.3. Emulated Web Browser Attributes

The emulated web browser contains attributes that will materially affect how traffic is loaded. The objective is to emulate modern, typical browser attributes to improve realism of the result set.

For HTTP traffic emulation, the emulated browser MUST negotiate HTTP 1.1. HTTP persistency MAY be enabled depending on test scenario. The browser MAY open multiple TCP connections per Server endpoint IP at any time depending on how many sequential transactions are needed to be processed. Within the TCP connection multiple transactions MAY be processed if the emulated browser has available connections. The browser SHOULD advertise a User-Agent header. Headers MUST be sent uncompressed. The browser SHOULD enforce content length validation.

For encrypted traffic, the following attributes SHALL define the negotiated encryption parameters. The test clients MUST use TLSv1.2 or higher. TLS record size MAY be optimized for the HTTPS response object size up to a record size of 16 KByte. The client endpoint MUST send TLS Extension Server Name Indication (SNI) information when opening a security tunnel. Each client connection MUST perform a full handshake with server certificate and MUST NOT use session reuse or resumption. Cipher suite and key size are defined in the parameter section of the specific test scenarios.

4.3.2. Backend Server Configuration

This section specifies which parameters should be considered while configuring emulated backend servers using test equipment.

4.3.2.1. TCP Stack Attributes

The TCP stack on the server side SHOULD be configured similar to the client side configuration described in Section 4.3.1.1. In addition, server initial congestion window MUST NOT exceed 10 times the MSS. Delayed ACKs are permitted and the maximum server delayed ACK MUST NOT exceed 10 times the MSS before a forced ACK.

4.3.2.2. Server Endpoint IP Addressing

The server IP blocks SHOULD consist of unique, discontinuous static address blocks with one IP per Server Fully Qualified Domain Name (FQDN) endpoint per test port. The IPv4 ToS byte and IPv6 traffic class bytes should be set to '00' and ‘000000’ respectively.

4.3.2.3. HTTP / HTTPS Server Pool Endpoint Attributes

The server pool for HTTP SHOULD listen on TCP port 80 and emulate HTTP version 1.1 with persistence. The Server MUST advertise server type in the Server response header [RFC2616]. For HTTPS server, TLS 1.2 or higher MUST be used with a maximum record size of 16 KByte and MUST NOT use ticket resumption or Session ID reuse . The server MUST listen on port TCP 443. The server SHALL serve a certificate to the client. It is REQUIRED that the HTTPS server also check Host SNI information with the FQDN. Cipher suite and key size are defined in the parameter section of the specific test scenarios.

4.3.3. Traffic Flow Definition

This section describes the traffic pattern between client and server endpoints. At the beginning of the test, the server endpoint initializes and will be ready to accept connection states including initialization of the TCP stack as well as bound HTTP and HTTPS servers. When a client endpoint is needed, it will initialize and be given attributes such as a MAC and IP address. The behavior of the client is to sweep though the given server IP space, sequentially generating a recognizable service by the DUT. Thus, a balanced, mesh between client endpoints and server endpoints will be generated in a client port server port combination. Each client endpoint performs the same actions as other endpoints, with the difference being the source IP of the client endpoint and the target server IP pool. The client SHALL use Fully Qualified Domain Names (FQDN) in Host Headers and for TLS Server Name Indication (SNI).

4.3.3.1. Description of Intra-Client Behavior

Client endpoints are independent of other clients that are concurrently executing. When a client endpoint initiates traffic, this section describes how the client steps though different services. Once the test is initialized, the client endpoints SHOULD randomly hold (perform no operation) for a few milliseconds to allow for better randomization of start of client traffic. Each client will either open a new TCP connection or connect to a TCP persistence stack still open to that specific server. At any point that the service profile may require encryption, a TLS encryption tunnel will form presenting the URL request to the server. The server will then perform an SNI name check with the proposed FQDN compared to the domain embedded in the certificate. Only when correct, will the server process the HTTPS response object. The initial response object to the server MUST NOT have a fixed size; its size is based on benchmarking tests described in Section 7. Multiple additional sub-URLs (response objects on the service page) MAY be requested simultaneously. This MAY be to the same server IP as the initial URL. Each sub-object will also use a conical FQDN and URL path, as observed in the traffic mix used.

4.3.4. Traffic Load Profile

The loading of traffic is described in this section. The loading of a traffic load profile has five distinct phases: Init, ramp up, sustain, ramp down, and collection.

  1. During the Init phase, test bed devices including the client and server endpoints should negotiate layer 2-3 connectivity such as MAC learning and ARP. Only after successful MAC learning or ARP/ND resolution SHALL the test iteration move to the next phase. No measurements are made in this phase. The minimum RECOMMEND time for Init phase is 5 seconds. During this phase, the emulated clients SHOULD NOT initiate any sessions with the DUT/SUT, in contrast, the emulated servers should be ready to accept requests from DUT/SUT or from emulated clients.
  2. In the ramp up phase, the test equipment SHOULD start to generate the test traffic. It SHOULD use a set approximate number of unique client IP addresses actively to generate traffic. The traffic SHOULD ramp from zero to desired target objective. The target objective will be defined for each benchmarking test. The duration for the ramp up phase MUST be configured long enough, so that the test equipment does not overwhelm DUT/SUT's supported performance metrics namely; connections per second, throughput, concurrent TCP connections, and application transactions per second. No measurements are made in this phase.
  3. In the sustain phase, the test equipment SHOULD continue generating traffic to constant target value for a constant number of active client IPs. The mininum RECOMMENDED time duration for sustain phase is 300 seconds. This is the phase where measurements occur.
  4. In the ramp down/close phase, no new connections are established, and no measurements are made. The time duration for ramp up and ramp down phase SHOULD be same.
  5. The last phase is administrative and will occur when the test equipment merges and collates the report data.

5. Test Bed Considerations

This section recommends steps to control the test environment and test equipment, specifically focusing on virtualized environments and virtualized test equipment.

  1. Ensure that any ancillary switching or routing functions between the system under test and the test equipment do not limit the performance of the traffic generator. This is specifically important for virtualized components (vSwitches, vRouters).
  2. Verify that the performance of the test equipment matches and reasonably exceeds the expected maximum performance of the system under test.
  3. Assert that the test bed characteristics are stable during the entire test session. Several factors might influence stability specifically for virtualized test beds. For example additional workloads in a virtualized system, load balancing and movement of virtual machines during the test, or simple issues such as additional heat created by high workloads leading to an emergency CPU performance reduction.

Test bed reference pre-tests help to ensure that the maximum desired traffic generator aspects such as throughput, transaction per second, connection per second, concurrent connection and latency.

Once the desired maximum performance goals for the system under test have been identified, a safety margin of 10% SHOULD be added for throughput and subtracted for maximum latency and maximum packet loss.

Test bed preparation may be performed either by configuring the DUT in the most trivial setup (fast forwarding) or without presence of DUT.

6. Reporting

This section describes how the final report should be formatted and presented. The final test report MAY have two major sections; Introduction and result sections. The following attributes SHOULD be present in the introduction section of the test report.

  1. The name of the NetSecOPEN traffic mix (see Appendix A) MUST be prominent.
  2. The time and date of the execution of the test MUST be prominent.
  3. Summary of testbed software and Hardware details
    1. DUT Hardware/Virtual Configuration
      • This section SHOULD clearly identify the make and model of the DUT
      • The port interfaces, including speed and link information MUST be documented.
      • If the DUT is a virtual VNF, interface acceleration such as DPDK and SR-IOV MUST be documented as well as cores used, RAM used, and the pinning / resource sharing configuration. The Hypervisor and version MUST be documented.
      • Any additional hardware relevant to the DUT such as controllers MUST be documented
    2. DUT Software
      • The operating system name MUST be documented
      • The version MUST be documented
      • The specific configuration MUST be documented
    3. DUT Enabled Features
      • Configured DUT/SUT features (see Table 1) MUST be documented
      • Attributes of those featured MUST be documented
      • Any additional relevant information about features MUST be documented
    4. Test equipment hardware and software
      • Test equipment vendor name
      • Hardware details including model number, interface type
      • Test equipment firmware and test application software version
  4. Results Summary / Executive Summary
    1. Results SHOULD resemble a pyramid in how it is reported, with the introduction section documenting the summary of results in a prominent, easy to read block.
    2. In the result section of the test report, the following attributes should be present for each test scenario.
      1. KPIs MUST be documented separately for each test scenario. The format of the KPI metrics should be presented as described in Section 6.1.
      2. The next level of details SHOULD be graphs showing each of these metrics over the duration (sustain phase) of the test. This allows the user to see the measured performance stability changes over time.

6.1. Key Performance Indicators

This section lists KPIs for overall benchmarking tests scenarios. All KPIs MUST be measured during the sustain phase of the traffic load profile described in Section 4.3.4. All KPIs MUST be measured from the result output of test equipment.

7. Benchmarking Tests

7.1. Throughput Performance With NetSecOPEN Traffic Mix

7.1.1. Objective

Using NetSecOPEN traffic mix, determine the maximum sustainable throughput performance supported by the DUT/SUT. (see Appendix A for details about traffic mix)

This test scenario is RECOMMENDED to perform twice; one with SSL inspection feature enabled and the second scenario with SSL inspection feature disabled on the DUT/SUT.

7.1.2. Test Setup

Test bed setup MUST be configured as defined in Section 4. Any test scenario specific test bed configuration changes MUST be documented.

7.1.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.1.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.1.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be noted for this test scenario:

7.1.3.3. Traffic Profile

Traffic profile: Test scenario MUST be run with a single application traffic mix profile (see Appendix A for details about traffic mix). The name of the NetSecOPEN traffic mix MUST be documented.

7.1.3.4. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile.

  1. Number of failed application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of total attempt transactions
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. Maximum deviation (max. dev) of URL Response Time or TTLB (Time To Last Byte) MUST be less than X (The value for "X" will be finalized and updated after completion of PoC test)
    The following equation MUST be used to calculate the deviation of URL Response Time or TTLB
    max. dev = max((avg_latency - min_latency),(max_latency - avg_latency)) / (Initial latency)
    Where, the initial latency is calculated using the following equation. For this calculation, the latency values (min', avg' and max') MUST be measured during test procedure step 1 as defined in Section 7.1.4.1.
    The variable latency represents URL Response Time or TTLB.
    Initial latency:= min((avg' latency - min' latency) | (max' latency - avg' latency))
  4. Maximum value of Time to First Byte (TTFB) MUST be less than X

7.1.3.5. Measurement

Following KPI metrics MUST be reported for this test scenario.

Mandatory KPIs: average Throughput, TTFB (minimum, average and maximum), TTLB (minimum, average and maximum) and average Application Transactions Per Second

Note: TTLB MUST be reported along with min, max and avg object size used in the traffic profile.

Optional KPIs: average TCP Connections Per Second and average TLS Handshake Rate

7.1.4. Test Procedures and expected Results

The test procedures are designed to measure the throughput performance of the DUT/SUT at the sustaining period of traffic load profile. The test procedure consists of three major steps.

7.1.4.1. Step 1: Test Initialization and Qualification

Verify the link status of the all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure traffic load profile of the test equipment to generate test traffic at the "Initial throughput" rate as described in the parameters Section 7.1.3.2. The test equipment SHOULD follow the traffic load profile definition as described in Section 4.3.4. The DUT/SUT SHOULD reach the "Initial throughput" during the sustain phase. Measure all KPI as defined in Section 7.1.3.5. The measured KPIs during the sustain phase MUST meet validation criteria "a" and "b" defined in Section 7.1.3.4.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to step 2.

7.1.4.2. Step 2: Test Run with Target Objective

Configure test equipment to generate traffic at the "Target throughput" rate defined in the parameter table. The test equipment SHOULD follow the traffic load profile definition as described in Section 4.3.4. The test equipment SHOULD start to measure and record all specified KPIs. The frequency of KPI metric measurements SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired target throughput during the sustain phase. In addition, the measured KPIs MUST meet all validation criteria. Follow step 3, if the KPI metrics do not meet the validation criteria.

7.1.4.3. Step 3: Test Iteration

Determine the maximum and average achievable throughput within the validation criteria. Final test iteration MUST be performed for the test duration defined in Section 4.3.4.

7.2. TCP/HTTP Connections Per Second

7.2.1. Objective

Using HTTP traffic, determine the maximum sustainable TCP connection establishment rate supported by the DUT/SUT under different throughput load conditions.

To measure connections per second, test iterations MUST use different fixed HTTP response object sizes defined in Section 7.2.3.2.

7.2.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. MUST be documented.

7.2.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.2.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.2.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be documented for this test scenario:

Client IP address range defined in Section 4.3.1.2

Server IP address range defined in Section 4.3.2.2

Traffic distribution ratio between IPv4 and IPv6 defined in Section 4.3.1.2

Target connections per second: Initial value from product data sheet (if known)

Initial connections per second: 10% of “Target connections per second” (an optional parameter for documentation)

The client SHOULD negotiate HTTP 1.1 and close the connection with FIN immediately after completion of one transaction. In each test iteration, client MUST send GET command requesting a fixed HTTP response object size.

The RECOMMENDED response object sizes are 1, 2, 4, 16, 64 KByte

7.2.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile.

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of total attempt transactions
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. During the sustain phase, traffic should be forwarded at a constant rate
  4. Concurrent TCP connections MUST be constant during steady state and any deviation of concurrent TCP connections SHOULD be less than 10%. This confirms the DUT opens and closes TCP connections almost at the same rate

7.2.3.4. Measurement

Following KPI metric MUST be reported for each test iteration.

average TCP Connections Per Second

7.2.4. Test Procedures and Expected Results

The test procedure is designed to measure the TCP connections per second rate of the DUT/SUT at the sustaining period of the traffic load profile. The test procedure consists of three major steps. This test procedure MAY be repeated multiple times with different IP types; IPv4 only, IPv6 only and IPv4 and IPv6 mixed traffic distribution.

7.2.4.1. Step 1: Test Initialization and Qualification

Verify the link status of all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure the traffic load profile of the test equipment to establish "initial connections per second" as defined in the parameters Section 7.2.3.2. The traffic load profile SHOULD be defined as described in Section 4.3.4.

The DUT/SUT SHOULD reach the "Initial connections per second" before the sustain phase. The measured KPIs during the sustain phase MUST meet validation criteria a, b, c, and d defined in Section 7.2.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to "Step 2".

7.2.4.2. Step 2: Test Run with Target Objective

Configure test equipment to establish "Target connections per second" defined in the parameters table. The test equipment SHOULD follow the traffic load profile definition as described in Section 4.3.4.

During the ramp up and sustain phase of each test iteration, other KPIs such as throughput, concurrent TCP connections and application transactions per second MUST NOT reach to the maximum value the DUT/SUT can support. The test results for specific test iterations SHOULD NOT be reported, if the above mentioned KPI (especially throughput) reaches the maximum value. (Example: If the test iteration with 64 KByte of HTTP response object size reached the maximum throughput limitation of the DUT, the test iteration MAY be interrupted and the result for 64 KByte SHOULD NOT be reported).

The test equipment SHOULD start to measure and record all specified KPIs. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired target connections per second rate at the sustain phase. In addition, the measured KPIs MUST meet all validation criteria.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.2.4.3. Step 3: Test Iteration

Determine the maximum and average achievable connections per second within the validation criteria.

7.3. HTTP Throughput

7.3.1. Objective

Determine the throughput for HTTP transactions varying the HTTP response object size.

7.3.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. must be documented.

7.3.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.3.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.3.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be documented for this test scenario:

Client IP address range defined in Section 4.3.1.2

Server IP address range defined in Section 4.3.2.2

Traffic distribution ratio between IPv4 and IPv6 defined in Section 4.3.1.2

Target Throughput: Initial value from product data sheet (if known)

Initial Throughput: 10% of "Target Throughput" (an optional parameter for documentation)

Number of HTTP response object requests (transactions) per connection: 10

RECOMMENDED HTTP response object size: 1 KByte, 16 KByte, 64 KByte, 256 KByte and mixed objects defined in the table

+---------------------+---------------------+
| Object size (KByte) | Number of requests/ |
|                     | Weight              |
+---------------------+---------------------+
| 0.2                 | 1                   |
+---------------------+---------------------+
| 6                   | 1                   |
+---------------------+---------------------+
| 8                   | 1                   |
+---------------------+---------------------+
| 9                   | 1                   |
+---------------------+---------------------+
| 10                  | 1                   |
+---------------------+---------------------+
| 25                  | 1                   |
+---------------------+---------------------+
| 26                  | 1                   |
+---------------------+---------------------+
| 35                  | 1                   |
+---------------------+---------------------+
| 59                  | 1                   |
+---------------------+---------------------+
| 347                 | 1                   |
+---------------------+---------------------+

Table 3: Mixed Objects

7.3.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of attempt transactions.
  2. Traffic should be forwarded constantly.
  3. Concurrent TCP connections MUST be constant during steady state and any deviation of concurrent TCP connections SHOULD be less than 10%. This confirms the DUT opens and closes TCP connections almost at the same rate

7.3.3.4. Measurement

The KPI metrics MUST be reported for this test scenario:

average Throughput and average HTTP Transactions per Second

7.3.4. Test Procedures and Expected Results

The test procedure is designed to measure HTTP throughput of the DUT/ SUT. The test procedure consists of three major steps. This test procedure MAY be repeated multiple times with different IPv4 and IPv6 traffic distribution and HTTP response object sizes.

7.3.4.1. Step 1: Test Initialization and Qualification

Verify the link status of the all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure traffic load profile of the test equipment to establish "Initial Throughput" as defined in the parameters Section 7.3.3.2.

The traffic load profile SHOULD be defined as described in Section 4.3.4. The DUT/SUT SHOULD reach the "Initial Throughput" during the sustain phase. Measure all KPI as defined in Section 7.3.3.4.

The measured KPIs during the sustain phase MUST meet the validation criteria "a" defined in Section 7.3.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to "Step 2".

7.3.4.2. Step 2: Test Run with Target Objective

The test equipment SHOULD start to measure and record all specified KPIs. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired "Target Throughput" at the sustain phase. In addition, the measured KPIs must meet all validation criteria.

Perform the test separately for each HTTP response object size.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.3.4.3. Step 3: Test Iteration

Determine the maximum and average achievable throughput within the validation criteria. Final test iteration MUST be performed for the test duration defined in Section 4.3.4.

7.4. TCP/HTTP Transaction Latency

7.4.1. Objective

Using HTTP traffic, determine the average HTTP transaction latency when DUT is running with sustainable HTTP transactions per second supported by the DUT/SUT under different HTTP response object sizes.

Test iterations MUST be performed with different HTTP response object sizes in two different scenarios.one with a single transaction and the other with multiple transactions within a single TCP connection. For consistency both the single and multiple transaction test MUST be configured with HTTP 1.1.

Scenario 1: The client MUST negotiate HTTP 1.1 and close the connection with FIN immediately after completion of a single transaction (GET and RESPONSE).

Scenario 2: The client MUST negotiate HTTP 1.1 and close the connection FIN immediately after completion of 10 transactions (GET and RESPONSE) within a single TCP connection.

7.4.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. MUST be documented.

7.4.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.4.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.4.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3 . Following parameters MUST be documented for this test scenario:

Client IP address range defined in Section 4.3.1.2

Server IP address range defined in Section 4.3.2.2

Traffic distribution ratio between IPv4 and IPv6 defined in Section 4.3.1.2

Target objective for scenario 1: 50% of the maximum connection per second measured in test scenario TCP/HTTP Connections Per Second

Target objective for scenario 2: 50% of the maximum throughput measured in test scenario HTTP Throughput

Initial objective for scenario 1: 10% of Target objective for scenario 1” (an optional parameter for documentation)

Initial objective for scenario 2: 10% of “Target objective for scenario 2” (an optional parameter for documentation)

HTTP transaction per TCP connection: test scenario 1 with single transaction and the second scenario with 10 transactions

HTTP 1.1 with GET command requesting a single object. The RECOMMENDED object sizes are 1, 16 or 64 KByte. For each test iteration, client MUST request a single HTTP response object size.

7.4.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile. Ramp up and ramp down phase SHOULD NOT be considered.

Generic criteria:

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of attempt transactions.
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. During the sustain phase, traffic should be forwarded at a constant rate.
  4. Concurrent TCP connections MUST be constant during steady state and any deviation of concurrent TCP connections SHOULD be less than 10%. This confirms the DUT opens and closes TCP connections almost at the same rate
  5. After ramp up the DUT MUST achieve the "Target objective" defined in the parameter Section 7.4.3.2 and remain in that state for the entire test duration (sustain phase).

7.4.3.4. Measurement

Following KPI metrics MUST be reported for each test scenario and HTTP response object sizes separately:

TTFB (minimum, average and maximum) and TTLB (minimum, average and maximum)

All KPI's are measured once the target throughput achieves the steady state.

7.4.4. Test Procedures and Expected Results

The test procedure is designed to measure the average application transaction latencies or TTLB when the DUT is operating close to 50% of its maximum achievable throughput or connections per second. This test procedure CAN be repeated multiple times with different IP types (IPv4 only, IPv6 only and IPv4 and IPv6 mixed traffic distribution), HTTP response object sizes and single and multiple transactions per connection scenarios.

7.4.4.1. Step 1: Test Initialization and Qualification

Verify the link status of the all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure traffic load profile of the test equipment to establish "Initial objective" as defined in the parameters Section 7.4.3.2. The traffic load profile can be defined as described in Section 4.3.4.

The DUT/SUT SHOULD reach the "Initial objective" before the sustain phase. The measured KPIs during the sustain phase MUST meet the validation criteria a, b, c, d, e and f defined in Section 7.4.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to "Step 2".

7.4.4.2. Step 2: Test Run with Target Objective

Configure test equipment to establish "Target objective" defined in the parameters table. The test equipment SHOULD follow the traffic load profile definition as described in Section 4.3.4.

During the ramp up and sustain phase, other KPIs such as throughput, concurrent TCP connections and application transactions per second MUST NOT reach to the maximum value that the DUT/SUT can support. The test results for specific test iterations SHOULD NOT be reported, if the above mentioned KPI (especially throughput) reaches to the maximum value. (Example: If the test iteration with 64 KByte of HTTP response object size reached the maximum throughput limitation of the DUT, the test iteration MAY be interrupted and the result for 64 KByte SHOULD NOT be reported).

The test equipment SHOULD start to measure and record all specified KPIs. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed. DUT/SUT is expected to reach the desired "Target objective" at the sustain phase. In addition, the measured KPIs MUST meet all validation criteria.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.4.4.3. Step 3: Test Iteration

Determine the maximum achievable connections per second within the validation criteria and measure the latency values.

7.5. Concurrent TCP/HTTP Connection Capacity

7.5.1. Objective

Determine the maximum number of concurrent TCP connections that the DUT/ SUT sustains when using HTTP traffic.

7.5.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. must be documented.

7.5.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.5.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.5.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be noted for this test scenario:

The client MUST negotiate HTTP 1.1 with persistence and each client MAY open multiple concurrent TCP connections per server endpoint IP.

Each client sends 10 GET commands requesting 1 KByte HTTP response object in the same TCP connection (10 transactions/TCP connection) and the delay (think time) between the transaction MUST be X seconds.

X = (“Ramp up time” + ”steady state time”) /10

The established connections SHOULD remain open until the ramp down phase of the test. During the ramp down phase, all connections SHOULD be successfully closed with FIN.

7.5.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile.

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transaction) of total attempted transactions
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. During the sustain phase, traffic SHOULD be forwarded constantly

7.5.3.4. Measurement

Following KPI metric MUST be reported for this test scenario:

average Concurrent TCP Connections

7.5.4. Test Procedures and expected Results

The test procedure is designed to measure the concurrent TCP connection capacity of the DUT/SUT at the sustaining period of traffic load profile. The test procedure consists of three major steps. This test procedure MAY be repeated multiple times with different IPv4 and IPv6 traffic distribution.

7.5.4.1. Step 1: Test Initialization and Qualification

Verify the link status of the all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure test equipment to establish “Initial concurrent TCP connections" defined in Section 7.5.3.2. Except ramp up time, the traffic load profile SHOULD be defined as described in Section 4.3.4.

During the sustain phase, the DUT/SUT SHOULD reach the “Initial concurrent TCP connections”. The measured KPIs during the sustain phase MUST meet the validation criteria “a” and “b” defined in Section 7.5.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to “Step 2”.

7.5.4.2. Step 2: Test Run with Target Objective

Configure test equipment to establish “Target concurrent TCP connections”. The test equipment SHOULD follow the traffic load profile definition (except ramp up time) as described in Section 4.3.4.

During the ramp up and sustain phase, the other KPIs such as throughput, TCP connections per second and application transactions per second MUST NOT reach to the maximum value that the DUT/SUT can support.

The test equipment SHOULD start to measure and record KPIs defined in Section 7.5.3.4. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired target concurrent connection at the sustain phase. In addition, the measured KPIs must meet all validation criteria.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.5.4.3. Step 3: Test Iteration

Determine the maximum and average achievable concurrent TCP connections capacity within the validation criteria.

7.6. TCP/HTTPS Connections per second

7.6.1. Objective

Using HTTPS traffic, determine the maximum sustainable SSL/TLS session establishment rate supported by the DUT/SUT under different throughput load conditions.

Test iterations MUST include common cipher suites and key strengths as well as forward looking stronger keys. Specific test iterations MUST include ciphers and keys defined in Section 7.6.3.2.

For each cipher suite and key strengths, test iterations MUST use a single HTTPS response object size defined in the test equipment configuration parameters Section 7.6.3.2 to measure connections per second performance under a variety of DUT Security inspection load conditions.

7.6.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. MUST be documented.

7.6.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.6.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.6.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be documented for this test scenario:

Client IP address range defined in Section 4.3.1.2

Server IP address range defined in Section 4.3.2.2

Traffic distribution ratio between IPv4 and IPv6 defined in Section 4.3.1.2

Target connections per second: Initial value from product data sheet (if known)

Initial connections per second: 10% of “Target connections per second” (an optional parameter for documentation)

RECOMMENDED ciphers and keys:

  1. ECHDE-ECDSA-AES128-GCM-SHA256 with Prime256v1 (Signature Hash Algorithm: ecdsa_secp256r1_sha256 and Supported group: sepc256r1)
  2. ECDHE-RSA-AES128-GCM-SHA256 with RSA 2048 (Signature Hash Algorithm: rsa_pkcs1_sha256 and Supported group: sepc256)
  3. ECDHE-ECDSA-AES256-GCM-SHA384 with Secp521 (Signature Hash Algorithm: ecdsa_secp384r1_sha384 and Supported group: sepc521r1)
  4. ECDHE-RSA-AES256-GCM-SHA384 with RSA 4096 (Signature Hash Algorithm: rsa_pkcs1_sha384 and Supported group: secp256)

The client MUST negotiate HTTPS 1.1 and close the connection with FIN immediately after completion of one transaction. In each test iteration, client MUST send GET command requesting a fixed HTTPS response object size. The RECOMMENDED object sizes are 1, 2, 4, 16, 64 KByte.

7.6.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria:

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of attempt transactions
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. During the sustain phase, traffic should be forwarded at a constant rate
  4. Concurrent TCP connections MUST be constant during steady state and any deviation of concurrent TCP connections SHOULD be less than 10%. This confirms the DUT opens and closes TCP connections almost at the same rate

7.6.3.4. Measurement

Following KPI metrics MUST be reported for this test scenario:

average TCP Connections Per Second, average TLS Handshake Rate (TLS Handshake Rate can be measured in the test scenario using 1KB object size)

7.6.4. Test Procedures and expected Results

The test procedure is designed to measure the TCP connections per second rate of the DUT/SUT at the sustaining period of traffic load profile. The test procedure consists of three major steps. This test procedure MAY be repeated multiple times with different IPv4 and IPv6 traffic distribution.

7.6.4.1. Step 1: Test Initialization and Qualification

Verify the link status of all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure traffic load profile of the test equipment to establish "Initial connections per second" as defined in Section 7.6.3.2. The traffic load profile CAN be defined as described in Section 4.3.4.

The DUT/SUT SHOULD reach the "Initial connections per second" before the sustain phase. The measured KPIs during the sustain phase MUST meet the validation criteria a, b, c, and d defined in Section 7.6.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to "Step 2".

7.6.4.2. Step 2: Test Run with Target Objective

Configure test equipment to establish "Target connections per second" defined in the parameters table. The test equipment SHOULD follow the traffic load profile definition as described in Section 4.3.4.

During the ramp up and sustain phase, other KPIs such as throughput, concurrent TCP connections and application transactions per second MUST NOT reach the maximum value that the DUT/SUT can support. The test results for specific test iteration SHOULD NOT be reported, if the above mentioned KPI (especially throughput) reaches the maximum value. (Example: If the test iteration with 64 KByte of HTTPS response object size reached the maximum throughput limitation of the DUT, the test iteration can be interrupted and the result for 64 KByte SHOULD NOT be reported).

The test equipment SHOULD start to measure and record all specified KPIs. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired target connections per second rate at the sustain phase. In addition, the measured KPIs must meet all validation criteria.

Follow the step 3, if the KPI metrics do not meet the validation criteria.

7.6.4.3. Step 3: Test Iteration

Determine the maximum and average achievable connections per second within the validation criteria.

7.7. HTTPS Throughput

7.7.1. Objective

Determine the throughput for HTTPS transactions varying the HTTPS response object size.

Test iterations MUST include common cipher suites and key strengths as well as forward looking stronger keys. Specific test iterations MUST include the ciphers and keys defined in the parameter Section 7.7.3.2.

7.7.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. must be documented.

7.7.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.7.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.7.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be documented for this test scenario:

Client IP address range defined in Section 4.3.1.2

Server IP address range defined in Section 4.3.2.2

Traffic distribution ratio between IPv4 and IPv6 defined in Section 4.3.1.2

Target Throughput: Initial value from product data sheet (if known)

Initial Throughput: 10% of "Target Throughput" (an optional parameter for documentation)

Number of HTTPS response object requests (transactions) per connection: 10

RECOMMENDED ciphers and keys:

  1. ECHDE-ECDSA-AES128-GCM-SHA256 with Prime256v1 (Signature Hash Algorithm: ecdsa_secp256r1_sha256 and Supported group: sepc256r1)
  2. ECDHE-RSA-AES128-GCM-SHA256 with RSA 2048 (Signature Hash Algorithm: rsa_pkcs1_sha256 and Supported group: sepc256)
  3. ECDHE-ECDSA-AES256-GCM-SHA384 with Secp521 (Signature Hash Algorithm: ecdsa_secp384r1_sha384 and Supported group: sepc521r1)
  4. ECDHE-RSA-AES256-GCM-SHA384 with RSA 4096 (Signature Hash Algorithm: rsa_pkcs1_sha384 and Supported group: secp256)

RECOMMENDED HTTPS response object size: 1 KByte, 2 KByte, 4 KByte, 16 KByte, 64 KByte, 256 KByte and mixed object defined in the table below.

+---------------------+---------------------+
| Object size (KByte) | Number of requests/ |
|                     | Weight              |
+---------------------+---------------------+
| 0.2                 | 1                   |
+---------------------+---------------------+
| 6                   | 1                   |
+---------------------+---------------------+
| 8                   | 1                   |
+---------------------+---------------------+
| 9                   | 1                   |
+---------------------+---------------------+
| 10                  | 1                   |
+---------------------+---------------------+
| 25                  | 1                   |
+---------------------+---------------------+
| 26                  | 1                   |
+---------------------+---------------------+
| 35                  | 1                   |
+---------------------+---------------------+
| 59                  | 1                   |
+---------------------+---------------------+
| 347                 | 1                   |
+---------------------+---------------------+

Table 4: Mixed Objects

7.7.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile.

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of attempt transactions.
  2. Traffic should be forwarded constantly.
  3. Concurrent TCP connections MUST be constant during steady state and any deviation of concurrent TCP connections SHOULD be less than 10%. This confirms the DUT opens and closes TCP connections almost at the same rate

7.7.3.4. Measurement

The KPI metrics MUST be reported for this test scenario:

average Throughput and average HTTPS Transactions Per Second

7.7.4. Test Procedures and Expected Results

The test procedure consists of three major steps. This test procedure MAY be repeated multiple times with different IPv4 and IPv6 traffic distribution and HTTPS response object sizes.

7.7.4.1. Step 1: Test Initialization and Qualification

Verify the link status of the all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure traffic load profile of the test equipment to establish "initial throughput" as defined in the parameters Section 7.7.3.2.

The traffic load profile should be defined as described in Section 4.3.4. The DUT/SUT SHOULD reach the "Initial Throughput" during the sustain phase. Measure all KPI as defined in Section 7.7.3.4.

The measured KPIs during the sustain phase MUST meet the validation criteria "a" defined in Section 7.7.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to "Step 2".

7.7.4.2. Step 2: Test Run with Target Objective

The test equipment SHOULD start to measure and record all specified KPIs. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired "Target Throughput" at the sustain phase. In addition, the measured KPIs MUST meet all validation criteria.

Perform the test separately for each HTTPS response object size.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.7.4.3. Step 3: Test Iteration

Determine the maximum and average achievable throughput within the validation criteria. Final test iteration MUST be performed for the test duration defined in Section 4.3.4.

7.8. HTTPS Transaction Latency

7.8.1. Objective

Using HTTPS traffic, determine the average HTTPS transaction latency when DUT is running with sustainable HTTPS transactions per second supported by the DUT/SUT under different HTTPS response object size.

Scenario 1: The client MUST negotiate HTTPS and close the connection with FIN immediately after completion of a single transaction (GET and RESPONSE).

Scenario 2: The client MUST negotiate HTTPS and close the connection with FIN immediately after completion of 10 transactions (GET and RESPONSE) within a single TCP connection.

7.8.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. MUST be documented.

7.8.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.8.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.8.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be documented for this test scenario:

Client IP address range defined in Section 4.3.1.2

Server IP address range defined in Section 4.3.2.2

Traffic distribution ratio between IPv4 and IPv6 defined in Section 4.3.1.2

RECOMMENDED cipher suites and key size: ECDHE-ECDSA-AES256-GCM-SHA384 with Secp521 bits key size (Signature Hash Algorithm: ecdsa_secp384r1_sha384 and Supported group: sepc521r1)

Target objective for scenario 1: 50% of the maximum connections per second measured in test scenario TCP/HTTPS Connections per second

Target objective for scenario 2: 50% of the maximum throughput measured in test scenario HTTPS Throughput

Initial objective for scenario 1: 10% of Target objective for scenario 1” (an optional parameter for documentation)

Initial objective for scenario 2: 10% of “Target objective for scenario 2” (an optional parameter for documentation)

HTTPS transaction per TCP connection: test scenario 1 with single transaction and the second scenario with 10 transactions

HTTPS 1.1 with GET command requesting a single 1, 16 or 64 KByte object. For each test iteration, client MUST request a single HTTPS response object size.

7.8.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile. Ramp up and ramp down phase SHOULD NOT be considered.

Generic criteria:

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of attempt transactions.
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. During the sustain phase, traffic should be forwarded at a constant rate.
  4. Concurrent TCP connections MUST be constant during steady state and any deviation of concurrent TCP connections SHOULD be less than 10%. This confirms the DUT opens and closes TCP connections almost at the same rate
  5. After ramp up the DUT MUST achieve the "Target objective" defined in the parameter Section 7.8.3.2 and remain in that state for the entire test duration (sustain phase).

7.8.3.4. Measurement

Following KPI metrics MUST be reported for each test scenario and HTTPS response object sizes separately:

TTFB (minimum, average and maximum) and TTLB (minimum, average and maximum)

All KPI's are measured once the target connections per second achieves the steady state.

7.8.4. Test Procedures and Expected Results

The test procedure is designed to measure average TTFB or TTLB when the DUT is operating close to 50% of its maximum achievable connections per second. This test procedure can be repeated multiple times with different IP types (IPv4 only, IPv6 only and IPv4 and IPv6 mixed traffic distribution), HTTPS response object sizes and single and multiple transactions per connection scenarios.

7.8.4.1. Step 1: Test Initialization and Qualification

Verify the link status of the all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure traffic load profile of the test equipment to establish "Initial objective" as defined in the parameters Section 7.8.3.2. The traffic load profile can be defined as described in Section 4.3.4.

The DUT/SUT SHOULD reach the "Initial objective" before the sustain phase. The measured KPIs during the sustain phase MUST meet the validation criteria a, b, c, d, e and f defined in Section 7.8.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to "Step 2".

7.8.4.2. Step 2: Test Run with Target Objective

Configure test equipment to establish "Target objective" defined in the parameters table. The test equipment SHOULD follow the traffic load profile definition as described in Section 4.3.4.

During the ramp up and sustain phase, other KPIs such as throughput, concurrent TCP connections and application transactions per second MUST NOT reach to the maximum value that the DUT/SUT can support. The test results for specific test iterations SHOULD NOT be reported, if the above mentioned KPI (especially throughput) reaches to the maximum value. (Example: If the test iteration with 64 KByte of HTTP response object size reached the maximum throughput limitation of the DUT, the test iteration MAY be interrupted and the result for 64 KByte SHOULD NOT be reported).

The test equipment SHOULD start to measure and record all specified KPIs. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed. DUT/SUT is expected to reach the desired "Target objective" at the sustain phase. In addition, the measured KPIs MUST meet all validation criteria.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.8.4.3. Step 3: Test Iteration

Determine the maximum achievable connections per second within the validation criteria and measure the latency values.

7.9. Concurrent TCP/HTTPS Connection Capacity

7.9.1. Objective

Determine the maximum number of concurrent TCP connections that the DUT/SUT sustains when using HTTPS traffic.

7.9.2. Test Setup

Test bed setup SHOULD be configured as defined in Section 4. Any specific test bed configuration changes such as number of interfaces and interface type, etc. MUST be documented.

7.9.3. Test Parameters

In this section, test scenario specific parameters SHOULD be defined.

7.9.3.1. DUT/SUT Configuration Parameters

DUT/SUT parameters MUST conform to the requirements defined in Section 4.2. Any configuration changes for this specific test scenario MUST be documented.

7.9.3.2. Test Equipment Configuration Parameters

Test equipment configuration parameters MUST conform to the requirements defined in Section 4.3. Following parameters MUST be documented for this test scenario:

The client MUST perform HTTPS transaction with persistence and each client can open multiple concurrent TCP connections per server endpoint IP.

Each client sends 10 GET commands requesting 1 KByte HTTPS response objects in the same TCP connections (10 transactions/TCP connection) and the delay (think time) between each transactions MUST be X seconds.

X = (“Ramp up time” + ”steady state time”) /10

The established connections SHOULD remain open until the ramp down phase of the test. During the ramp down phase, all connections SHOULD be successfully closed with FIN.

7.9.3.3. Test Results Validation Criteria

The following test Criteria is defined as test results validation criteria. Test results validation criteria MUST be monitored during the whole sustain phase of the traffic load profile.

  1. Number of failed Application transactions (receiving any HTTP response code other than 200 OK) MUST be less than 0.001% (1 out of 100,000 transactions) of total attempted transactions
  2. Number of Terminated TCP connections due to unexpected TCP RST sent by DUT/SUT MUST be less than 0.001% (1 out of 100,000 connections) of total initiated TCP connections
  3. During the sustain phase, traffic SHOULD be forwarded constantly

7.9.3.4. Measurement

Following KPI metric MUST be reported for this test scenario:

average Concurrent TCP Connections

7.9.4. Test Procedures and expected Results

The test procedure is designed to measure the concurrent TCP connection capacity of the DUT/SUT at the sustaining period of traffic load profile. The test procedure consists of three major steps. This test procedure MAY be repeated multiple times with different IPv4 and IPv6 traffic distribution.

7.9.4.1. Step 1: Test Initialization and Qualification

Verify the link status of all connected physical interfaces. All interfaces are expected to be in "UP" status.

Configure test equipment to establish “initial concurrent TCP connections" defined in Section 7.9.3.2. Except ramp up time, the traffic load profile SHOULD be defined as described in Section 4.3.4.

During the sustain phase, the DUT/SUT SHOULD reach the “Initial concurrent TCP connections”. The measured KPIs during the sustain phase MUST meet the validation criteria “a” and “b” defined in Section 7.9.3.3.

If the KPI metrics do not meet the validation criteria, the test procedure MUST NOT be continued to “Step 2”.

7.9.4.2. Step 2: Test Run with Target Objective

Configure test equipment to establish “Target concurrent TCP connections”. The test equipment SHOULD follow the traffic load profile definition (except ramp up time) as described in Section 4.3.4.

During the ramp up and sustain phase, the other KPIs such as throughput, TCP connections per second and application transactions per second MUST NOT reach to the maximum value that the DUT/SUT can support.

The test equipment SHOULD start to measure and record KPIs defined in Section 7.9.3.4. The frequency of measurement SHOULD be 2 seconds. Continue the test until all traffic profile phases are completed.

The DUT/SUT is expected to reach the desired target concurrent connections at the sustain phase. In addition, the measured KPIs MUST meet all validation criteria.

Follow step 3, if the KPI metrics do not meet the validation criteria.

7.9.4.3. Step 3: Test Iteration

Determine the maximum and average achievable concurrent TCP connections within the validation criteria.

8. Formal Syntax

9. IANA Considerations

This document makes no request of IANA.

Note to RFC Editor: this section may be removed on publication as an RFC.

10. Security Considerations

The primary goal of this document is to provide benchmarking terminology and methodology for next-generation network security devices. However, readers should be aware that there is some overlap between performance and security issues. Specifically, the optimal configuration for network security device performance may not be the most secure, and vice-versa. The Cipher suites recommended in this document are just for test purpose only. The Cipher suite recommendation for a real deployment is outside the scope of this document.

11. Acknowledgements

Acknowledgements will be added in the future release.

12. Contributors

The authors would like to thank the many people that contributed their time and knowledge to this effort.

Specifically, to the co-chairs of the NetSecOPEN Test Methodology working group and the NetSecOPEN Security Effectiveness working group - Alex Samonte, Aria Eslambolchizadeh, Carsten Rossenhoevel and David DeSanto.

Additionally, the following people provided input, comments and spent time reviewing the myriad of drafts. If we have missed anyone the fault is entirely our own. Thanks to - Amritam Putatunda, Chao Guo, Chris Chapman, Chris Pearson, Chuck McAuley, David White, Jurrie Van Den Breekel, Michelle Rhines, Rob Andrews, Samaresh Nair, and Tim Winters.

13. References

13.1. Normative References

[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, May 2017.

13.2. Informative References

[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P. and T. Berners-Lee, "Hypertext Transfer Protocol -- HTTP/1.1", RFC 2616, DOI 10.17487/RFC2616, June 1999.
[RFC2647] Newman, D., "Benchmarking Terminology for Firewall Performance", RFC 2647, DOI 10.17487/RFC2647, August 1999.
[RFC3511] Hickman, B., Newman, D., Tadjudin, S. and T. Martin, "Benchmarking Methodology for Firewall Performance", RFC 3511, DOI 10.17487/RFC3511, April 2003.
[RFC5681] Allman, M., Paxson, V. and E. Blanton, "TCP Congestion Control", RFC 5681, DOI 10.17487/RFC5681, September 2009.

Appendix A. NetSecOPEN Basic Traffic Mix

A traffic mix for testing performance of next generation firewalls MUST scale to stress the DUT based on real-world conditions. In order to achieve this the following MUST be included:

A traffic mix for testing performance of next generation firewalls MUST also facilitate application identification using different detection methods with and without decryption of the traffic. Such as:

The mix MUST be of sufficient complexity and volume to render differences in individual apps as statistically insignificant. For example, changes in like to like apps – such as one type of video service vs. another both consist of larger objects whereas one news site vs. another both typically have more connections then other apps because of trackers and embedded advertising content. To achieve sufficient complexity, a mix MUST have:

The following is a description of what a popular application in an enterprise traffic mix contains.

Table 5 lists the FQDNs, number of transactions and bytes transferred as an example, client interactions with Office 365 Outlook, Word, Excel, PowerPoint, SharePoint and Skype.

+---------------------------------+------------+-------------+
| Office365 FQDN                  | Bytes      | Transaction |
+============================================================+
| r1.res.office365.com            | 14,056,960 | 192         |
+---------------------------------+------------+-------------+
| s1-word-edit-15.cdn.office.net  | 6,731,019  | 22          |
+---------------------------------+------------+-------------+
| company1-my.sharepoint.com      | 6,269,492  | 42          |
+---------------------------------+------------+-------------+
| swx.cdn.skype.com               | 6,100,027  | 12          |
+---------------------------------+------------+-------------+
| static.sharepointonline.com     | 6,036,947  | 41          |
+---------------------------------+------------+-------------+
| spoprod-a.akamaihd.net          | 3,904,250  | 25          |
+---------------------------------+------------+-------------+
| s1-excel-15.cdn.office.net      | 2,767,941  | 16          |
+---------------------------------+------------+-------------+
| outlook.office365.com           | 2,047,301  | 86          |
+---------------------------------+------------+-------------+
| shellprod.msocdn.com            | 1,008,370  | 11          |
+---------------------------------+------------+-------------+
| word-edit.officeapps.live.com   | 932,080    | 25          |
+---------------------------------+------------+-------------+
| res.delve.office.com            | 760,146    | 2           |
+---------------------------------+------------+-------------+
| s1-powerpoint-15.cdn.office.net | 557,604    | 3           |
+---------------------------------+------------+-------------+
| appsforoffice.microsoft.com     | 511,171    | 5           |
+---------------------------------+------------+-------------+
| powerpoint.officeapps.live.com  | 471,625    | 14          |
+---------------------------------+------------+-------------+
| excel.officeapps.live.com       | 342,040    | 14          |
+---------------------------------+------------+-------------+
| s1-officeapps-15.cdn.office.net | 331,343    | 5           |
+---------------------------------+------------+-------------+
| webdir0a.online.lync.com        | 66,930     | 15          |
+---------------------------------+------------+-------------+
| portal.office.com               | 13,956     | 1           |
+---------------------------------+------------+-------------+
| config.edge.skype.com           | 6,911      | 2           |
+---------------------------------+------------+-------------+
| clientlog.portal.office.com     | 6,608      | 8           |
+---------------------------------+------------+-------------+
| webdir.online.lync.com          | 4,343      | 5           |
+---------------------------------+------------+-------------+
| graph.microsoft.com             | 2,289      | 2           |
+---------------------------------+------------+-------------+
| nam.loki.delve.office.com       | 1,812      | 5           |
+---------------------------------+------------+-------------+
| login.microsoftonline.com       | 464        | 2           |
+---------------------------------+------------+-------------+
| login.windows.net               | 232        | 1           |
+---------------------------------+------------+-------------+

Table 5: Office365

Clients MUST connect to multiple server FQDNs in the same order as real applications. Connections MUST be made when the client is interacting with the application and MUST NOT first setup up all connections. Connections SHOULD stay open per client for subsequent transactions to the same FQDN similar to how a web browser behaves. Clients MUST use different URL Paths and Object sizes in orders as they are observed in real Applications. Clients MAY also setup multiple connections per FQDN to process multiple transactions in a sequence at the same time. Table 6 has a partial example sequence of the Office 365 Word application transactions.

+---------------------------------+----------------------+----------+
| FQDN                            | URL Path             | Object   |
|                                 |                      | size     |
+===================================================================+
| company1-my.sharepoint.com      | /personal...         | 23,132   |
+---------------------------------+----------------------+----------+
| word-edit.officeapps.live.com   | /we/WsaUpload.ashx   | 2        |
+---------------------------------+----------------------+----------+
| static.sharepointonline.com     | /bld/.../blank.js    | 454      |
+---------------------------------+----------------------+----------+
| static.sharepointonline.com     | /bld/.../            | 23,254   |
|                                 | initstrings.js       |          |
+---------------------------------+----------------------+----------+
| static.sharepointonline.com     | /bld/.../init.js     | 292,740  |
+---------------------------------+----------------------+----------+
| company1-my.sharepoint.com      | /ScriptResource...   | 102,774  |
+---------------------------------+----------------------+----------+
| company1-my.sharepoint.com      | /ScriptResource...   | 40,329   |
+---------------------------------+----------------------+----------+
| company1-my.sharepoint.com      | /WebResource...      | 23,063   |
+---------------------------------+----------------------+----------+
| word-edit.officeapps.live.com   | /we/wordeditorframe. | 60,657   |
|                                 | aspx...              |          |
+---------------------------------+----------------------+----------+
| static.sharepointonline.com     | /bld/_layouts/.../   | 454      |
|                                 | blank.js             |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 19,201   |
|                                 | EditSurface.css      |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 221,397  |
|                                 | WordEditor.css       |          |
+---------------------------------+----------------------+----------+
| s1-officeapps-15.cdn.office.net | /we/s/.../           | 107,571  |
|                                 | Microsoft            |          |
|                                 | Ajax.js              |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 39,981   |
|                                 | wacbootwe.js         |          |
+---------------------------------+----------------------+----------+
| s1-officeapps-15.cdn.office.net | /we/s/.../           | 51,749   |
|                                 | CommonIntl.js        |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 6,050    |
|                                 | Compat.js            |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 54,158   |
|                                 | Box4Intl.js          |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 24,946   |
|                                 | WoncaIntl.js         |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 53,515   |
|                                 | WordEditorIntl.js    |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../           | 1,978,712|
|                                 | WordEditorExp.js     |          |
+---------------------------------+----------------------+----------+
| s1-word-edit-15.cdn.office.net  | /we/s/.../jSanity.js | 10,912   |
+---------------------------------+----------------------+----------+
| word-edit.officeapps.live.com   | /we/OneNote.ashx     | 145,708  |
+---------------------------------+----------------------+----------+

Table 6: Office365 Word Transactions

For application identification the HTTPS/TLS traffic MUST include realistic Certificate Subject Common Name (CN) data as well as Server Name Indications (SNI). For example, a DUT MAY detect Facebook Chat traffic by inspecting the certificate and detecting *.facebook.com in the certificate subject CN and subsequently detect the word chat in the FQDN 5-edge-chat.facebook.com and identify traffic on the connection to be Facebook Chat.

Table 7 includes further examples in SNI and CN pairs for several FQDNs of Office 365.

+------------------------------+----------------------------------+
|Server Name Indication (SNI)  | Certificate Subject              |
|                              | Common Name (CN)                 |
+=================================================================+
| r1.res.office365.com         | *.res.outlook.com                |
+------------------------------+----------------------------------+
| login.windows.net            | graph.windows.net                |
+------------------------------+----------------------------------+
| webdir0a.online.lync.com     | *.online.lync.com                |
+------------------------------+----------------------------------+
| login.microsoftonline.com    | stamp2.login.microsoftonline.com |
+------------------------------+----------------------------------+
| webdir.online.lync.com       | *.online.lync.com                |
+------------------------------+----------------------------------+
| graph.microsoft.com          | graph.microsoft.com              |
+------------------------------+----------------------------------+
| outlook.office365.com        | outlook.com                      |
+------------------------------+----------------------------------+
| appsforoffice.microsoft.com  | appsforoffice.microsoft.com      |
+------------------------------+----------------------------------+

Table 7: Office365 SNI and CN Pairs Examples

NetSecOPEN has provided a reference enterprise perimeter traffic mix with dozens of applications, hundreds of connections, and thousands of transactions.

The enterprise perimeter traffic mix consists of 70% HTTPS and 30% HTTP by Bytes, 58% HTTPS and 42% HTTP by Transactions. By connections with a single connection per FQDN the mix consists of 43% HTTPS and 57% HTTP. With multiple connections per FQDN the HTTPS percentage is higher.

Table 8 is a summary of the NetSecOPEN enterprise perimeter traffic mix sorted by bytes with unique FQDNs and transactions per applications.

+------------------+-------+--------------+-------------+
| Application      | FQDNs | Transactions | Bytes       |
+=======================================================+
| Office365        | 26    | 558          | 52,931,947  |
+------------------+-------+--------------+-------------+
| Box              | 4     | 90           | 23,276,089  |
+------------------+-------+--------------+-------------+
| Salesforce       | 6     | 365          | 23,137,548  |
+------------------+-------+--------------+-------------+
| Gmail            | 13    | 139          | 16,399,289  |
+------------------+-------+--------------+-------------+
| Linkedin         | 10    | 206          | 15,040,918  |
+------------------+-------+--------------+-------------+
| DailyMotion      | 8     | 77           | 14,751,514  |
+------------------+-------+--------------+-------------+
| GoogleDocs       | 2     | 71           | 14,205,476  |
+------------------+-------+--------------+-------------+
| Wikia            | 15    | 159          | 13,909,777  |
+------------------+-------+--------------+-------------+
| Foxnews          | 82    | 499          | 13,758,899  |
+------------------+-------+--------------+-------------+
| Yahoo Finance    | 33    | 254          | 13,134,011  |
+------------------+-------+--------------+-------------+
| Youtube          | 8     | 97           | 13,056,216  |
+------------------+-------+--------------+-------------+
| Facebook         | 4     | 207          | 12,726,231  |
+------------------+-------+--------------+-------------+
| CNBC             | 77    | 275          | 11,939,566  |
+------------------+-------+--------------+-------------+
| Lightreading     | 27    | 304          | 11,200,864  |
+------------------+-------+--------------+-------------+
| BusinessInsider  | 16    | 142          | 11,001,575  |
+------------------+-------+--------------+-------------+
| Alexa            | 5     | 153          | 10,475,151  |
+------------------+-------+--------------+-------------+
| CNN              | 41    | 206          | 10,423,740  |
+------------------+-------+--------------+-------------+
| Twitter Video    | 2     | 72           | 10,112,820  |
+------------------+-------+--------------+-------------+
| Cisco Webex      | 1     | 213          | 9,988,417   |
+------------------+-------+--------------+-------------+
| Slack            | 3     | 40           | 9,938,686   |
+------------------+-------+--------------+-------------+
| Google Maps      | 5     | 191          | 8,771,873   |
+------------------+-------+--------------+-------------+
| SpectrumIEEE     | 7     | 145          | 8,682,629   |
+------------------+-------+--------------+-------------+
| Yelp             | 9     | 146          | 8,607,645   |
+------------------+-------+--------------+-------------+
| Vimeo            | 12    | 74           | 8,555,960   |
+------------------+-------+--------------+-------------+
| Wikihow          | 11    | 140          | 8,042,314   |
+------------------+-------+--------------+-------------+
| Netflix          | 3     | 31           | 7,839,256   |
+------------------+-------+--------------+-------------+
| Instagram        | 3     | 114          | 7,230,883   |
+------------------+-------+--------------+-------------+
| Morningstar      | 30    | 150          | 7,220,121   |
+------------------+-------+--------------+-------------+
| Docusign         | 5     | 68           | 6,972,738   |
+------------------+-------+--------------+-------------+
| Twitter          | 1     | 100          | 6,939,150   |
+------------------+-------+--------------+-------------+
| Tumblr           | 11    | 70           | 6,877,200   |
+------------------+-------+--------------+-------------+
| Whatsapp         | 3     | 46           | 6,829,848   |
+------------------+-------+--------------+-------------+
| Imdb             | 16    | 251          | 6,505,227   |
+------------------+-------+--------------+-------------+
| NOAAgov          | 1     | 44           | 6,316,283   |
+------------------+-------+--------------+-------------+
| IndustryWeek     | 23    | 192          | 6,242,403   |
+------------------+-------+--------------+-------------+
| Spotify          | 18    | 119          | 6,231,013   |
+------------------+-------+--------------+-------------+
| AutoNews         | 16    | 165          | 6,115,354   |
+------------------+-------+--------------+-------------+
| Evernote         | 3     | 47           | 6,063,168   |
+------------------+-------+--------------+-------------+
| NatGeo           | 34    | 104          | 6,026,344   |
+------------------+-------+--------------+-------------+
| BBC News         | 18    | 156          | 5,898,572   |
+------------------+-------+--------------+-------------+
| Investopedia     | 38    | 241          | 5,792,038   |
+------------------+-------+--------------+-------------+
| Pinterest        | 8     | 102          | 5,658,994   |
+------------------+-------+--------------+-------------+
| Succesfactors    | 2     | 112          | 5,049,001   |
+------------------+-------+--------------+-------------+
| AbaJournal       | 6     | 93           | 4,985,626   |
+------------------+-------+--------------+-------------+
| Pbworks          | 4     | 78           | 4,670,980   |
+------------------+-------+--------------+-------------+
| NetworkWorld     | 42    | 153          | 4,651,354   |
+------------------+-------+--------------+-------------+
| WebMD            | 24    | 280          | 4,416,736   |
+------------------+-------+--------------+-------------+
| OilGasJournal    | 14    | 105          | 4,095,255   |
+------------------+-------+--------------+-------------+
| Trello           | 5     | 39           | 4,080,182   |
+------------------+-------+--------------+-------------+
| BusinessWire     | 5     | 109          | 4,055,331   |
+------------------+-------+--------------+-------------+
| Dropbox          | 5     | 17           | 4,023,469   |
+------------------+-------+--------------+-------------+
| Nejm             | 20    | 190          | 4,003,657   |
+------------------+-------+--------------+-------------+
| OilGasDaily      | 7     | 199          | 3,970,498   |
+------------------+-------+--------------+-------------+
| Chase            | 6     | 52           | 3,719,232   |
+------------------+-------+--------------+-------------+
| MedicalNews      | 6     | 117          | 3,634,187   |
+------------------+-------+--------------+-------------+
| Marketwatch      | 25    | 142          | 3,291,226   |
+------------------+-------+--------------+-------------+
| Imgur            | 5     | 48           | 3,189,919   |
+------------------+-------+--------------+-------------+
| NPR              | 9     | 83           | 3,184,303   |
+------------------+-------+--------------+-------------+
| Onelogin         | 2     | 31           | 3,132,707   |
+------------------+-------+--------------+-------------+
| Concur           | 2     | 50           | 3,066,326   |
+------------------+-------+--------------+-------------+
| Service-now      | 1     | 37           | 2,985,329   |
+------------------+-------+--------------+-------------+
| Apple itunes     | 14    | 80           | 2,843,744   |
+------------------+-------+--------------+-------------+
| BerkeleyEdu      | 3     | 69           | 2,622,009   |
+------------------+-------+--------------+-------------+
| MSN              | 39    | 203          | 2,532,972   |
+------------------+-------+--------------+-------------+
| Indeed           | 3     | 47           | 2,325,197   |
+------------------+-------+--------------+-------------+
| MayoClinic       | 6     | 56           | 2,269,085   |
+------------------+-------+--------------+-------------+
| Ebay             | 9     | 164          | 2,219,223   |
+------------------+-------+--------------+-------------+
| UCLAedu          | 3     | 42           | 1,991,311   |
+------------------+-------+--------------+-------------+
| ConstructionDive | 5     | 125          | 1,828,428   |
+------------------+-------+--------------+-------------+
| EducationNews    | 4     | 78           | 1,605,427   |
+------------------+-------+--------------+-------------+
| BofA             | 12    | 68           | 1,584,851   |
+------------------+-------+--------------+-------------+
| ScienceDirect    | 7     | 26           | 1,463,951   |
+------------------+-------+--------------+-------------+
| Reddit           | 8     | 55           | 1,441,909   |
+------------------+-------+--------------+-------------+
| FoodBusinessNews | 5     | 49           | 1,378,298   |
+------------------+-------+--------------+-------------+
| Amex             | 8     | 42           | 1,270,696   |
+------------------+-------+--------------+-------------+
| Weather          | 4     | 50           | 1,243,826   |
+------------------+-------+--------------+-------------+
| Wikipedia        | 3     | 27           | 958,935     |
+------------------+-------+--------------+-------------+
| Bing             | 1     | 52           | 697,514     |
+------------------+-------+--------------+-------------+
| ADP              | 1     | 30           | 508,654     |
+------------------+-------+--------------+-------------+
|                  |       |              |             |
+------------------+-------+--------------+-------------+
| Grand Total      | 983   | 10021        | 569,819,095 |
+------------------+-------+--------------+-------------+

Table 8: Summary of NetSecOPEN Enterprise Perimeter Traffic Mix

Authors' Addresses

Balamuhunthan Balarajah EMail: bm.balarajah@gmail.com
Carsten Rossenhoevel EANTC AG Salzufer 14 Berlin, 10587 Germany EMail: cross@eantc.de
Brian Monkman NetSecOPEN 417 Independence Court Mechanicsburg, PA 17050 USA EMail: bmonkman@netsecopen.org